Empery Asset Management

Empery Asset Management as of Sept. 30, 2022

Portfolio Holdings for Empery Asset Management

Empery Asset Management holds 88 positions in its portfolio as reported in the September 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
89bio (ETNB) 13.8 $2.3M 400k 5.79
Unity Biotechnology 10.4 $1.7M 4.4M 0.40
Fat Brands *w Exp 07/16/202 (FATBW) 8.6 $1.5M 282k 5.16
Greenwave Technology Solutio (GWAV) 6.4 $1.1M 619k 1.73
Polished *w Exp 06/02/202 (POLWQ) 5.9 $988k 7.9M 0.12
Sobr Safe (SOBR) 4.0 $666k 248k 2.68
Mind Medicine Mindmed (MNMD) 3.9 $656k 188k 3.50
Tc Biopharm Holdings *w Exp 02/08/202 (TCBPW) 3.9 $653k 2.8M 0.23
Sellas Life Sciences Group I (SLS) 3.7 $623k 309k 2.02
Medicenna Therapeutics Corp. (MDNAF) 2.9 $489k 589k 0.83
Harbor Custom Development In *w Exp 10/04/202 (HCDZQ) 2.9 $487k 2.8M 0.18
Hagerty *w Exp 12/02/202 (HGTY.WS) 2.6 $438k 179k 2.45
Surrozen 2.6 $436k 216k 2.02
Athenex 2.3 $391k 1.5M 0.27
Surgepays *w Exp 10/22/202 (SURGW) 2.2 $367k 287k 1.28
Benitec Biopharma 1.8 $296k 797k 0.37
Wearable Devices *w Exp 09/14/202 (WLDSW) 1.8 $295k 1.4M 0.21
Sharps Technology *w Exp 04/13/202 (STSSW) 1.7 $291k 830k 0.35
Nutriband *w Exp 09/30/202 (NTRBW) 1.7 $280k 70k 4.00
Wearable Devices Ordinary Shs (WLDS) 1.5 $255k 290k 0.88
Meten Holding Group SHS 1.2 $208k 577k 0.36
Codiak Biosciences 1.1 $186k 238k 0.78
Lightning Emotors *w Exp 05/18/202 (ZEVYW) 0.8 $135k 676k 0.20
Arbe Robotics *w Exp 10/07/202 (ARBEW) 0.7 $123k 190k 0.65
Cingulate *w Exp 12/10/202 (CINGW) 0.7 $110k 500k 0.22
Petvivo Holdings *w Exp 08/13/202 (PETVW) 0.5 $84k 193k 0.43
Pineapple Holdings (PEGY) 0.5 $79k 91k 0.87
Cea Industries *w Exp 02/11/202 (CEADW) 0.4 $75k 500k 0.15
Lexaria Bioscience Corp *w Exp 01/11/202 (LEXXW) 0.4 $74k 126k 0.59
Direct Digital Holdings *w Exp 02/15/202 0.4 $73k 270k 0.27
Purecycle Technologies *w Exp 03/17/202 (PCTTW) 0.4 $68k 20k 3.40
Pyxis Tankers *w Exp 09/15/202 (PXSAW) 0.4 $67k 152k 0.44
Auddia *w Exp 10/17/202 (AUUDW) 0.4 $66k 150k 0.44
Troika Media Group 0.4 $62k 182k 0.34
Jeffs Brands *w Exp 08/26/202 (JFBRW) 0.4 $60k 361k 0.17
Pepperlime Health Acqustn *w Exp 10/01/202 0.4 $59k 740k 0.08
Worksport *w Exp 06/01/202 (WKSPW) 0.3 $57k 193k 0.29
Saverone 2014 *w Exp 06/02/202 (SVREW) 0.3 $54k 182k 0.30
Heartbeam *w Exp 10/31/202 (BEATW) 0.3 $53k 90k 0.59
Maris Tech *w Exp 02/04/202 (MTEKW) 0.3 $50k 298k 0.17
Neurosense Therapeutics *w Exp 11/10/202 (NRSNW) 0.3 $47k 160k 0.29
Biofrontera *w Exp 10/27/202 (BFRIW) 0.3 $45k 75k 0.60
Gold Royalty Corp *w Exp 99/99/999 0.2 $42k 112k 0.38
Aclarion *w Exp 04/21/202 (ACONW) 0.2 $42k 110k 0.38
