DLD Asset Management

DLD Asset Management as of June 30, 2017

Portfolio Holdings for DLD Asset Management

DLD Asset Management holds 83 positions in its portfolio as reported in the June 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Verisign Inc sdcv 3.250% 8/1 16.0 $123M 45M 2.73
Tesaro Inc note 3.000%10/0 12.2 $94M 23M 4.04
Intel Corp sdcv 11.1 $85M 65M 1.31
Vector Group Ltd frnt 1/1 7.6 $58M 40M 1.47
Molina Healthcare Inc. conv 6.8 $53M 30M 1.75
Nxp Semiconductors N V dbcv 1.000% 12/0 6.6 $51M 43M 1.19
Arista Networks (ANET) 5.6 $43M 289k 149.79
Sage Therapeutics (SAGE) 3.2 $25M 312k 79.63
Wabash National Corp 3.375 '18 conv 2.5 $19M 10M 1.92
Nxp Semiconductors N V (NXPI) 2.5 $19M 174k 109.38
Axovant Sciences 2.4 $19M 808k 23.19
Immunomedics Inc note 4.750% 2/1 2.4 $18M 10M 1.84
Zynerba Pharmaceuticals 1.9 $14M 850k 16.98
Yahoo Inc note 12/0 1.8 $14M 12M 1.14
Rti Intl Metals Inc note 1.625%10/1 1.5 $11M 11M 1.07
Ani Pharmaceuticals Inc. note 3.000 12/0 1.4 $11M 11M 1.06
Dbv Technologies S A (DBVT) 1.1 $8.2M 230k 35.73
Immunomedics 1.1 $8.0M 908k 8.84
Intel Corporation (INTC) 0.9 $6.8M 200k 33.75
Insmed (INSM) 0.9 $6.7M 392k 17.16
Biosante Pharmaceuticals (ANIP) 0.8 $6.1M 130k 46.78
Citrix Systems Inc conv 0.8 $6.0M 5.0M 1.20
Invacare Corp conv bnd 0.8 $5.9M 5.5M 1.08
Otonomy 0.8 $5.8M 308k 18.83
Tetraphase Pharmaceuticals 0.7 $5.7M 800k 7.13
Dynegy Inc unit 07/01/20191 0.6 $4.6M 75k 61.11
Arconic 0.6 $4.5M 200k 22.66
Mallinckrodt Pub 0.6 $4.5M 100k 44.81
Cara Therapeutics (CARA) 0.6 $4.3M 281k 15.38
Neuralstem 0.5 $3.7M 634k 5.84
Zogenix 0.4 $3.3M 227k 14.46
Vector (VGR) 0.4 $3.0M 140k 21.30
Versartis 0.4 $3.0M 174k 17.42
Lipocine 0.3 $2.3M 557k 4.04
Colony Northstar 0.2 $1.6M 111k 14.09
Invacare Corporation 0.2 $1.3M 100k 13.18
Reynolds American 0.1 $1.1M 18k 65.06
Level 3 Communications 0.1 $1.0M 18k 59.32
Inotek Pharmaceuticals 0.1 $934k 497k 1.88
Allied World Assurance 0.1 $825k 16k 52.89
Mobileye 0.1 $691k 11k 62.82
VCA Antech 0.1 $597k 6.5k 92.27
C.R. Bard 0.1 $527k 1.7k 316.33
Time Warner 0.1 $470k 4.7k 100.43
Pacific Continental Corporation 0.1 $465k 18k 25.55
Panera Bread Company 0.1 $491k 1.6k 314.74
Amicus Therapeutics (FOLD) 0.1 $488k 49k 10.06
Monsanto Company 0.1 $355k 3.0k 118.33
Astoria Financial Corporation 0.1 $419k 21k 20.15
Alere 0.1 $405k 8.1k 50.25
Brocade Communications Systems 0.1 $393k 31k 12.60
Spectranetics Corporation 0.1 $346k 9.0k 38.44
Tribune Co New Cl A 0.1 $347k 8.5k 40.82
West 0.1 $364k 16k 23.33
Kate Spade & Co 0.1 $381k 21k 18.50
Cabela's Incorporated 0.0 $297k 5.0k 59.40
Whole Foods Market 0.0 $337k 8.0k 42.12
Changyou 0.0 $282k 7.3k 38.75
Wolverine Bancorp 0.0 $313k 7.8k 40.13
Dynegy 0.0 $313k 38k 8.28
Caesars Acquisition Co cl a 0.0 $286k 15k 19.07
Fidelity + Guaranty Life 0.0 $274k 8.8k 31.00
Rice Energy 0.0 $277k 10k 26.63
PAREXEL International Corporation 0.0 $226k 2.6k 86.92
Staples 0.0 $252k 25k 10.08
Nutraceutical Int'l 0.0 $208k 5.0k 41.63
Stonegate Bk Ft Lauderdale 0.0 $240k 5.2k 46.15
Asb Bancorp Inc Nc 0.0 $229k 5.2k 44.04
New York Reit 0.0 $207k 24k 8.62
FelCor Lodging Trust Incorporated 0.0 $187k 26k 7.19
Alon USA Energy 0.0 $139k 10k 13.37
SciClone Pharmaceuticals 0.0 $190k 17k 10.98
ARI Network Services 0.0 $183k 26k 7.04
First South Ban 0.0 $172k 10k 16.54
Nexvet Biopharma Pub Ltd Co ord 0.0 $174k 26k 6.69
Norsat Intl 0.0 $167k 15k 11.39
Lattice Semiconductor (LSCC) 0.0 $69k 10k 6.70
Sinovac Biotech (SVA) 0.0 $68k 10k 6.80
Sajan 0.0 $91k 16k 5.83
Terraform Global 0.0 $105k 21k 5.05
Ruby Tuesday 0.0 $20k 10k 2.00
Globalstar (GSAT) 0.0 $32k 15k 2.13
Covisint 0.0 $29k 10k 2.79