CVI Holdings

CVI Holdings as of Sept. 30, 2019

Portfolio Holdings for CVI Holdings

CVI Holdings holds 43 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ani Pharmaceuticals Inc. note 3.000 12/0 22.0 $9.8M 9.0M 1.09
Timkensteel Corp note 6.000% 6/0 21.8 $9.7M 11M 0.93
Sesen Bio 12.4 $5.5M 4.7M 1.17
Exicure 7.2 $3.2M 1.3M 2.53
Turning Point Therapeutics I 5.8 $2.6M 69k 37.59
Vuzix Corp Com Stk (VUZI) 3.4 $1.5M 668k 2.28
Eros International 3.4 $1.5M 783k 1.91
Senseonics Hldgs Inc note 5.250% 2/0 3.4 $1.5M 1.5M 1.00
Cormedix Inc cormedix (CRMD) 3.3 $1.5M 230k 6.38
Pareteum 2.8 $1.2M 956k 1.29
Bioxcel Therapeutics (BTAI) 2.5 $1.1M 159k 7.04
Vascular Biogenics 2.5 $1.1M 824k 1.35
Ocugen (OCGN) 2.4 $1.1M 368k 2.88
Ctrip.com International 1.4 $624k 21k 29.28
Adamis Pharmaceuticals Corp Com Stk 1.4 $618k 883k 0.70
D Golden Minerals 1.0 $428k 1.8M 0.24
Arcturus Therapeutics Hldg I (ARCT) 0.5 $227k 22k 10.28
Opera (OPRA) 0.5 $212k 21k 10.04
Bellicum Pharma 0.4 $177k 169k 1.05
Senmiao Technology 0.3 $149k 404k 0.37
Farmmi Inc cmn 0.3 $136k 87k 1.56
Plus Therapeutics 0.3 $134k 39k 3.43
Delmar Pharmaceuticals 0.2 $104k 189k 0.55
Verb Technology Co. @3.443 4/9 warrants (VERBW) 0.2 $89k 240k 0.37
Sigma Labs Inc *w exp 02/15/202 0.1 $52k 200k 0.26
Apricus Biosciences 0.1 $54k 59k 0.91
Biondvax Pharmaceuticals Ltd *w exp 05/01/201 0.1 $45k 73k 0.62
Artelo Biosciences Inc *w exp 06/25/202 (ARTLW) 0.1 $38k 65k 0.58
Check Cap 0.1 $27k 136k 0.20
Phio Pharmaceuticals Corp 0.1 $26k 93k 0.28
Flexshopper Inc *w exp 09/28/202 0.1 $24k 50k 0.48
Seanergy Maritime Hldgs Corp a 0.0 $12k 1.2M 0.01
Onconova Therapeutics Inc *w exp 07/07/202 0.0 $2.6k 132k 0.02
Ameri Hldgs Inc *w exp 11/08/202 0.0 $3.0k 100k 0.03
Medigus Ltd *w exp 07/23/202 0.0 $5.7k 63k 0.09
Creative Realities Inc *w exp 11/09/202 0.0 $4.1k 15k 0.27
Plus Therapeutics Inc w exp 05/28/202 0.0 $2.6k 259k 0.01
Applied Dna Sciences Inc *w exp 11/21/201 0.0 $0 31k 0.00
Benitec Biopharma Ltd *w exp 08/14/202 0.0 $1.0k 50k 0.02
Energy Fuels Inc W Exp 09/20/2021 warrant 0.0 $0 278k 0.00
Soligenix Inc-warrant w exp 11/14/202 0.0 $2.0k 17k 0.12
Cellect Biotechnology Ltd *w exp 07/28/202 0.0 $0 13k 0.00
Inspiremd Inc *w exp 03/14/202 0.0 $0 48k 0.00