Empery Asset Management

Empery Asset Management as of Dec. 31, 2021

Portfolio Holdings for Empery Asset Management

Empery Asset Management holds 70 positions in its portfolio as reported in the December 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
1847 Goedeker *w Exp 99/99/999 (POLWQ) 18.5 $8.9M 8.4M 1.05
Surrozen 7.8 $3.7M 581k 6.44
Ispecimen 7.6 $3.6M 466k 7.81
Nisun International Enterprise Development Group Com Cl A 6.6 $3.2M 990k 3.21
Opy Acquisition Corp I Com Cl A 6.2 $3.0M 300k 9.87
Ampio Pharmaceuticals 5.1 $2.4M 4.3M 0.57
Mount Rainier Acquisition Corp Unit 11/27/2026 4.2 $2.0M 200k 10.17
Cactus Acquisition Cop I Unit 08/17/2028 (CTSUF) 4.2 $2.0M 200k 10.10
Fat Brands *w Exp 07/16/202 (FATBW) 4.2 $2.0M 300k 6.71
Oncology Institu (TOI) 4.1 $2.0M 200k 9.75
Regulus Therapeutics 3.3 $1.6M 5.1M 0.31
Alset Ehome International In 3.0 $1.4M 2.6M 0.56
Stran & Company (SWAG) 2.5 $1.2M 201k 6.05
Context Therapeutics (CNTX) 2.0 $954k 359k 2.66
Lightning Emotors *w Exp 08/18/202 (ZEVYW) 1.8 $842k 696k 1.21
Hagerty *w Exp 99/99/999 (HGTY.WS) 1.7 $823k 188k 4.39
Harbor Custom Development *w Exp 10/04/202 (HCDZQ) 1.6 $765k 3.0M 0.26
Muscle Maker (SDOT) 1.4 $669k 929k 0.72
Longeveron Llc Ordinary Shares - Class A 1.4 $656k 54k 12.07
The Very Good Food (VGFCQ) 1.1 $507k 688k 0.74
Rafael Holdings Com Cl B (RFL) 0.9 $408k 80k 5.10
Pepperlime Health Acquisition Corp *w Exp 10/01/202 0.7 $349k 743k 0.47
Nutriband *w Exp 09/30/202 (NTRBW) 0.6 $288k 80k 3.60
Biofrontera *w Exp 10/27/202 (BFRIW) 0.6 $270k 75k 3.60
Enovix Corp *w Exp 11/30/202 0.6 $268k 17k 15.72
Scynexis (SCYX) 0.6 $264k 43k 6.10
Arbe Robotics *w Exp 10/07/202 (ARBEW) 0.5 $238k 200k 1.19
Lmp Automotive Holdings (LMPX) 0.5 $235k 34k 6.98
Lexaria Bioscience Corp *w Exp 01/11/202 (LEXXW) 0.4 $204k 133k 1.53
Silverbox Engaged Merger Corp I *w Exp 06/02/202 0.4 $187k 133k 1.40
Worksport *w Exp 06/01/202 (WKSPW) 0.4 $185k 200k 0.93
Giginternational1 *w Exp 04/19/202 0.4 $183k 300k 0.61
Cyclo Therapeutics *w Exp 11/14/202 (CYTHW) 0.3 $163k 65k 2.51
Kingswood Acquisition Corp *w Exp 05/01/202 0.3 $139k 319k 0.44
Petra Acquisition *w Exp 05/25/202 0.3 $135k 250k 0.54
Cc Neuberger Principal Holdings Iii *w Exp 99/99/999 0.3 $127k 117k 1.09
Petvivo Holdings *w Exp 08/13/202 (PETVW) 0.3 $124k 200k 0.62
Environmental Impact Acquisition Corp *w Exp 09/30/202 0.3 $120k 100k 1.20
Gold Royalty Corp *w Exp 99/99/999 0.2 $115k 112k 1.03
Tg Venture Acquisition Corp *w Exp 08/15/202 0.2 $106k 250k 0.42
Bone Biologics Corp *w Exp 10/13/202 0.2 $100k 143k 0.70
Amplitech Group *w Exp 01/01/202 (AMPGW) 0.2 $95k 75k 1.27
Nexgel *w Exp 12/01/202 (NXGLW) 0.2 $87k 90k 0.97
Surgepays *w Exp 10/22/202 (SURGW) 0.2 $85k 300k 0.28
Purecycle Technologies *w Exp 03/17/202 (PCTTW) 0.2 $81k 22k 3.62
Dermata Therapeutics *w Exp 08/13/202 (DRMAW) 0.2 $75k 175k 0.43
Opy Acquisition Corp I *w Exp 09/22/202 0.2 $75k 150k 0.50
Auddia *w Exp 10/17/202 (AUUDW) 0.1 $71k 150k 0.47
Kubient *w Exp 07/09/202 (KBNTW) 0.1 $69k 80k 0.86
Cingulate *w Exp 12/03/202 (CINGW) 0.1 $69k 500k 0.14
Northern Genesis Acquisition Iii Corp *w Exp 12/31/202 0.1 $69k 75k 0.92
Heartbeam *w Exp 10/31/202 (BEATW) 0.1 $65k 90k 0.72
Golden Arrow Merger Corp *w Exp 07/31/202 (GAMCW) 0.1 $64k 127k 0.51
Turmeric Acquisition Corp *w Exp 10/08/202 0.1 $62k 100k 0.62
Roth Ch Acquisition Iii *w Exp 02/26/202 0.1 $47k 44k 1.07
Orion Biotech Opportunities Corp *w Exp 04/15/202 0.1 $46k 40k 1.15
Lumiradx *w Exp 09/28/202 (LMDWF) 0.1 $43k 25k 1.72
Harbor Custom Development *w Exp 05/09/202 (HCDWQ) 0.1 $36k 120k 0.30
G Squared Ascend I *w Exp 02/01/202 0.1 $35k 43k 0.82
Queen's Gambit Growth Capital *w Exp 01/19/202 0.1 $32k 50k 0.64
Rosecliff Acquisition Corp I *w Exp 02/11/202 0.1 $27k 35k 0.77
Class Acceleration Corp *w Exp 03/31/202 0.1 $25k 50k 0.50
Immuron *w Exp 05/12/202 0.0 $22k 48k 0.46
Biocardia *w Exp 08/06/202 (BCDAW) 0.0 $20k 19k 1.08
Seqll *w Exp 08/31/202 (SQLLW) 0.0 $19k 235k 0.08
Boa Acquisition Corp *w Exp 02/22/202 0.0 $18k 33k 0.54
Mdh Acquisition Corp *w Exp 02/02/202 0.0 $17k 38k 0.45
Neurosense Therapeutics *w Exp 99/99/999 (NRSNW) 0.0 $15k 160k 0.09
Velodyne Lidar *w Exp 09/29/202 0.0 $15k 20k 0.75
Guardforce Ai *w Exp 09/01/202 (GFAIW) 0.0 $4.0k 315k 0.01