DLD Asset Management

DLD Asset Management as of June 30, 2021

Portfolio Holdings for DLD Asset Management

DLD Asset Management holds 140 positions in its portfolio as reported in the June 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ncl Corp Note 6.000% 5/1 (Principal) 7.2 $104M 44M 2.33
Wayfair Note 1.000% 8/1 (Principal) 5.7 $82M 37M 2.21
United States Stl Corp Note 5.000%11/0 (Principal) 5.2 $74M 37M 2.03
Slack Technologies Note 0.500% 4/1 (Principal) 5.0 $72M 48M 1.51
Southwest Airls Note 1.250% 5/0 (Principal) 4.9 $71M 47M 1.52
Liberty Media Corp Del Note 1.375%10/1 (Principal) 3.7 $53M 39M 1.34
Bloomin Brands Note 5.000% 5/0 (Principal) 3.4 $49M 20M 2.43
World Wrestling Entmt Note 3.375%12/1 (Principal) 3.3 $48M 20M 2.40
Natera Note 2.250% 5/0 (Principal) 3.2 $46M 15M 3.04
Nuance Communications DBCV 1.000%12/1 (Principal) 3.2 $46M 20M 2.25
Workday Note 0.250%10/0 (Principal) 3.2 $46M 28M 1.66
Nuance Communications Note 1.250% 4/0 (Principal) 2.8 $41M 15M 2.78
Under Armour Note 1.500% 6/0 (Principal) 2.4 $35M 18M 1.97
Guess Note 2.000% 4/1 (Principal) 2.2 $32M 25M 1.25
American Airls Group Note 6.500% 7/0 (Principal) 2.0 $28M 18M 1.57
Allscripts Healthcare Solutn Note 0.875% 1/0 (Principal) 1.7 $25M 17M 1.50
Ihs Markit SHS 1.7 $24M 214k 112.66
Palo Alto Networks Note 0.750% 7/0 (Principal) 1.6 $23M 16M 1.46
Livent Corp Note 4.125% 7/1 (Principal) 1.6 $23M 9.4M 2.40
Alexion Pharmaceuticals 1.5 $22M 121k 183.71
Kansas City Southern Com New 1.4 $20M 70k 283.37
National Vision Hldgs Note 2.500% 5/1 (Principal) 1.3 $19M 11M 1.77
Pra Health Sciences 1.3 $18M 111k 165.21
Booking Holdings (BKNG) 1.3 $18M 8.2k 2188.16
Xilinx 1.1 $16M 111k 144.64
Spirit Airlines Put Option (SAVE) 1.1 $16M 525k 30.43
Carnival Corp Unit 99/99/9999 Put Option (CCL) 1.0 $15M 555k 26.36
Royal Caribbean Cruises (RCL) 1.0 $14M 169k 85.28
Stem *w Exp 08/11/202 Call Option 0.9 $13M 557k 23.76
Coherent 0.9 $13M 50k 264.34
Workiva Note 1.125% 8/1 (Principal) 0.9 $13M 8.5M 1.53
Istar Note 3.125% 9/1 (Principal) 0.9 $13M 8.4M 1.52
Proofpoint 0.8 $12M 70k 173.76
Anzu Special Acquisitin Corp Com Cl A 0.8 $11M 1.2M 9.73
Norwegian Cruise Line Hldg L SHS Put Option (NCLH) 0.7 $11M 365k 29.40
Guess? Put Option (GES) 0.7 $10M 392k 26.40
Microchip Technology (MCHP) 0.7 $9.8M 65k 149.74
M3 Brigade Acquisition Ii Com Cl A 0.7 $9.7M 1.0M 9.72
Figure Acquisition Corp I Com Cl A 0.7 $9.4M 945k 10.00
Maxim Integrated Products 0.6 $9.0M 85k 105.36
Exelon Corporation Call Option (EXC) 0.6 $8.9M 201k 44.30
PNM Resources (PNM) 0.6 $8.8M 180k 48.77
