Equitec Proprietary Markets

Equitec Proprietary Markets as of March 31, 2020

Portfolio Holdings for Equitec Proprietary Markets

Equitec Proprietary Markets holds 254 positions in its portfolio as reported in the March 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Gamestop Corp Cl A (GME) 35.7 $113M 597k 190.00
B. Riley Financial (RILY) 13.7 $44M 775k 56.38
Gw Pharmaceuticals Ads 6.6 $21M 97k 216.90
Coherent Put Option 6.5 $21M 81k 252.90
Spdr S&p 500 Etf Tr Tr Unit (SPY) 4.4 $14M 35k 396.33
Occidental Petroleum Corporation Call Option (OXY) 3.3 $11M 396k 26.62
Amazon (AMZN) 3.0 $9.6M 3.1k 3094.19
African Gold Acquisition Cor Shs Cl A 2.9 $9.1M 951k 9.57
RealPage Put Option 2.1 $6.6M 75k 87.20
Michaels Cos Inc/the Put Option 1.9 $5.9M 270k 21.94
Perspecta 1.9 $5.9M 203k 29.05
Churchill Capital Corp Iv Cl A Call Option 1.8 $5.6M 240k 23.27
Babcock & Wilcox Enterpr (BW) 0.8 $2.5M 263k 9.47
African Gold Acquisition Cor Unit 99/99/9999 0.8 $2.4M 243k 9.88
Fusion Acquisition Corp Cl A 0.6 $1.8M 177k 9.96
Growth Cap Acquisition Corp Cl A 0.5 $1.7M 177k 9.70
Fly Leasing Sponsored Adr 0.5 $1.5M 92k 16.84
Bridgebio Pharma Put Option (BBIO) 0.5 $1.5M 25k 61.62
Green Plains Renewable Energy (GPRE) 0.4 $1.4M 52k 27.07
Uwm Holdings Corporation *w Exp 01/21/202 (UWMC.WS) 0.4 $1.4M 760k 1.78
Tesla Motors Call Option (TSLA) 0.4 $1.3M 2.0k 668.00
Five Prime Therapeutics Put Option 0.4 $1.3M 35k 37.69
Cubic Corporation 0.4 $1.2M 16k 75.00
Euronav Nv SHS (CMBT) 0.4 $1.1M 123k 9.15
Smith Micro Software Com New 0.4 $1.1M 204k 5.50
Sonim Technologies Ord 0.4 $1.1M 1.4M 0.82
Qell Acquisition Corp Cl A Put Option 0.4 $1.1M 109k 10.20
Clever Leaves Holdings *w Exp 12/18/202 (CLVRW) 0.3 $1.1M 401k 2.63
Paysafe Ord Put Option 0.3 $892k 66k 13.52
GenMark Diagnostics 0.3 $844k 35k 23.92
Pluralsight Com Cl A Call Option 0.3 $811k 37k 22.22
Advent Technologies Holdng I *w Exp 02/03/202 (ADNWW) 0.3 $798k 347k 2.30
Sustainable Opportnts Acq Ord Shs A Put Option 0.2 $791k 80k 9.90
Xencor (XNCR) 0.2 $735k 17k 43.00
Amc Entmt Hldgs Cl A Com 0.2 $724k 71k 10.21
Burgerfi International *w Exp 12/16/202 0.2 $679k 175k 3.88
Whole Earth Brands Com Cl A Put Option (FREE) 0.2 $666k 51k 13.06
Ishares Tr Russell 2000 Etf Call Option (IWM) 0.2 $663k 3.0k 221.00
View *w Exp 03/08/202 0.2 $644k 370k 1.74
Glu Mobile 0.2 $639k 51k 12.50
Hims & Hers Health Com Cl A Put Option (HIMS) 0.2 $625k 47k 13.25
Sos Spnsord Ads New 0.2 $569k 114k 4.98
Apex Technology Acquisition *w Exp 09/18/202 0.2 $552k 211k 2.62
Evo Acquisition Corp Unit 99/99/9999 0.1 $473k 48k 9.94
Forum Merger Iii Corp Com Cl A 0.1 $450k 45k 10.00
Sogou Adr Repstg A 0.1 $442k 58k 7.56
Change Healthcare 0.1 $431k 20k 22.12
Fisker Cl A Com Stk (FSRNQ) 0.1 $422k 25k 17.23
