DLD Asset Management

DLD Asset Management as of March 31, 2017

Portfolio Holdings for DLD Asset Management

DLD Asset Management holds 70 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Verisign SDCV 3.250% 8/1 (Principal) 16.4 $102M 40M 2.55
Tesaro Note 3.000%10/0 (Principal) 16.4 $102M 23M 4.43
Stillwater Mng Note 1.750%10/1 (Principal) 9.6 $60M 45M 1.33
Intel Corp SDCV 12/1 (Principal) 8.1 $50M 37M 1.36
Vector Group FRNT 1/1 (Principal) 8.0 $50M 35M 1.45
Sage Therapeutics Call Option (SAGE) 5.3 $33M 466k 71.06
Molina Healthcare Note 1.125% 1/1 (Principal) 5.0 $31M 25M 1.28
Paratek Pharmaceuticals 4.2 $26M 1.4M 19.24
Nxp Semiconductors N V Call Option (NXPI) 3.0 $19M 178k 103.50
Wabash Natl Corp Note 3.375% 5/0 (Principal) 2.9 $18M 10M 1.82
Nxp Semiconductors N V DBCV 1.000%12/0 (Principal) 2.8 $17M 15M 1.16
Ani Pharmaceuticals Note 3.000%12/0 (Principal) 2.7 $17M 16M 1.06
Acorda Therapeutics 1.9 $12M 564k 21.01
Colony Cap Note 3.875% 1/1 (Principal) 1.7 $11M 11M 0.99
Biosante Pharmaceuticals Put Option (ANIP) 1.4 $8.7M 176k 49.51
Axovant Sciences Call Option 1.3 $7.9M 527k 14.93
Stillwater Mining Company Put Option 1.1 $7.0M 406k 17.27
Zogenix Com New Call Option 1.0 $6.0M 552k 10.82
Insmed Com Par $.01 Put Option (INSM) 0.9 $5.8M 330k 17.49
Zynerba Pharmaceuticals Put Option 0.8 $5.0M 251k 20.09
Dbv Technologies S A Sponsored Adr Call Option (DBVT) 0.7 $4.4M 126k 35.23
Micron Technology (MU) 0.7 $4.3M 147k 28.90
Foamix Pharmaceuticals SHS Call Option 0.5 $3.3M 670k 4.96
Colony Northstar Cl A Com Put Option 0.5 $3.0M 231k 12.91
Versartis Call Option 0.4 $2.3M 109k 21.33
Reynolds American 0.2 $1.1M 17k 63.00
BE Aerospace 0.1 $898k 14k 64.14
Inotek Pharmaceuticals Call Option 0.1 $870k 440k 1.98
Immune Design Call Option 0.1 $814k 120k 6.78
Immunomedics Call Option 0.1 $692k 107k 6.46
Whitewave Foods 0.1 $657k 12k 56.15
Lipocine Call Option 0.1 $614k 157k 3.90
Mead Johnson Nutrition 0.1 $534k 6.0k 89.00
PrivateBan 0.1 $534k 9.0k 59.33
Clayton Williams Energy 0.1 $528k 4.0k 132.00
Valspar Corporation 0.1 $499k 4.5k 110.89
Syngenta Sponsored Adr 0.1 $487k 5.5k 88.55
Aevi Genomic Call Option 0.1 $438k 237k 1.85
Lululemon Athletica Call Option (LULU) 0.1 $415k 8.0k 51.88
E.I. du Pont de Nemours & Company 0.1 $402k 5.0k 80.40
Vector Put Option (VGR) 0.1 $395k 19k 20.79
Ixia 0.1 $393k 20k 19.65
Headwaters Incorporated 0.1 $376k 16k 23.50
Isle of Capri Casinos 0.1 $376k 14k 26.33
Brocade Communications Sys I Com New 0.1 $374k 30k 12.47
VCA Antech 0.1 $366k 4.0k 91.50
Middleburg Financial 0.1 $360k 9.0k 40.00
Everbank Finl 0.1 $351k 18k 19.50
Time Warner Com New 0.1 $332k 3.4k 97.65
Mobileye N V Amstelveen Ord Shs 0.1 $319k 5.2k 61.35
Ceb 0.1 $314k 4.0k 78.50
Astoria Financial Corporation 0.0 $308k 15k 20.53
Zeltiq Aesthetics 0.0 $306k 5.5k 55.64
Level 3 Communications Com New 0.0 $286k 5.0k 57.20
Pacific Continental Corporation 0.0 $270k 11k 24.55
Invensense 0.0 $265k 21k 12.62
LMI Aerospace 0.0 $262k 19k 13.79
Liberty Global Shs Cl A 0.0 $251k 7.0k 35.86
Stonegate Bk Ft Lauderdale 0.0 $235k 5.0k 47.00
Suffolk Ban 0.0 $202k 5.0k 40.40
Fbr & Co Com New 0.0 $182k 10k 18.07
Caesars Acquisition Cl A 0.0 $170k 11k 15.36
Cascade Bancorp Com New 0.0 $154k 20k 7.70
Alon USA Energy 0.0 $122k 10k 12.20
Terraform Global Cl A 0.0 $96k 20k 4.80
Synutra International 0.0 $90k 15k 5.96
FelCor Lodging Trust Incorporated 0.0 $83k 11k 7.48
Lattice Semiconductor Call Option (LSCC) 0.0 $69k 10k 6.90
Wright Med Group N V Right 03/01/2019 0.0 $47k 31k 1.54
Rite Aid Corporation Call Option 0.0 $42k 10k 4.20