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Empery Asset Management

Latest statistics and disclosures from Empery Asset Management's latest quarterly 13F-HR filing:

Top 5 stock holdings are ETNB, Unity Biotechnology, FATBW, GWAV, POLWQ, and represent 45.06% of Empery Asset Management's stock portfolio.
Added to shares of these 10 stocks: Unity Biotechnology, GWAV, SOBR, MNMD, MDNAF, Athenex, Benitec Biopharma, WLDSW, WLDS, Meten Holding Group.
Started 19 new stock positions in Benitec Biopharma, Codiak Biosciences, Meten Holding Group, PEGY, Unity Biotechnology, SOBR, KSPN, Assure Hldgs Corp, WLDSW, MNMD. BRSHW, ONFOW, NXLIW, GWAV, WLDS, JFBRW, Troika Media Group, MDNAF, Athenex.
Reduced shares in these 10 stocks: Meta Materials, SLS, APLT, SVRE, Surrozen, Reed's, HCDZQ, NTRBW, Kingswood Acquisition Corp, LIXTW.
Sold out of its positions in APLT, Kingswood Acquisition Corp, LIXTW, Meta Materials, Reed's, SVRE.
Empery Asset Management was a net seller of stock by $-221k.
Empery Asset Management has $17M in assets under management (AUM), dropping by -9.01%.
Central Index Key (CIK): 0001469336

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Portfolio Holdings for Empery Asset Management

