DLD Asset Management

Latest statistics and disclosures from DLD Asset Management's latest quarterly 13F-HR filing:

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Positions held by DLD Asset Management consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for DLD Asset Management

DLD Asset Management holds 77 positions in its portfolio as reported in the December 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Bloomin Brands Note 5.000% 5/0 (Principal) 13.3 $109M +54% 43M 2.54
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Royal Caribbean Group Note 6.000% 8/1 (Principal) 7.9 $65M -26% 24M 2.67
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Royal Caribbean Cruises Put Option (RCL) 6.4 $53M -29% 407k 129.47
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Livent Corp Note 4.125% 7/1 (Principal) 5.6 $46M +62% 22M 2.11
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Aspen Aerogels (ASPN) 4.7 $38M -25% 2.4M 15.78
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Chart Inds Note 1.000%11/1 (Principal) 4.3 $35M -19% 15M 2.33
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Transocean Deb 4.625% 9/3 (Principal) 3.9 $32M -38% 15M 2.08
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Progress Software Corp Note 1.000% 4/1 (Principal) 3.6 $29M +48% 28M 1.06
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Geo Corrections Holdings Note 6.500% 2/2 (Principal) 3.1 $26M 18M 1.40
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Wayfair Cl A Put Option (W) 2.9 $24M -3% 385k 61.69
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Veradigm Note 0.875% 1/0 (Principal) 2.8 $23M +57% 23M 1.00
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Sarepta Therapeutics DBCV 1.500%11/1 (Principal) 2.5 $21M +41% 15M 1.42
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Starwood Ppty Tr Note 6.750% 7/1 (Principal) 2.4 $20M 18M 1.09
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Varex Imaging Corp Note 4.000% 6/0 (Principal) 2.3 $19M -14% 16M 1.17
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Cinemark Hldgs Note 4.500% 8/1 (Principal) 2.1 $17M -8% 14M 1.22
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Microchip Technology (MCHP) 1.9 $16M -10% 173k 90.18
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Patrick Inds Note 1.750%12/0 (Principal) 1.9 $15M 13M 1.14
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Transocean Reg Shs Put Option (RIG) 1.8 $15M -28% 2.3M 6.36
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Northern Oil & Gas Note 3.625% 4/1 (Principal) 1.7 $14M NEW 12M 1.19
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Ziff Davis Note 1.750%11/0 (Principal) 1.6 $13M +16% 14M 0.95
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Marriott Vacations Worldwide Note 1/1 (Principal) 1.6 $13M +23% 15M 0.89
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Southwest Airlines (LUV) 1.6 $13M -30% 440k 28.88
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Palo Alto Networks Note 0.375% 6/0 (Principal) 1.5 $12M -83% 4.0M 2.97
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Tandem Diabetes Care Note 1.500% 5/0 (Principal) 1.3 $11M NEW 12M 0.95
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Parsons Corp Del Note 0.250% 8/1 (Principal) 1.3 $11M -31% 7.6M 1.44
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Post Hldgs Note 2.500% 8/1 (Principal) 1.2 $10M -30% 10M 1.02
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Expedia Group Note 2/1 (Principal) 1.2 $9.5M +36% 10M 0.95
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Anavex Life Sciences Corp Com New Put Option (AVXL) 1.1 $9.4M +97% 1.0M 9.31
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Microstrategy Note 0.750%12/1 (Principal) 1.1 $9.3M -53% 5.6M 1.66
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Nuvasive Note 0.375% 3/1 (Principal) 1.1 $9.0M -54% 9.6M 0.93
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Ironwood Pharmaceuticals Note 0.750% 6/1 (Principal) 1.1 $8.7M +9% 8.2M 1.06
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Hannon Armstrong Put Option (HASI) 1.1 $8.6M +172% 313k 27.59
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Integra Lifesciences Hldgs C Note 0.500% 8/1 (Principal) 1.0 $8.5M -45% 9.0M 0.94
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Allscripts Healthcare Solutions Put Option (MDRX) 0.9 $7.2M +820% 690k 10.49
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Splunk Note 1.125% 9/1 (Principal) 0.6 $5.0M 4.5M 1.10
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Biomarin Pharmaceutical Note 0.599% 8/0 (Principal) 0.6 $4.9M NEW 5.0M 0.99
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Natera Put Option (NTRA) 0.6 $4.9M -23% 78k 62.62
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ImmunoGen (IMGN) 0.5 $4.5M NEW 151k 29.65
