CVI Holdings

CVI Holdings as of Sept. 30, 2020

Portfolio Holdings for CVI Holdings

CVI Holdings holds 82 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Fuelcell Energy 16.5 $41M 19M 2.14
Penn National Gaming (PENN) 11.8 $29M 400k 72.70
Velodyne Lidar 11.4 $28M 1.5M 18.69
Hudson Executive Invt Corp Com Cl A 4.8 $12M 1.2M 9.82
Timkensteel Corp Note 6.000% 6/0 (Principal) 3.6 $8.8M 11M 0.84
Qell Acquisition Corp Unit 10/01/2025 3.1 $7.6M 750k 10.16
I Mab Sponsored Ads (IMAB) 2.9 $7.1M 152k 47.03
Checkpoint Therapeutics 2.9 $7.0M 2.6M 2.68
Rockwell Medical Technologies 2.3 $5.7M 5.3M 1.07
Gs Acquisition Hldgs Corp Ii Com Cl A 2.2 $5.4M 500k 10.76
Tortoise Acquisition Corp Ii Unit 06/14/2027 2.2 $5.4M 492k 10.88
East Res Acquisition Com Cl A 2.0 $4.8M 490k 9.82
Inseego Corp Note 3.250% 5/0 (Principal) 2.0 $4.8M 5.0M 0.96
Industrial Tech Acqu Unit 08/31/2025 1.6 $4.0M 400k 10.00
Soleno Therapeutics Com New 1.6 $3.9M 1.6M 2.51
Lionheart Acquisition Corp I Unit 08/13/2025 1.4 $3.5M 350k 9.96
Yunhong Intl Cl A Shs 1.4 $3.4M 350k 9.84
Equity Distr Acquisition Cor Unit 99/99/9999 1.3 $3.1M 300k 10.30
Falcon Capital Acquisitn Cor Unit 08/20/2027 1.3 $3.1M 300k 10.29
Vesper Healthcare Acqstn Cor Unit 99/99/9999 1.3 $3.1M 300k 10.26
Yucaipa Acquisition Corp Unit 99/99/9999 1.2 $3.1M 300k 10.20
Prime Impact Acquisition I Unit 10/01/2030 1.2 $3.0M 300k 10.02
Contrafect Corp Com New 1.2 $3.0M 564k 5.28
Protara Therapeutics Com Stk (TARA) 1.2 $2.8M 169k 16.83
Verona Pharma Sponsored Ads (VRNA) 1.1 $2.8M 444k 6.24
Oaktree Acquisition Corp Ii Unit 09/15/2027 0.8 $2.1M 200k 10.29
Twc Tech Hldgs Ii Corp Unit 09/10/2025 0.8 $2.0M 200k 10.13
Cf Finance Acquisition Corp Unit 08/01/2027 0.8 $2.0M 200k 10.03
Acon S2 Acquisition Corp Unit 09/15/2027 0.8 $2.0M 200k 10.02
Ftac Olympus Acquisition Cor Unit 08/24/2025 0.8 $2.0M 200k 10.00
Peridot Acquisition Corp Unit 99/99/9999 0.8 $2.0M 200k 9.98
Roth Ch Acquisition I 0.8 $2.0M 200k 9.95
Alpha Healthcare Acquistn Unit 09/21/2027 0.8 $2.0M 200k 9.92
Ribbit Leap Unit 99/99/9999 0.8 $2.0M 150k 13.00
Neonode Com Par (NEON) 0.8 $1.9M 238k 7.90
Orphazyme A S Ads 0.7 $1.8M 175k 10.33
Insu Acquisition Corp Ii Unit 09/04/2025 0.6 $1.6M 150k 10.36
Eros Stx Global Corporation Shs New 0.6 $1.5M 700k 2.21
Aspirational Consumer Lifest Unit 99/99/9999 0.6 $1.5M 150k 10.00
Greenpro Cap Corp 0.6 $1.5M 1.0M 1.45
Diamedica Therapeutics Com New (DMAC) 0.5 $1.2M 276k 4.24
Star Peak Energy Transition Unit 99/99/9999 0.4 $1.1M 103k 10.25
Fintech Acquisition Corp Iv Unit 12/31/2025 0.4 $1.0M 100k 10.24
Vector Acquisition Corp Unit 09/30/2027 0.4 $1.0M 100k 10.14
Deerfield Healthcare Tech Ac Com Cl A 0.3 $790k 75k 10.51
Forum Merger Iii Corp Unit 08/24/2027 0.3 $784k 75k 10.45
Hudson Executive Invt Corp *w Exp 06/21/202 0.3 $708k 600k 1.18
Starboard Value Acquisitn Unit 09/10/2025 0.3 $706k 70k 10.09
The9 Spon Ads 0.3 $695k 2.2M 0.32
Senseonics Hldgs Note 5.250% 2/0 (Principal) 0.3 $679k 1.5M 0.45
Humanigen Com New (HGENQ) 0.2 $475k 45k 10.64
Neovasc 0.2 $454k 212k 2.14
Polar Pwr 0.2 $395k 125k 3.16
Uranium Energy (UEC) 0.2 $377k 378k 1.00
Usio (USIO) 0.1 $339k 220k 1.54
Gs Acquisition Hldgs Corp Ii *w Exp 06/30/202 0.1 $269k 125k 2.15
Fat Brands *w Exp 06/30/202 (FATBW) 0.1 $250k 191k 1.31
Neptune Wellness Solutions I 0.1 $238k 113k 2.11
Sun Biopharma Com New 0.1 $238k 79k 3.01
Nucana Sponsored Adr 0.1 $175k 34k 5.18
Aptorum Group Cl A Ord Shs 0.1 $174k 65k 2.69
United States Antimony (UAMY) 0.1 $174k 600k 0.29
East Res Acquisition *w Exp 07/01/202 0.1 $167k 245k 0.68
Roth Ch Acquisition I *w Exp 01/28/202 0.1 $155k 150k 1.03
Cel-sci Corp Com Par New Put Option 0.1 $153k 12k 12.75
Altimmune Com New (ALT) 0.1 $140k 11k 13.21
Cohbar 0.0 $100k 106k 0.95
Verb Technology *w Exp 03/14/202 0.0 $93k 240k 0.39
Genius Brands Intl 0.0 $92k 77k 1.19
Verifyme *w Exp 06/22/202 0.0 $76k 69k 1.10
Yunhong Intl Right 01/31/2027 0.0 $70k 350k 0.20
Geovax Labs *w Exp 09/29/202 0.0 $70k 80k 0.88
Siyata Mobile *w Exp 09/24/202 0.0 $63k 55k 1.15
Yunhong Intl *w Exp 01/31/202 0.0 $32k 175k 0.18
Deerfield Healthcare Tech Ac *w Exp 07/16/202 0.0 $21k 15k 1.40
Medigus *w Exp 07/23/202 0.0 $10k 58k 0.17
Sigma Labs *w Exp 02/15/202 0.0 $8.0k 45k 0.18
Artelo Biosciences *w Exp 06/25/202 (ARTLW) 0.0 $5.0k 65k 0.08
Ameri Hldgs *w Exp 11/08/202 0.0 $5.0k 83k 0.06
Check Cap *w Exp 05/03/202 0.0 $4.0k 136k 0.03
Creative Realities *w Exp 11/09/202 0.0 $2.0k 15k 0.14
Energy Fuels *w Exp 09/20/202 0.0 $0 278k 0.00