Navistar International Corporation 0.1 $413k 9.4k 43.95
Seacor Holdings 0.1 $408k 10k 40.80
Ouster *w Exp 03/11/202 (OUSTZ) 0.1 $407k 194k 2.10
African Gold Acquisition Cor *w Exp 03/31/202 0.1 $406k 845k 0.48
Churchill Capital Corp Iv *w Exp 08/04/202 0.1 $397k 36k 11.15
Fusion Acquisition Corp *w Exp 06/01/202 0.1 $353k 305k 1.16
Cf Fin Acquisition Corp Iii Cl A 0.1 $331k 33k 10.00
Roman Dbdr Tech Acquisition *w Exp 10/31/202 0.1 $305k 403k 0.76
Northern Star Acquisition *w Exp 08/29/202 0.1 $298k 99k 3.01
View Com Cl A 0.1 $297k 40k 7.41
ZIOPHARM Oncology 0.1 $297k 84k 3.53
Ciner Resources Com Unit Ltd 0.1 $288k 22k 12.85
Finserv Acquisition Corp *w Exp 12/31/202 0.1 $286k 83k 3.45
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.1 $280k 240k 1.17
Gigcapital3 *w Exp 05/18/202 0.1 $261k 123k 2.13
Eos Energy Enterprises *w Exp 05/06/202 (EOSEW) 0.1 $255k 28k 9.00
Precigen (PGEN) 0.1 $254k 36k 6.99
Ftac Olympus Acquisition Cor *w Exp 08/28/202 0.1 $245k 116k 2.12
Vg Acquisition Corp *w Exp 09/29/202 0.1 $241k 143k 1.68
Hims & Hers Health *w Exp 01/20/202 0.1 $232k 53k 4.39
Clover Health Investments *w Exp 04/21/202 0.1 $231k 143k 1.61
Genworth Finl Com Cl A Put Option (GNW) 0.1 $229k 69k 3.31
Bridgetown Holdings *w Exp 09/30/202 0.1 $229k 82k 2.81
Aquabounty Technologies Com New Put Option 0.1 $226k 34k 6.67
Spartacus Acquisition Corp *w Exp 10/31/202 0.1 $225k 351k 0.64
Experience Invt Corp *w Exp 09/01/202 0.1 $225k 90k 2.50
Aerojet Rocketdy 0.1 $225k 4.8k 46.82
Forterra Put Option 0.1 $220k 9.5k 23.20
Paysafe *w Exp 08/11/202 (PSFE.WS) 0.1 $220k 51k 4.33
Clover Health Investments Com Cl A (CLOV) 0.1 $219k 29k 7.53
Lmf Acquisition Opportunit I Cl A Com 0.1 $217k 22k 9.83
Property Solutions Acquisiti *w Exp 03/20/202 0.1 $208k 81k 2.56
Magnachip Semiconductor Corp Put Option (MX) 0.1 $204k 8.4k 24.29
Triterras *w Exp 11/10/202 (TRIRW) 0.1 $199k 120k 1.65
Jaws Acquisition Corp *w Exp 99/99/999 0.1 $196k 62k 3.19
Reinvent Technology Partners *w Exp 09/16/202 0.1 $174k 86k 2.02
Ideanomics 0.0 $153k 53k 2.90
Gigcapital2 *w Exp 02/28/202 0.0 $146k 194k 0.75
Software Acquisitn Grup *w Exp 09/17/202 0.0 $133k 85k 1.56
Quantum Fintech Acquistin Common Stock 0.0 $133k 14k 9.64
Collective Growth Corp *w Exp 04/30/202 0.0 $129k 59k 2.20
Oyster Enterprises Acq Corp Com Cl A 0.0 $125k 13k 9.62
Velodyne Lidar 0.0 $119k 10k 11.44
Lmf Acquisition Opportunit I Unit 99/99/9999 0.0 $118k 12k 10.12
Orion Engineered Carbons (OEC) 0.0 $118k 6.0k 19.67
Canaan Sponsored Ads (CAN) 0.0 $114k 5.5k 20.73
Zanite Acquisition Corp *w Exp 10/08/202 0.0 $113k 90k 1.26
Thunder Brdg Acquistion Ii L *w Exp 11/30/202 0.0 $109k 50k 2.20
Fintech Acquisition Corp Iv *w Exp 12/31/202 0.0 $104k 72k 1.44