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Tyler Technologies (TYL) 0.5 $4.2M -11% 10k 418.12
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Liquidia Corporation Com New Call Option (LQDA) 0.5 $3.8M NEW 312k 12.03
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Guess? Put Option (GES) 0.3 $2.9M -38% 124k 23.07
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United States Steel Corporation (X) 0.2 $1.8M -78% 38k 48.65
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Envestnet Put Option (ENV) 0.2 $1.8M +87% 36k 49.48
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Pioneer Natural Resources (PXD) 0.2 $1.7M NEW 7.7k 224.88
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Dish Network Corporation Note 3.375% 8/1 (Principal) 0.2 $1.4M NEW 2.5M 0.55
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Four Leaf Acquisition Corp Com Cl A (FORL) 0.1 $1.2M 116k 10.52
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Spirit Aerosystems Hldgs Com Cl A Put Option (SPR) 0.1 $1.1M NEW 35k 31.79
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National Westn Life Group In Cl A (NWLI) 0.1 $1.1M NEW 2.2k 483.02
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Sarepta Therapeutics Put Option (SRPT) 0.1 $964k NEW 10k 96.41
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Oak Woods Acquisition Corp Cl A (OAKU) 0.1 $821k 78k 10.53
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Alteryx Com Cl A (AYX) 0.1 $778k NEW 17k 47.16
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Hollysys Automation Tchngy L SHS (HOLI) 0.1 $725k NEW 28k 26.35
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Karuna Therapeutics Ord (KRTX) 0.1 $696k NEW 2.2k 316.51
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PGT (PGTI) 0.1 $672k NEW 17k 40.70
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Capstar Finl Hldgs (CSTR) 0.1 $618k NEW 33k 18.74
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Lumentum Hldgs Note 0.250% 3/1 (Principal) 0.1 $606k -89% 600k 1.01
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Marriott Vacations Wrldwde Cp Put Option (VAC) 0.1 $603k NEW 7.1k 84.87
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Endeavor Group Hldgs Cl A Com (EDR) 0.1 $522k NEW 22k 23.73
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Engagesmart Common Stock (ESMT) 0.1 $504k NEW 22k 22.90
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FirstEnergy Put Option (FE) 0.1 $458k NEW 13k 36.66
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Hireright Holdings Corporati (HRT) 0.0 $370k NEW 28k 13.45
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Eve Hldg *w Exp 05/09/202 Call Option (EVEX.WS) 0.0 $352k +15% 359k 0.98
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Albertsons Cos Common Stock (ACI) 0.0 $253k NEW 11k 23.00
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Praxis Precision Medicines I Com New 0.0 $223k NEW 10k 22.28
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Livewire Group *w Exp 09/26/202 Call Option (LVWR.WS) 0.0 $161k +5% 396k 0.41
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Allurion Technologies *w Exp 08/01/203 Call Option (ALUR.WS) 0.0 $122k +26% 271k 0.45
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Investcorp Europe Acquisitio *w Exp 12/15/202 Call Option (IVCBW) 0.0 $113k NEW 493k 0.23
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Amprius Technologies *w Exp 09/14/202 Call Option (AMPX.WS) 0.0 $113k +8% 288k 0.39
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Genworth Finl Com Cl A (GNW) 0.0 $67k 10k 6.68
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Sirius Xm Holdings (SIRI) 0.0 $60k NEW 11k 5.47
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Focus Impact Bh3 Acquisition *w Exp 10/04/202 Call Option (BHACW) 0.0 $59k 990k 0.06
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Somalogic Class A Com 0.0 $28k NEW 11k 2.53
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Oak Woods Acquisition Corp Right 03/23/2028 (OAKUR) 0.0 $12k 78k 0.15
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Nabors Energy Transition Cor *w Exp 09/01/202 Call Option (NETDW) 0.0 $8.1k NEW 63k 0.13
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Oak Woods Acquisition Corp *w Exp 03/23/202 Call Option (OAKUW) 0.0 $2.0k 78k 0.03
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Keen Vision Acquisition Corp *w Exp 03/15/202 Call Option (KVACW) 0.0 $2.0k NEW 49k 0.04
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Four Leaf Acquisition Corp *w Exp 03/15/202 Call Option (FORLW) 0.0 $2.0k 65k 0.03
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Past Filings by DLD Asset Management

SEC 13F filings are viewable for DLD Asset Management going back to 2016

View all past filings