DeepCurrents Investment Group

DeepCurrents Investment Group as of Dec. 31, 2020

Portfolio Holdings for DeepCurrents Investment Group

DeepCurrents Investment Group holds 164 positions in its portfolio as reported in the December 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Tesla Note 1.250% 3/0 (Principal) 21.4 $813M 83M 9.78
Docusign Note 0.500% 9/1 (Principal) 6.2 $237M 76M 3.11
Twilio Note 0.250% 6/0 (Principal) 5.8 $222M 47M 4.77
Tesla Note 2.375% 3/1 (Principal) 4.7 $177M 17M 10.75
Bilibili Note 1.375% 4/0 (Principal) 4.5 $172M 50M 3.47
Sarepta Therapeutics DBCV 1.500%11/1 (Principal) 3.8 $146M 60M 2.44
Sea Note 1.000%12/0 (Principal) 3.5 $133M 34M 3.96
Pinduoduo Note 10/0 (Principal) 3.3 $127M 30M 4.17
Snap Note 0.750% 8/0 (Principal) 2.7 $102M 45M 2.27
Dexcom Note 0.750%12/0 (Principal) 2.4 $93M 41M 2.28
Ionis Pharmaceuticals Note 0.125%12/1 (Principal) 2.1 $81M 80M 1.02
Nutanix Note 1/1 (Principal) 2.0 $76M 75M 1.01
Wix Note 7/0 (Principal) 1.8 $70M 38M 1.85
Ishares Tr Russell 2000 Etf Put Option (IWM) 1.8 $70M 355k 196.06
Coupa Software Note 0.125% 6/1 (Principal) 1.4 $55M 25M 2.18
Iqiyi Note 3.750%12/0 (Principal) 1.4 $53M 53M 1.00
Infinera Corp Note 2.125% 9/0 (Principal) 1.3 $49M 39M 1.25
Repligen Corp Note 0.375% 7/1 (Principal) 1.3 $48M 27M 1.75
Wayfair Note 1.125%11/0 (Principal) 1.2 $45M 22M 2.04
Ptc Therapeutics Note 3.000% 8/1 (Principal) 1.1 $40M 31M 1.28
Nevro Corp Note 2.750% 4/0 (Principal) 1.0 $40M 22M 1.82
Viavi Solutions Inc equities Put Option (VIAV) 1.0 $40M 2.6M 14.98
Lendingtree Note 0.625% 6/0 (Principal) 1.0 $39M 28M 1.43
Chegg Note 0.125% 3/1 (Principal) 1.0 $36M 20M 1.82
Huazhu Group Note 0.375%11/0 (Principal) 0.8 $32M 28M 1.16
Cree Note 0.875% 9/0 (Principal) 0.8 $32M 17M 1.82
Shopify Note 0.125%11/0 (Principal) 0.8 $30M 26M 1.18
New Relic Note 0.500% 5/0 (Principal) 0.8 $30M 30M 0.99
Pure Storage Note 0.125% 4/1 (Principal) 0.8 $30M 27M 1.11
Synaptics Note 0.500% 6/1 (Principal) 0.8 $29M 21M 1.38
Retrophin Note 2.500% 9/1 (Principal) 0.7 $28M 28M 1.02
Karyopharm Therapeutics Note 3.000%10/1 (Principal) 0.7 $28M 23M 1.25
Intercept Pharmaceuticals In Note 3.250% 7/0 (Principal) 0.7 $28M 36M 0.78
CONMED Corporation (CNMD) 0.7 $26M 228k 112.00
Pioneer Natural Resources 0.6 $25M 215k 113.89
Proofpoint Note 0.250% 8/1 (Principal) 0.6 $24M 22M 1.11
Invitae Corp Note 2.000% 9/0 (Principal) 0.6 $24M 15M 1.61
salesforce Call Option (CRM) 0.6 $22M 100k 222.53