Empery Asset Management holds 88 positions in its portfolio as reported in the September 2022 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
89bio (ETNB)	13.8	$2.3M		400k	5.79	View chart
Unity Biotechnology	10.4	$1.7M	NEW	4.4M	0.40	View chart
Fat Brands *w Exp 07/16/202 (FATBW)	8.6	$1.5M		282k	5.16	View chart
Greenwave Technology Solutio (GWAV)	6.4	$1.1M	NEW	619k	1.73	View chart
Polished *w Exp 06/02/202 (POLWQ)	5.9	$988k		7.9M	0.12	View chart
Sobr Safe (SOBR)	4.0	$666k	NEW	248k	2.68	View chart
Mind Medicine Mindmed (MNMD)	3.9	$656k	NEW	188k	3.50	View chart
Tc Biopharm Holdings *w Exp 02/08/202 (TCBPW)	3.9	$653k		2.8M	0.23	View chart
Sellas Life Sciences Group I (SLS)	3.7	$623k	-66%	309k	2.02	View chart
Medicenna Therapeutics Corp. (MDNAF)	2.9	$489k	NEW	589k	0.83	View chart
Harbor Custom Development In *w Exp 10/04/202 (HCDZQ)	2.9	$487k	-5%	2.8M	0.18	View chart
Hagerty *w Exp 12/02/202 (HGTY.WS)	2.6	$438k		179k	2.45	View chart
Surrozen	2.6	$436k	-16%	216k	2.02	View chart
Athenex	2.3	$391k	NEW	1.5M	0.27	View chart
Surgepays *w Exp 10/22/202 (SURGW)	2.2	$367k		287k	1.28	View chart
Benitec Biopharma	1.8	$296k	NEW	797k	0.37	View chart
Wearable Devices *w Exp 09/14/202 (WLDSW)	1.8	$295k	NEW	1.4M	0.21	View chart
Sharps Technology *w Exp 04/13/202 (STSSW)	1.7	$291k		830k	0.35	View chart
Nutriband *w Exp 09/30/202 (NTRBW)	1.7	$280k	-8%	70k	4.00	View chart
Wearable Devices Ordinary Shs (WLDS)	1.5	$255k	NEW	290k	0.88	View chart
Meten Holding Group SHS	1.2	$208k	NEW	577k	0.36	View chart
Codiak Biosciences	1.1	$186k	NEW	238k	0.78	View chart
Lightning Emotors *w Exp 05/18/202 (ZEVYW)	0.8	$135k		676k	0.20	View chart
Arbe Robotics *w Exp 10/07/202 (ARBEW)	0.7	$123k		190k	0.65	View chart
Cingulate *w Exp 12/10/202 (CINGW)	0.7	$110k		500k	0.22	View chart
Petvivo Holdings *w Exp 08/13/202 (PETVW)	0.5	$84k		193k	0.43	View chart
Pineapple Holdings (PEGY)	0.5	$79k	NEW	91k	0.87	View chart
Cea Industries *w Exp 02/11/202 (CEADW)	0.4	$75k		500k	0.15	View chart
Lexaria Bioscience Corp *w Exp 01/11/202 (LEXXW)	0.4	$74k		126k	0.59	View chart
Direct Digital Holdings *w Exp 02/15/202	0.4	$73k		270k	0.27	View chart
Purecycle Technologies *w Exp 03/17/202 (PCTTW)	0.4	$68k		20k	3.40	View chart
Pyxis Tankers *w Exp 09/15/202 (PXSAW)	0.4	$67k		152k	0.44	View chart
Auddia *w Exp 10/17/202 (AUUDW)	0.4	$66k		150k	0.44	View chart
Troika Media Group	0.4	$62k	NEW	182k	0.34	View chart
Jeffs Brands *w Exp 08/26/202 (JFBRW)	0.4	$60k	NEW	361k	0.17	View chart
Pepperlime Health Acqustn *w Exp 10/01/202	0.4	$59k		740k	0.08	View chart
Worksport *w Exp 06/01/202 (WKSPW)	0.3	$57k		193k	0.29	View chart
Saverone 2014 *w Exp 06/02/202 (SVREW)	0.3	$54k		182k	0.30	View chart
Heartbeam *w Exp 10/31/202 (BEATW)	0.3	$53k		90k	0.59	View chart
Maris Tech *w Exp 02/04/202 (MTEKW)	0.3	$50k		298k	0.17	View chart
Neurosense Therapeutics *w Exp 11/10/202 (NRSNW)	0.3	$47k		160k	0.29	View chart
Biofrontera *w Exp 10/27/202 (BFRIW)	0.3	$45k		75k	0.60	View chart
Gold Royalty Corp *w Exp 99/99/999	0.2	$42k		112k	0.38	View chart
Aclarion *w Exp 04/21/202 (ACONW)	0.2	$42k		110k	0.38	View chart
Fgi Industries *w Exp 01/21/202 (FGIWW)	0.2	$41k		103k	0.40	View chart
Celularity *w Exp 07/16/202 (CELUW)	0.2	$39k		101k	0.39	View chart
Nls Pharmaceuticals *w Exp 09/25/202 (NLSPW)	0.2	$38k		150k	0.25	View chart