Af Acquisition Corp Unit 03/31/2028 0.0 $93k 9.4k 9.89
Walt Disney Company (DIS) 0.0 $92k 500.00 184.00
Edify Acquisition Corp Unit 11/25/2025 0.0 $91k 9.1k 10.00
Adit Edtech Acquisition Corp Common Stock 0.0 $91k 9.5k 9.59
Fast Acquisition Corp *w Exp 08/25/202 0.0 $87k 30k 2.90
Dmy Technology Group Inc Iii *w Exp 99/99/999 0.0 $81k 35k 2.31
Forest Road Acquisition Corp *w Exp 12/31/202 0.0 $81k 30k 2.69
Sportsmans Whse Hldgs (SPWH) 0.0 $80k 4.7k 17.06
Crescent Acquisition Corp *w Exp 03/08/202 0.0 $76k 68k 1.13
Progress Acquisition Corp Com Cl A 0.0 $75k 7.8k 9.58
Forum Merger Iii Corp *w Exp 08/24/202 0.0 $73k 38k 1.91
Andina Acquisition Corp Iii *w Exp 07/31/202 0.0 $72k 85k 0.85
Leisure Acquisition Corp *w Exp 99/99/999 0.0 $71k 85k 0.84
Peridot Acquisition Corp *w Exp 11/30/202 0.0 $71k 43k 1.67
Software Acquisitn Grup Com Cl A 0.0 $69k 6.9k 10.00
E2open Parent Holdings *w Exp 02/04/202 (ETWOW) 0.0 $65k 30k 2.17
Pine Technology Acquisitn Unit 03/31/2028 0.0 $62k 6.2k 9.97
Arclight Clean Transition *w Exp 09/22/202 0.0 $62k 11k 5.75
Landcadia Holdings Iii *w Exp 10/01/202 0.0 $60k 40k 1.50
Fusion Acquisition Corp Ii Unit 02/29/2028 0.0 $60k 6.0k 10.00
Bm Technologies *w Exp 01/04/202 (BMTX.WS) 0.0 $60k 30k 2.00
Invesco Db Multi-sector Comm Agriculture Fd (DBA) 0.0 $59k 3.5k 16.86
Foresight Acquisition Corp Unit 01/29/2026 0.0 $59k 6.0k 9.83
Empower *w Exp 11/30/202 0.0 $59k 50k 1.18
Growth Cap Acquisition Corp *w Exp 06/01/202 0.0 $58k 114k 0.51
Aspirational Consumer Lifest *w Exp 09/19/202 0.0 $57k 40k 1.43
Decarbonization Plus Acqu *w Exp 10/02/202 0.0 $56k 30k 1.87
Spartan Acquisition Corp Ii *w Exp 11/28/202 0.0 $55k 30k 1.83
Cleanspark Com New (CLSK) 0.0 $52k 2.2k 23.64
Rosecliff Acquisition Corp I Unit 99/99/9999 0.0 $51k 5.1k 10.00
Ace Convergence Acqu Corp *w Exp 09/30/202 0.0 $49k 25k 1.96
Seaport Global Acquisitn Cor *w Exp 12/15/202 0.0 $46k 84k 0.55
Live Oak Acquisition Corp Ii Unit 99/99/9999 0.0 $45k 4.3k 10.40
Empowerment & Inclusion Capi Com Cl A 0.0 $44k 4.5k 9.78
Aersale Corporation *w Exp 12/22/202 0.0 $44k 20k 2.20
Churchill Cap Corp Ii Cl A 0.0 $43k 4.3k 10.00
Cf Fin Acquisition Corp Iii *w Exp 09/30/202 0.0 $42k 30k 1.40
Digital Media Solutions *w Exp 07/15/202 (DMSIW) 0.0 $41k 25k 1.64
Juniper Indl Hldgs *w Exp 11/13/202 0.0 $41k 15k 2.73
Talend S A Ads Put Option 0.0 $39k 600.00 65.00
Bluescape Opportunities Acqu *w Exp 10/28/202 0.0 $38k 25k 1.52
Nextgen Acquisition Corp *w Exp 10/06/202 0.0 $37k 20k 1.85
Star Peak Corp Ii Unit 99/99/9999 0.0 $37k 3.6k 10.36
Varian Medical Systems 0.0 $36k 200.00 180.00
Atlas Crest Invt Corp *w Exp 01/30/202 0.0 $36k 20k 1.80
Advent Technologies Holdng I Com Cl A Call Option 0.0 $36k 2.7k 13.33