Fgi Industries *w Exp 01/21/202 (FGIWW) 0.2 $41k 103k 0.40
Celularity *w Exp 07/16/202 (CELUW) 0.2 $39k 101k 0.39
Nls Pharmaceuticals *w Exp 09/25/202 (NLSPW) 0.2 $38k 150k 0.25
Guardforce Ai *w Exp 10/01/202 (GFAIW) 0.2 $36k 302k 0.12
Assure Hldgs Corp 0.2 $36k 56k 0.64
Adara Acquisition Corp *w Exp 02/11/202 0.2 $36k 190k 0.19
Amplitech Group *w Exp 01/01/202 (AMPGW) 0.2 $32k 72k 0.45
Mount Rainier Acquisition *w Exp 11/27/202 0.2 $29k 191k 0.15
Nexgel *w Exp 12/01/202 (NXGLW) 0.2 $27k 90k 0.30
Giginternational1 *w Exp 04/19/202 0.1 $24k 298k 0.08
Harbor Custom Development In *w Exp 05/09/202 (HCDWQ) 0.1 $23k 116k 0.20
Nexalin Technology *w Exp 09/15/202 (NXLIW) 0.1 $22k 120k 0.18
Greenlight Biosciencs Hlds P *w Exp 02/02/202 0.1 $21k 94k 0.22
Cyclo Therapeutics *w Exp 11/14/202 (CYTHW) 0.1 $21k 61k 0.34
Cc Neuberger Principal Holdn *w Exp 99/99/999 0.1 $20k 110k 0.18
Seqll *w Exp 08/31/202 (SQLLW) 0.1 $20k 235k 0.09
Onfolio Holdings *w Exp 01/02/202 (ONFOW) 0.1 $19k 100k 0.19
Bone Biologics Corp *w Exp 10/13/202 0.1 $18k 141k 0.13
Dermata Therapeutics *w Exp 08/13/202 (DRMAW) 0.1 $17k 175k 0.10
Iveda Solutions *w Exp 04/01/202 (IVDAW) 0.1 $16k 100k 0.16
Opy Acquisition Corp I *w Exp 09/22/202 0.1 $16k 149k 0.11
Kubient *w Exp 07/09/202 (KBNTW) 0.1 $15k 80k 0.19
Biocardia *w Exp 08/06/202 (BCDAW) 0.1 $15k 19k 0.81
Tg Venture Acquisition Corp *w Exp 08/15/202 0.1 $14k 238k 0.06
Qualtek Services *w Exp 02/14/202 0.1 $11k 42k 0.26
Revelation Biosciences *w Exp 01/10/202 (REVBW) 0.1 $10k 233k 0.04
Velodyne Lidar *w Exp 09/29/202 0.0 $8.0k 19k 0.42
Golden Arrow Merger Corp *w Exp 07/31/202 (GAMCW) 0.0 $7.0k 127k 0.06
Boa Acquisition Corp *w Exp 02/22/202 0.0 $7.0k 32k 0.22
Sunshine Biopharma *w Exp 02/15/202 (SBFMW) 0.0 $7.0k 15k 0.47
Cactus Acquisition Corp I Lt *w Exp 08/17/202 (CCTSW) 0.0 $7.0k 96k 0.07
Bruush Oral Care *w Exp 08/03/202 (BRSHW) 0.0 $6.0k 21k 0.29
Kaspien Holdings (KSPN) 0.0 $5.0k 3.1k 1.61
Orion Biotech Opportuntes *w Exp 04/15/202 0.0 $5.0k 40k 0.13
American Rebel Holdings *w Exp 01/20/202 (AREBW) 0.0 $4.0k 60k 0.07
Lumiradx *w Exp 09/28/202 (LMDWF) 0.0 $3.0k 24k 0.13
Turmeric Acquisition Corp *w Exp 10/08/202 0.0 $3.0k 100k 0.03
G Squared Ascend I *w Exp 02/01/202 0.0 $3.0k 40k 0.07
Rosecliff Acquisition Corp I *w Exp 02/11/202 0.0 $2.0k 33k 0.06
Northern Genesis Acqu Corp I *w Exp 12/31/202 0.0 $2.0k 71k 0.03
Swvl Holdings Corp *w Exp 03/31/202 (SWVLW) 0.0 $1.0k 48k 0.02
Mdh Acquisition Corp *w Exp 02/02/202 0.0 $1.0k 38k 0.03
Noble Rock Acquisition Corp *w Exp 01/31/202 0.0 $1.0k 16k 0.06
Class Acceleration Corp *w Exp 03/31/202 0.0 $1.0k 50k 0.02