DLD Asset Management

DLD Asset Management as of Sept. 30, 2023

Portfolio Holdings for DLD Asset Management

DLD Asset Management holds 89 positions in its portfolio as reported in the September 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Transocean Deb 4.625% 9/3 (Principal) 7.2 $66M 25M 2.61
Royal Caribbean Group Note 6.000% 8/1 (Principal) 7.1 $65M 33M 1.98
Bloomin Brands Note 5.000% 5/0 (Principal) 6.7 $61M 28M 2.22
Palo Alto Networks Note 0.375% 6/0 (Principal) 6.3 $57M 24M 2.36
Chart Inds Note 1.000%11/1 (Principal) 6.0 $55M 19M 2.92
Royal Caribbean Cruises Put Option (RCL) 5.9 $54M 580k 92.17
Livent Corp Note 4.125% 7/1 (Principal) 3.2 $29M 13M 2.18
Aspen Aerogels (ASPN) 3.1 $28M 3.3M 8.60
Transocean Reg Shs Put Option (RIG) 2.9 $27M 3.3M 8.21
Wayfair Cl A Put Option (W) 2.7 $24M 400k 60.60
Cinemark Hldgs Note 4.500% 8/1 (Principal) 2.5 $23M 16M 1.47
Geo Corrections Holdings Note 6.500% 2/2 (Principal) 2.4 $22M 19M 1.21
Varex Imaging Corp Note 4.000% 6/0 (Principal) 2.3 $21M 19M 1.14
Nuvasive Note 0.375% 3/1 (Principal) 2.1 $20M 21M 0.93
Progress Software Corp Note 1.000% 4/1 (Principal) 2.1 $19M 19M 1.04
Lci Inds Note 1.125% 5/1 (Principal) 2.0 $18M 20M 0.94
Sarepta Therapeutics DBCV 1.500%11/1 (Principal) 2.0 $18M 10M 1.78
Starwood Ppty Tr Note 6.750% 7/1 (Principal) 2.0 $18M 18M 1.03
Southwest Airlines (LUV) 1.9 $17M 633k 27.07
Veradigm Note 0.875% 1/0 (Principal) 1.8 $17M 15M 1.14
Microchip Technology (MCHP) 1.7 $15M 194k 78.05
Integra Lifesciences Hldgs C Note 0.500% 8/1 (Principal) 1.6 $15M 17M 0.91
Post Hldgs Note 2.500% 8/1 (Principal) 1.6 $14M 14M 1.00
Parsons Corp Del Note 0.250% 8/1 (Principal) 1.5 $14M 11M 1.28
Microstrategy Note 0.750%12/1 (Principal) 1.4 $13M 12M 1.08
Patrick Inds Note 1.750%12/0 (Principal) 1.4 $13M 13M 0.95
Ncl Corp Note 5.375% 8/0 (Principal) 1.3 $12M 10M 1.17
Ziff Davis Note 1.750%11/0 (Principal) 1.2 $11M 12M 0.93
National Vision Hldgs Note 2.500% 5/1 (Principal) 1.2 $11M 11M 0.97
Marriott Vacations Worldwide Note 1/1 (Principal) 1.2 $11M 12M 0.89
Vinfast Auto SHS Put Option (VFS) 1.0 $9.3M 741k 12.52
Ironwood Pharmaceuticals Note 0.750% 6/1 (Principal) 0.8 $7.5M 7.5M 1.00
Natera Note 2.250% 5/0 (Principal) 0.8 $7.2M 5.4M 1.33
Encore Capital Put Option (ECPG) 0.7 $6.6M 139k 47.77
Expedia Group Note 2/1 (Principal) 0.7 $6.4M 7.4M 0.88
United States Steel Corporation (X) 0.6 $5.7M 174k 32.48
Lumentum Hldgs Note 0.250% 3/1 (Principal) 0.6 $5.5M 5.5M 0.99
Crixus Bh3 Acquisition Class A Com (BHAC) 0.6 $5.3M 500k 10.52
Splunk Note 1.125% 9/1 (Principal) 0.5 $4.9M 4.5M 1.08
Natera Put Option (NTRA) 0.5 $4.5M 103k 44.26
Jazz Investments I Note 1.500% 8/1 (Principal) 0.5 $4.4M 4.5M 0.97
Tyler Technologies (TYL) 0.5 $4.3M 11k 386.14