Gossamer Bio Note 5.000% 6/0 (Principal) 0.6 $21M 23M 0.92
Pinduoduo Note 12/0 (Principal) 0.5 $20M 17M 1.23
Atlas Air Worldwide Hldgs In Note 2.250% 6/0 (Principal) 0.5 $20M 20M 1.04
Iqiyi Note 4.000%12/1 (Principal) 0.5 $20M 20M 1.00
Guess Note 2.000% 4/1 (Principal) 0.5 $19M 17M 1.13
Alibaba Group Hldg Sponsored Ads Call Option (BABA) 0.5 $19M 81k 232.72
Evolent Health Note 1.500%10/1 (Principal) 0.5 $18M 21M 0.85
Ishares Tr U.s. Real Es Etf Put Option (IYR) 0.5 $17M 204k 85.64
Omeros Corp Note 5.250% 2/1 (Principal) 0.4 $17M 16M 1.07
Ironwood Pharmaceuticals DBCV 2.250% 6/1 (Principal) 0.4 $16M 15M 1.08
Tilray Note 5.000%10/0 (Principal) 0.4 $15M 18M 0.84
Exact Sciences Corp Note 0.375% 3/0 (Principal) 0.4 $15M 11M 1.31
Veoneer Note 4.000% 6/0 (Principal) 0.4 $13M 11M 1.21
Cytokinetics Note 4.000%11/1 (Principal) 0.3 $13M 6.0M 2.15
Booking Holdings Put Option (BKNG) 0.3 $13M 5.7k 2227.06
Etsy (ETSY) 0.3 $12M 68k 177.91
Pure Storage Cl A Put Option (PSTG) 0.3 $11M 500k 22.61
Pfizer Call Option (PFE) 0.3 $11M 289k 36.81
Intel Corporation Call Option (INTC) 0.3 $10M 200k 49.82
Square Note 0.500% 5/1 (Principal) 0.3 $9.8M 3.5M 2.81
Neogenomics Note 1.250% 5/0 (Principal) 0.2 $8.9M 5.5M 1.63
Pacira Biosciences Note 2.375% 4/0 (Principal) 0.2 $8.3M 7.2M 1.14
Splunk Note 1.125% 9/1 (Principal) 0.2 $8.2M 6.1M 1.35
Nutanix Cl A Put Option (NTNX) 0.2 $6.8M 214k 31.87
Yy Note 0.750% 6/1 (Principal) 0.2 $6.5M 6.4M 1.02
KBR (KBR) 0.2 $6.5M 209k 30.93
Novavax Note 3.750% 2/0 (Principal) 0.2 $6.3M 5.0M 1.26
Vishay Intertechnology (VSH) 0.2 $6.0M 292k 20.71
New Relic Put Option 0.2 $5.9M 90k 65.41
Best Note 1.750%10/0 (Principal) 0.1 $5.5M 8.3M 0.67
Nextera Energy Unit 99/99/9999 (Principal) 0.1 $5.5M 109k 50.43
Chefs Whse Note 1.875%12/0 (Principal) 0.1 $4.8M 5.0M 0.96
Live Nation Entertainment Put Option (LYV) 0.1 $4.8M 65k 73.47
Honeywell International Put Option (HON) 0.1 $4.4M 21k 212.64
Hldgs Call Option (UAL) 0.1 $4.3M 100k 43.24
Nextera Energy Unit 99/99/9999 (Principal) 0.1 $3.8M 75k 51.03
Infinera Put Option 0.1 $3.5M 330k 10.48
Collegium Pharmaceutical Note 2.625% 2/1 (Principal) 0.1 $3.3M 3.4M 0.98
Tilray Com Cl 2 Put Option (TLRY) 0.1 $3.1M 376k 8.26
Intercept Pharmaceuticals In Put Option 0.1 $2.5M 100k 24.70
Guess? Put Option (GES) 0.1 $2.3M 100k 22.62
Veoneer Incorporated Put Option 0.1 $2.1M 100k 21.30
Joyy Ads Repstg Com A (JOYY) 0.1 $2.0M 25k 79.97
Sailpoint Technologies Hldgs Note 0.125% 9/1 (Principal) 0.1 $1.9M 1.0M 1.93