Guardforce Ai *w Exp 10/01/202 (GFAIW)	0.2	$36k		302k	0.12	View chart
Assure Hldgs Corp	0.2	$36k	NEW	56k	0.64	View chart
Adara Acquisition Corp *w Exp 02/11/202	0.2	$36k	-4%	190k	0.19	View chart
Amplitech Group *w Exp 01/01/202 (AMPGW)	0.2	$32k		72k	0.45	View chart
Mount Rainier Acquisition *w Exp 11/27/202	0.2	$29k		191k	0.15	View chart
Nexgel *w Exp 12/01/202 (NXGLW)	0.2	$27k		90k	0.30	View chart
Giginternational1 *w Exp 04/19/202	0.1	$24k		298k	0.08	View chart
Harbor Custom Development In *w Exp 05/09/202 (HCDWQ)	0.1	$23k		116k	0.20	View chart
Nexalin Technology *w Exp 09/15/202 (NXLIW)	0.1	$22k	NEW	120k	0.18	View chart
Greenlight Biosciencs Hlds P *w Exp 02/02/202	0.1	$21k		94k	0.22	View chart
Cyclo Therapeutics *w Exp 11/14/202 (CYTHW)	0.1	$21k		61k	0.34	View chart
Cc Neuberger Principal Holdn *w Exp 99/99/999	0.1	$20k		110k	0.18	View chart
Seqll *w Exp 08/31/202 (SQLLW)	0.1	$20k		235k	0.09	View chart
Onfolio Holdings *w Exp 01/02/202 (ONFOW)	0.1	$19k	NEW	100k	0.19	View chart
Bone Biologics Corp *w Exp 10/13/202	0.1	$18k		141k	0.13	View chart
Dermata Therapeutics *w Exp 08/13/202 (DRMAW)	0.1	$17k		175k	0.10	View chart
Iveda Solutions *w Exp 04/01/202 (IVDAW)	0.1	$16k		100k	0.16	View chart
Opy Acquisition Corp I *w Exp 09/22/202	0.1	$16k		149k	0.11	View chart
Kubient *w Exp 07/09/202 (KBNTW)	0.1	$15k		80k	0.19	View chart
Biocardia *w Exp 08/06/202 (BCDAW)	0.1	$15k		19k	0.81	View chart
Tg Venture Acquisition Corp *w Exp 08/15/202	0.1	$14k		238k	0.06	View chart
Qualtek Services *w Exp 02/14/202	0.1	$11k		42k	0.26	View chart
Revelation Biosciences *w Exp 01/10/202 (REVBW)	0.1	$10k		233k	0.04	View chart
Velodyne Lidar *w Exp 09/29/202	0.0	$8.0k		19k	0.42	View chart
Golden Arrow Merger Corp *w Exp 07/31/202 (GAMCW)	0.0	$7.0k		127k	0.06	View chart
Boa Acquisition Corp *w Exp 02/22/202	0.0	$7.0k		32k	0.22	View chart
Sunshine Biopharma *w Exp 02/15/202 (SBFMW)	0.0	$7.0k		15k	0.47	View chart
Cactus Acquisition Corp I Lt *w Exp 08/17/202 (CCTSW)	0.0	$7.0k	-4%	96k	0.07	View chart
Bruush Oral Care *w Exp 08/03/202 (BRSHW)	0.0	$6.0k	NEW	21k	0.29	View chart
Kaspien Holdings (KSPN)	0.0	$5.0k	NEW	3.1k	1.61	View chart
Orion Biotech Opportuntes *w Exp 04/15/202	0.0	$5.0k		40k	0.13	View chart
American Rebel Holdings *w Exp 01/20/202 (AREBW)	0.0	$4.0k		60k	0.07	View chart
Lumiradx *w Exp 09/28/202 (LMDWF)	0.0	$3.0k		24k	0.13	View chart
Turmeric Acquisition Corp *w Exp 10/08/202	0.0	$3.0k		100k	0.03	View chart
G Squared Ascend I *w Exp 02/01/202	0.0	$3.0k		40k	0.07	View chart
Rosecliff Acquisition Corp I *w Exp 02/11/202	0.0	$2.0k		33k	0.06	View chart
Northern Genesis Acqu Corp I *w Exp 12/31/202	0.0	$2.0k		71k	0.03	View chart
Swvl Holdings Corp *w Exp 03/31/202 (SWVLW)	0.0	$1.0k		48k	0.02	View chart
Mdh Acquisition Corp *w Exp 02/02/202	0.0	$1.0k		38k	0.03	View chart
Noble Rock Acquisition Corp *w Exp 01/31/202	0.0	$1.0k		16k	0.06	View chart
Class Acceleration Corp *w Exp 03/31/202	0.0	$1.0k		50k	0.02	View chart

Past Filings by Empery Asset Management

SEC 13F filings are viewable for Empery Asset Management going back to 2021

Empery Asset Management 2022 Q3 filed Nov. 14, 2022
Empery Asset Management 2022 Q2 filed Aug. 12, 2022
Empery Asset Management 2022 Q1 filed May 16, 2022
Empery Asset Management 2021 Q4 filed Feb. 11, 2022

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