Akamai Technologies Note 0.125% 5/0 (Principal) 0.6 $8.4M 6.4M 1.31
Twitter Note 1.000% 9/1 (Principal) 0.6 $8.3M 8.1M 1.02
W.R. Grace & Co. 0.5 $7.7M 111k 69.12
Alarm Com Hldgs Put Option (ALRM) 0.5 $7.5M 89k 84.79
Cinemark Holdings Put Option (CNK) 0.5 $7.5M 343k 21.96
Bloomin Brands Put Option (BLMN) 0.5 $7.5M 277k 27.14
At Home Group 0.5 $7.4M 200k 36.84
Biogen Idec Call Option (BIIB) 0.5 $7.0M 20k 346.52
Athene Holding Cl A 0.5 $6.8M 100k 67.50
JetBlue Airways Corporation (JBLU) 0.4 $6.1M 364k 16.78
Vereit 0.4 $5.7M 125k 45.93
Cloudera 0.4 $5.6M 355k 15.86
Qts Rlty Tr Com Cl A 0.4 $5.4M 70k 77.30
Canadian Pacific Railway Put Option 0.4 $5.4M 70k 76.90
Canadian Natl Ry Call Option (CNI) 0.4 $5.3M 50k 105.52
Talend S A Ads 0.4 $5.2M 80k 65.60
Constellation Pharmceticls I 0.4 $5.1M 150k 33.80
Atlas Corp Shares Put Option 0.3 $5.0M 348k 14.25
Lci Industries Put Option (LCII) 0.3 $4.9M 38k 131.39
Willis Towers Watson SHS (WTW) 0.3 $4.7M 20k 230.00
Macquarie Infrastructure Company 0.3 $4.6M 120k 38.27
Cit Group Com New 0.3 $4.3M 82k 51.59
Cincinnati Bell Com New 0.3 $4.2M 271k 15.42
Palo Alto Networks Put Option (PANW) 0.3 $4.1M 11k 371.18
Monmouth Real Estate Invt Cl A 0.2 $2.6M 140k 18.72
Knoll Com New 0.2 $2.6M 100k 25.99
Magnachip Semiconductor Corp (MX) 0.2 $2.4M 100k 23.86
Microstrategy Cl A New Put Option (MSTR) 0.2 $2.3M 3.5k 664.86
Wayfair Cl A Put Option (W) 0.2 $2.2M 7.0k 316.00
Vail Resorts (MTN) 0.1 $2.0M 6.4k 316.56
Expedia Group Com New (EXPE) 0.1 $1.8M 11k 163.74
Meredith Corporation 0.1 $1.7M 40k 43.45
Relmada Therapeutics Call Option (RLMD) 0.1 $1.7M 53k 31.97
Community Bankers Trust 0.1 $1.7M 150k 11.34
Welbilt 0.1 $1.6M 70k 23.14
Discovery Com Ser C 0.1 $1.4M 50k 28.98
Telephone & Data Sys Com New (TDS) 0.1 $1.4M 60k 22.67
Sterling Bancorp 0.1 $1.2M 50k 24.80
Watford Hldgs SHS 0.1 $1.2M 33k 34.98
Columbia Ppty Tr Com New 0.1 $1.1M 65k 17.40
The Lion Electric Company *w Exp 05/06/202 Call Option (LEV.WS) 0.1 $1.1M 167k 6.51
Imax Corp Cad Put Option (IMAX) 0.1 $1.1M 50k 21.50
Rice Acquisition Corp Ii Unit 99/99/9999 0.1 $1.0M 100k 10.22
Nightdragon Acquisition Corp Unit 02/26/20266 0.1 $969k 96k 10.09
Climate Real Impact Slutins Com Cl A 0.1 $948k 96k 9.88
Compute Health Acquisitin Com Cl A 0.1 $943k 96k 9.82
Dmy Technology Group Inc Iv Com Cl A 0.1 $938k 96k 9.77
Allscripts Healthcare Solutions Put Option (MDRX) 0.1 $926k 50k 18.52
Stem Put Option (STEM) 0.1 $902k 25k 36.08
Fluor Corporation Put Option (FLR) 0.1 $885k 50k 17.70
Sarepta Therapeutics Put Option (SRPT) 0.1 $778k 10k 77.80
Longview Acquisition Corp Ii Unit 99/99/9999 0.1 $756k 75k 10.08