Pegasystems (PEGA) 0.0 $1.8M 13k 133.30
Pebblebrook Hotel Tr Note 1.750%12/1 (Principal) 0.0 $1.6M 1.5M 1.06
Chp Merger Corp Com Cl A 0.0 $1.4M 136k 10.26
Scvx Corp Class A 0.0 $1.1M 107k 10.30
Collective Growth Corp *w Exp 04/30/202 Call Option 0.0 $946k 66k 14.29
Select Sector Spdr Tr Energy Call Option (XLE) 0.0 $929k 25k 37.91
Western Digital (WDC) 0.0 $862k 16k 55.40
Collective Growth Corp Com Cl A 0.0 $807k 57k 14.29
Chp Merger Corp *w Exp 11/22/202 Call Option 0.0 $699k 68k 10.26
Rodgers Silicon Valley Aq Unit 11/30/2025 0.0 $667k 50k 13.34
Collective Growth Corp Unit 04/29/2025 0.0 $653k 39k 16.87
Citic Capital Acquisition Com Cl A 0.0 $608k 58k 10.48
Motive Capital Corp Unit 99/99/9999 0.0 $606k 58k 10.54
Rmg Acquisition Corp Ii Unit 12/09/2025 0.0 $557k 50k 11.14
Scvx Corp *w Exp 01/24/202 Call Option 0.0 $550k 53k 10.29
Roman Dbdr Tech Acquisition Unit 99/99/9999 0.0 $520k 50k 10.39
Chp Merger Corp Unit 11/22/2024 0.0 $461k 45k 10.25
American Airls Call Option (AAL) 0.0 $388k 25k 15.77
Ciig Merger Corp *w Exp 12/31/202 Call Option 0.0 $378k 14k 28.08
Periphas Capital Partnering Unit 99/99/9999 0.0 $378k 15k 26.10
Social Capital Hedosopha Hld Unit 99/99/9999 0.0 $366k 25k 14.63
Scvx Corp Unit 99/99/9999 (SCVXU) 0.0 $341k 33k 10.30
Social Capital Hedosopha Hld Unit 99/99/9999 0.0 $330k 25k 13.19
Slack Technologies Com Cl A 0.0 $308k 7.3k 42.19
Citic Capital Acquisition *w Exp 01/17/202 Call Option 0.0 $304k 29k 10.48
Vesper Healthcare Acqstn Cor Unit 99/99/9999 0.0 $303k 25k 12.10
Amplitude Hlthcre Aqustin *w Exp 12/01/202 Call Option 0.0 $292k 29k 10.02
Ciig Merger Corp Unit 12/31/2026 0.0 $259k 8.1k 32.05
Bridgetown Holdings Com Cl A 0.0 $247k 16k 15.46
Proptech Investment Corp Ii Unit 99/99/9999 0.0 $238k 22k 10.62
Marquee Raine Acquisition Unit 12/01/2025 0.0 $230k 21k 10.81
Sarissa Capital Acquisitn Unit 10/23/2027 0.0 $226k 21k 10.67
Citic Capital Acquisition Unit 99/99/9999 0.0 $225k 20k 11.41
Social Capital Hedosopha Hld Unit 99/99/9999 0.0 $224k 17k 12.90
Juniper Indl Hldgs *w Exp 11/13/202 Call Option 0.0 $213k 20k 10.69
Dmy Technology Group Inc Iii Unit 99/99/9999 0.0 $201k 18k 11.42
Firstmark Horizon Acquisitio Unit 99/99/9999 0.0 $198k 17k 11.40
One Unit 99/99/9999 0.0 $197k 17k 11.40
Jaws Spitfire Acquisition Unit 99/99/9999 0.0 $196k 18k 11.05
Fortress Value Acquisition I Unit 08/10/2027 0.0 $195k 18k 11.15
Mudrick Capital Acqu Corp Ii Unit 99/99/9999 0.0 $191k 19k 10.31