Guess? Put Option (GES) 0.5 $4.3M 200k 21.64
Silicon Motion Technology Sponsored Adr Call Option (SIMO) 0.4 $4.0M 78k 51.23
Envestnet Note 0.750% 8/1 (Principal) 0.4 $3.9M 4.2M 0.93
Anavex Life Sciences Corp Com New Put Option (AVXL) 0.4 $3.3M 510k 6.55
Hostess Brands Cl A Call Option 0.4 $3.3M 99k 33.30
Rivian Automotive Com Cl A (RIVN) 0.3 $3.2M 131k 24.28
Ebix Com New (EBIXQ) 0.3 $2.8M 283k 9.88
Hannon Armstrong Put Option (HASI) 0.3 $2.4M 115k 21.21
Integra Lifesciences Hldgs C Com New Put Option (IART) 0.3 $2.3M 60k 38.20
iRobot Corporation Put Option (IRBT) 0.2 $1.7M 46k 37.87
Activision Blizzard 0.2 $1.6M 17k 93.63
Nabors Energy Transition Cor Cl A Com 0.1 $1.3M 125k 10.18
Four Leaf Acquisition Corp Com Cl A (FORL) 0.1 $1.2M 116k 10.48
C5 Acquisition Corporation Cl A Com 0.1 $1.2M 110k 10.97
Nextera Energy Partners Com Unit Part In Put Option (NEP) 0.1 $1.2M 40k 29.70
Ef Hutton Acquisition Corp I 0.1 $1.2M 110k 10.61
Accretion Acquisition Corp 0.1 $1.2M 110k 10.48
Denbury 0.1 $1.1M 11k 98.01
Vail Resorts (MTN) 0.1 $1.1M 4.8k 221.89
Forest Road Acquisition Cor Cl A 0.1 $1.0M 101k 10.35
Allscripts Healthcare Solutions Put Option (MDRX) 0.1 $985k 75k 13.13
Abcam Ads 0.1 $984k 44k 22.63
Templeton Global Income Fund (SABA) 0.1 $965k 250k 3.86
New Relic 0.1 $942k 11k 85.62
Envestnet Put Option (ENV) 0.1 $846k 19k 44.04
Oak Woods Acquisition Corp Cl A (OAKU) 0.1 $815k 78k 10.45
Bellevue Life Scncs Aqstn (BLAC) 0.1 $732k 70k 10.40
Chase Corporation 0.1 $636k 5.0k 127.23
Keen Vision Acquisition Corp SHS (KVAC) 0.1 $514k 50k 10.27
CIRCOR International 0.0 $422k 7.6k 55.75
Greenhill & Co 0.0 $336k 23k 14.80
Avid Technology 0.0 $296k 11k 26.87
Eve Hldg *w Exp 05/09/202 Call Option (EVEX.WS) 0.0 $291k 310k 0.94
Sciplay Corporation Cl A 0.0 $257k 11k 22.77
Taro Pharmaceutical Inds SHS (TARO) 0.0 $215k 5.7k 37.71
Allurion Technologies *w Exp 07/31/202 Call Option (ALUR.WS) 0.0 $196k 215k 0.91
Livewire Group *w Exp 09/26/202 Call Option (LVWR.WS) 0.0 $132k 376k 0.35
Arlington Asset Invst Corp Cl A New 0.0 $122k 29k 4.28
Amprius Technologies *w Exp 09/14/202 Call Option (AMPX.WS) 0.0 $80k 267k 0.30
Genworth Finl Com Cl A (GNW) 0.0 $59k 10k 5.86
Crixus Bh3 Acquisition *w Exp 10/04/202 Call Option (BHACW) 0.0 $50k 990k 0.05
Trisalus Life Sciences *w Exp 08/10/202 Call Option (TLSIW) 0.0 $24k 64k 0.38
Oak Woods Acquisition Corp Right 03/23/2028 (OAKUR) 0.0 $20k 78k 0.25
Marti Technologies *w Exp 99/99/999 Call Option 0.0 $11k 619k 0.02
Four Leaf Acquisition Corp *w Exp 03/15/202 Call Option (FORLW) 0.0 $5.0k 65k 0.08
Oak Woods Acquisition Corp *w Exp 03/23/202 Call Option (OAKUW) 0.0 $4.2k 78k 0.05
Presto Automation *w Exp 09/21/202 Call Option (PRSTW) 0.0 $3.0k 61k 0.05