Ftac Hera Acquisition Corp Unit 02/28/2026 0.1 $753k 75k 10.04
Gores Hldgs Viii Unit 02/01/2028 0.1 $753k 75k 10.04
Gores Holdings Vii Com Cl A 0.1 $742k 75k 9.89
Conx Corp Com Cl A (CONX) 0.1 $740k 75k 9.87
Fortress Value Acquisi Corp Com Cl A 0.1 $736k 75k 9.81
Motive Capital Corp Shs Cl A 0.1 $733k 75k 9.77
Hudson Executive Inves Iii Com Cl A 0.1 $732k 75k 9.76
Warburg Pincus Captal Corp I Shs Cl A 0.1 $730k 72k 10.14
Prospector Capital Corp Cl A 0.1 $728k 75k 9.71
Cbre Acquisition Hldgs Com Cl A 0.1 $728k 75k 9.71
Kkr Acquisition Holding I Unit 99/99/9999 0.1 $723k 72k 10.04
Jack Creek Investment Corp Cl A Shs 0.1 $722k 75k 9.63
Rxr Acquisition Corp Unit 01/01/2025 0.0 $717k 72k 9.96
Tishman Speyer Innovation Com Cl A 0.0 $714k 72k 9.92
Ftac Athena Acquisition Corp Cl A Shs 0.0 $710k 72k 9.86
Renren Sponsored Ads Call Option (MTBL) 0.0 $704k 59k 11.97
Simon Property Grp Acq Holdi Com Cl A 0.0 $702k 72k 9.75
Arctos Northstar Acquis Corp Shs Cl A 0.0 $701k 72k 9.74
Golden Falcon Acquisition Cl A 0.0 $700k 72k 9.72
Marlin Technology Corp Cl A Shs 0.0 $697k 72k 9.68
Deep Lake Capital Acqustn Cl A Shs 0.0 $697k 72k 9.68
Steris Shs Usd (STE) 0.0 $650k 3.2k 206.22
Marathon Petroleum Corp (MPC) 0.0 $604k 10k 60.40
Exfo Sub Vtg Shs 0.0 $595k 100k 5.95
Tcw Special Purpose Acqu Cor Unit 99/99/9999 0.0 $538k 54k 9.96
Thunder Bridge Cap Prtnrs Ii Com Cl A 0.0 $524k 54k 9.70
Arclight Clean Transition Ii Unit 03/16/2028 0.0 $489k 48k 10.19
Lazard Growth Acquisition SHS 0.0 $489k 50k 9.78
Hamilton Lane Alliance Hldgs Com Cl A 0.0 $488k 50k 9.76
Highland Transcend Partners Com Cl A 0.0 $486k 50k 9.72
Gores Technology Partners Ii Class A Com 0.0 $478k 48k 9.96
G Squared Ascend I Shs Cl A 0.0 $474k 48k 9.88
Forest Road Acquisition Cor Cl A 0.0 $470k 48k 9.79
Altimar Acquisition Corp Ii Shs Cl A 0.0 $467k 48k 9.73
Liberty Global Shs Cl A 0.0 $466k 17k 27.17
Power & Digital Infra Acq Com Cl A 0.0 $433k 44k 9.84
M3 Brigade Acquisition Ii *w Exp 09/03/202 Call Option 0.0 $385k 333k 1.16
Anzu Special Acquisitin Corp *w Exp 01/27/202 Call Option 0.0 $376k 392k 0.96
Revolution Healthcar Aq Corp Unit 03/18/20266 0.0 $362k 36k 10.06
Figure Acquisition Corp I *w Exp 03/31/202 Call Option 0.0 $300k 217k 1.38
Vectoiq Acquisition Corp Ii Com Cl A 0.0 $220k 22k 10.00
Mma Capital Management 0.0 $204k 7.5k 27.20
Iveric Bio Call Option 0.0 $189k 30k 6.30
Genworth Finl Com Cl A (GNW) 0.0 $39k 10k 3.90
Dmy Technology Group Inc Iv *w Exp 03/04/202 Call Option 0.0 $27k 19k 1.41
Austerlitz Acquisition Corp *w Exp 02/19/202 Call Option (AUSCF) 0.0 $23k 19k 1.23