Ascendant Digital Acquisitio Com Cl A 0.0 $190k 19k 10.26
Fintech Acquisition Corp V Unit 99/99/9999 0.0 $189k 18k 10.66
Revolution Accelertn Acqu Unit 12/01/2025 0.0 $188k 18k 10.39
Bowx Acquisition Corp Unit 08/03/2025 0.0 $187k 18k 10.70
Highland Transcend Partners Unit 99/99/9999 0.0 $186k 18k 10.49
Yunhong Intl Cl A Shs 0.0 $186k 19k 9.96
Corner Growth Acquisition Unit 01/01/2027 (COOLU) 0.0 $185k 18k 10.43
Property Solutions Acquisiti 0.0 $185k 19k 9.99
Property Solutions Acquisiti *w Exp 03/20/202 Call Option 0.0 $185k 19k 9.99
Churchill Capital Corp Iv Cl A 0.0 $185k 19k 9.99
Population Health Invs Co In Unit 99/99/9999 0.0 $184k 18k 10.45
Golden Falcon Acquisition Unit 99/99/9999 0.0 $184k 18k 10.38
Far Peak Acquisition Corp Unit 99/99/9999 0.0 $184k 18k 10.38
Altitude Acquisition Corp Unit 11/30/2027 0.0 $184k 18k 10.38
Genesis Pk Acquisition Corp Unit 99/99/9999 0.0 $183k 18k 10.39
Concord Acquisition Corp Unit 12/28/2025 0.0 $183k 18k 10.32
Cf Acquisition Corp Iv Unit 12/31/2027 0.0 $182k 18k 10.27
Dune Acquisition Corp Unit 10/29/2027 0.0 $182k 18k 10.27
Kins Technology Group Unit 10/14/2025 0.0 $182k 18k 10.26
Tailwind Acquisition Corp Unit 09/07/2027 0.0 $181k 17k 10.79
H I G Acquisition Corp Unit 99/99/9999 0.0 $181k 17k 10.42
Healthcare Services Acqu Cor Unit 11/18/2023 0.0 $181k 18k 10.21
Cohn Robbins Holdings Corp Unit 08/11/2025 0.0 $180k 17k 10.73
Lionheart Acquisition Corp I Unit 08/13/2025 0.0 $179k 17k 10.41
Falcon Capital Acquisitn Cor Unit 08/20/2027 0.0 $179k 17k 10.67
Equity Distr Acquisition Cor Unit 99/99/9999 0.0 $179k 17k 10.67
Turmeric Acquisition Corp Unit 10/08/2025 0.0 $178k 17k 10.25
5 01 Acquisition Corp Com Cl A 0.0 $174k 17k 10.19
Highcape Cap Acquisition Cor Unit 09/30/2027 0.0 $173k 17k 10.31
Navsight Hldgs Unit 99/99/9999 0.0 $173k 17k 10.31
Amplitude Hlthcre Aqustin Com Cl A 0.0 $158k 16k 9.99
Live Oak Acquisition Corp Ii Unit 99/99/9999 0.0 $154k 14k 10.86
Twc Tech Hldgs Ii Corp Unit 09/10/2025 0.0 $144k 13k 10.73
Oaktree Acquisition Corp Ii Unit 09/15/2027 0.0 $144k 13k 10.73
Vg Acquisition Corp Unit 99/99/9999 0.0 $125k 10k 12.00
Interprivate Acquisition Cor *w Exp 10/24/202 Call Option 0.0 $125k 8.6k 14.56
Bridgetown Holdings Unit 10/15/2025 0.0 $119k 7.0k 16.94
Ace Convergence Acqu Corp Cl A 0.0 $114k 11k 10.26
Frazier Lifesciences Acqu Unit 12/09/2025 0.0 $110k 11k 10.34
Carney Technology Acqu Corp Unit 12/10/2025 0.0 $109k 11k 10.25
Yunhong Intl Right 01/31/2027 0.0 $6.0k 19k 0.32