DLD Asset Management as of Sept. 30, 2017
Portfolio Holdings for DLD Asset Management
DLD Asset Management holds 84 positions in its portfolio as reported in the September 2017 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Verisign Inc sdcv 3.250% 8/1 | 13.9 | $141M | 45M | 3.12 | |
| Tesaro Inc note 3.000%10/0 | 8.6 | $87M | 23M | 3.75 | |
| Intel Corp. Jr. Sub. Cv. Deb. conv | 7.2 | $73M | 40M | 1.84 | |
| Zogenix | 6.7 | $67M | 1.9M | 35.05 | |
| Overstock (BYON) | 6.2 | $63M | 2.1M | 29.69 | |
| Vector Group Ltd frnt 1/1 | 5.7 | $58M | 40M | 1.47 | |
| Nxp Semiconductors N V (NXPI) | 5.7 | $58M | 511k | 113.08 | |
| Intel Corp sdcv | 5.5 | $56M | 40M | 1.42 | |
| Nxp Semiconductors N V dbcv 1.000% 12/0 | 4.8 | $48M | 40M | 1.21 | |
| Ptc Therapeutics I (PTCT) | 4.6 | $47M | 2.3M | 20.01 | |
| Molina Healthcare Inc. conv | 4.3 | $43M | 25M | 1.73 | |
| Yahoo Inc note 12/0 | 3.8 | $38M | 30M | 1.30 | |
| Insmed (INSM) | 2.5 | $26M | 830k | 31.20 | |
| Bristol Myers Squibb (BMY) | 2.5 | $26M | 400k | 63.72 | |
| Invacare Corp conv bnd | 1.9 | $20M | 17M | 1.20 | |
| Immunomedics | 1.9 | $19M | 1.3M | 13.98 | |
| Wabash National Corp 3.375 '18 conv | 1.8 | $18M | 9.2M | 1.97 | |
| Ani Pharmaceuticals Inc. note 3.000 12/0 | 1.7 | $17M | 16M | 1.08 | |
| Intel Corporation (INTC) | 1.5 | $15M | 400k | 38.09 | |
| Axovant Sciences | 1.0 | $10M | 1.5M | 6.88 | |
| Biosante Pharmaceuticals (ANIP) | 0.9 | $9.6M | 183k | 52.47 | |
| Neurocrine Biosciences (NBIX) | 0.6 | $6.4M | 104k | 61.28 | |
| Lannett Company | 0.6 | $6.3M | 339k | 18.48 | |
| Invacare Corporation | 0.5 | $5.2M | 333k | 15.72 | |
| Dynegy Inc unit 07/01/20191 | 0.5 | $5.1M | 75k | 67.58 | |
| Chart Industries 2% conv | 0.5 | $5.0M | 5.0M | 1.00 | |
| Teva Pharmaceutical Industries (TEVA) | 0.4 | $4.4M | 248k | 17.57 | |
| Vector (VGR) | 0.4 | $4.1M | 200k | 20.48 | |
| Lipocine | 0.3 | $3.2M | 811k | 3.97 | |
| Dermira | 0.3 | $3.2M | 120k | 27.01 | |
| Fibrogen (FGEN) | 0.3 | $3.1M | 57k | 53.76 | |
| Nabors Industries | 0.3 | $2.8M | 352k | 8.07 | |
| Finisar Corporation | 0.2 | $2.3M | 105k | 22.16 | |
| Dbv Technologies S A (DBVT) | 0.2 | $2.3M | 53k | 42.42 | |
| Versartis | 0.1 | $1.4M | 567k | 2.42 | |
| Time Warner | 0.1 | $1.0M | 10k | 102.50 | |
| Level 3 Communications | 0.1 | $1.0M | 19k | 53.32 | |
| C.R. Bard | 0.1 | $801k | 2.5k | 320.40 | |
| Scripps Networks Interactive | 0.1 | $773k | 9.0k | 85.89 | |
| Straight Path Communic Cl B | 0.1 | $813k | 4.5k | 180.67 | |
| Otonomy | 0.1 | $789k | 243k | 3.25 | |
| PAREXEL International Corporation | 0.1 | $705k | 8.0k | 88.12 | |
| Kite Pharma | 0.1 | $701k | 3.9k | 179.74 | |
| Neuroderm Ltd F | 0.1 | $739k | 19k | 38.89 | |
| Alere | 0.1 | $637k | 13k | 50.96 | |
| Capit Bk Fin A | 0.1 | $575k | 14k | 41.07 | |
| Tribune Co New Cl A | 0.1 | $592k | 15k | 40.83 | |
| Pacific Continental Corporation | 0.1 | $490k | 18k | 26.92 | |
| Cu Bancorp Calif | 0.1 | $504k | 13k | 38.77 | |
| West | 0.1 | $493k | 21k | 23.48 | |
| At&t (T) | 0.0 | $391k | 10k | 39.10 | |
| IXYS Corporation | 0.0 | $403k | 17k | 23.71 | |
| Sparton Corporation | 0.0 | $384k | 17k | 23.20 | |
| Asb Bancorp Inc Nc | 0.0 | $361k | 8.0k | 45.12 | |
| Dynegy | 0.0 | $377k | 39k | 9.79 | |
| Caesars Acquisition Co cl a | 0.0 | $395k | 18k | 21.47 | |
| Rice Energy | 0.0 | $446k | 15k | 28.96 | |
| Astoria Financial Corporation | 0.0 | $340k | 16k | 21.53 | |
| Akorn | 0.0 | $332k | 10k | 33.20 | |
| General Communication | 0.0 | $306k | 7.5k | 40.80 | |
| Changyou | 0.0 | $288k | 7.3k | 39.57 | |
| SciClone Pharmaceuticals | 0.0 | $308k | 28k | 11.20 | |
| First South Ban | 0.0 | $278k | 15k | 18.53 | |
| MediciNova (MNOV) | 0.0 | $279k | 44k | 6.37 | |
| Wolverine Bancorp | 0.0 | $335k | 7.8k | 42.95 | |
| Dominion Diamond Corp foreign | 0.0 | $355k | 25k | 14.20 | |
| Vwr Corp cash securities | 0.0 | $331k | 10k | 33.10 | |
| Orbital Atk | 0.0 | $266k | 2.0k | 133.00 | |
| Paragon Commercial Corporation | 0.0 | $282k | 5.0k | 56.40 | |
| Proshares Tr Short Russell2000 (RWM) | 0.0 | $262k | 6.0k | 43.67 | |
| Discovery Communications | 0.0 | $223k | 11k | 20.27 | |
| Landauer | 0.0 | $236k | 3.5k | 67.43 | |
| Brocade Communications Systems | 0.0 | $239k | 20k | 11.95 | |
| Southwest Ban | 0.0 | $241k | 8.8k | 27.54 | |
| Maxpoint Interactive | 0.0 | $208k | 15k | 13.87 | |
| Sinovac Biotech (SVA) | 0.0 | $106k | 15k | 7.07 | |
| Terraform Power | 0.0 | $132k | 10k | 13.20 | |
| Terraform Global | 0.0 | $99k | 21k | 4.76 | |
| Dimension Therapeutics | 0.0 | $150k | 25k | 6.00 | |
| Ruby Tuesday | 0.0 | $21k | 10k | 2.10 | |
| Rite Aid Corporation | 0.0 | $20k | 10k | 2.00 | |
| Globalstar (GSAT) | 0.0 | $41k | 25k | 1.64 | |
| Numerex | 0.0 | $38k | 10k | 3.80 | |
| Yume | 0.0 | $46k | 10k | 4.60 |