Star Peak Energy Transition *w Exp 08/11/202 0.0 $35k 2.5k 14.00
Ion Acquisition Corp 1 *w Exp 10/05/202 0.0 $34k 15k 2.27
Scp & Co Healthcare Acqustn Com Cl A 0.0 $34k 3.5k 9.73
Greenvision Acquisition Corp *w Exp 10/28/202 0.0 $34k 35k 0.97
Greenrose Acquisition Corp *w Exp 08/11/202 (GNRWQ) 0.0 $33k 40k 0.82
Climate Change Crisis Real I *w Exp 09/15/202 0.0 $33k 10k 3.30
Foley Trasimene Acquistn Cor *w Exp 05/26/202 0.0 $32k 20k 1.60
Kismet Acquisition One Corp *w Exp 99/99/999 0.0 $32k 40k 0.80
Uwm Holdings Corporation Com Cl A (UWMC) 0.0 $32k 4.0k 8.00
Falcon Capital Acquisitn Cor *w Exp 08/20/202 0.0 $31k 20k 1.55
Fg New Amer Acquisition Corp *w Exp 08/31/202 0.0 $31k 20k 1.55
The9 Spon Ads New 0.0 $31k 1.0k 31.00
Global Blue Group Holding *w Exp 08/28/202 0.0 $30k 25k 1.20
Apollo Strategic Growth Capt *w Exp 10/29/202 0.0 $29k 23k 1.26
Brooge Energy *w Exp 12/20/202 0.0 $29k 40k 0.72
Lionheart Acquisition Corp I *w Exp 02/14/202 0.0 $29k 40k 0.72
Pine Is Acquisition Corp *w Exp 10/19/202 0.0 $29k 20k 1.45
Arrival Group *w Exp 03/24/202 0.0 $28k 5.0k 5.60
Lmf Acquisition Opportunit I *w Exp 01/26/202 0.0 $27k 71k 0.38
Kingswood Acquisition Corp *w Exp 05/01/202 0.0 $27k 50k 0.54
10x Capital Venture Acqu Cor *w Exp 10/29/202 0.0 $27k 15k 1.80
Big Cypress Acquisition Corp *w Exp 07/25/202 0.0 $27k 45k 0.60
Express 0.0 $26k 6.5k 4.00
Ishares Tr Tips Bd Etf (TIP) 0.0 $25k 200.00 125.00
Marquee Raine Acquisition *w Exp 12/01/202 0.0 $25k 20k 1.25
Healthcare Services Acqu Cor *w Exp 99/99/999 0.0 $24k 38k 0.64
Xperi Holding Corp 0.0 $24k 1.1k 21.82
Benessere Capital Acqustn *w Exp 99/99/999 0.0 $24k 50k 0.48
Scion Tech Growth I *w Exp 11/01/202 0.0 $23k 25k 0.92
Sustainable Opportnts Acq *w Exp 99/99/999 0.0 $23k 26k 0.88
Firstmark Horizon Acquisitio *w Exp 09/26/202 0.0 $23k 15k 1.53
Rice Acquisition Corp *w Exp 10/26/202 0.0 $22k 15k 1.47
Replay Acquisition Corp *w Exp 03/01/202 0.0 $21k 17k 1.24
Broadstone Acquisition Corp *w Exp 09/15/202 0.0 $21k 30k 0.70
Burgundy Technology Acqu Cor *w Exp 08/31/202 0.0 $21k 20k 1.05
Trident Acquisitions Corp *w Exp 05/09/202 0.0 $20k 10k 2.00
Tuscan Hldgs Corp Ii *w Exp 99/99/999 0.0 $20k 25k 0.80
Ackrell Spac Partners I *w Exp 12/01/202 0.0 $20k 40k 0.50
Healthcare Services Acqu Cor Com Cl A 0.0 $20k 2.1k 9.52
Lgl Sys Acquisition Corp *w Exp 11/12/202 0.0 $19k 15k 1.27
E Merge Technology Acquisiti *w Exp 07/30/202 0.0 $19k 20k 0.95
Aea-bridges Impact Corp *w Exp 09/19/202 0.0 $18k 20k 0.90
Live Oak Acquisition Corp Ii Com Cl A 0.0 $17k 1.8k 9.71
Qell Acquisition Corp *w Exp 10/01/202 0.0 $17k 10k 1.70
North Mountain Merger Corp *w Exp 09/16/202 0.0 $17k 15k 1.13
Go Acquisition Corp *w Exp 08/31/202 0.0 $16k 18k 0.89
Blue Wtr Acquisition Corp *w Exp 08/31/202 0.0 $16k 30k 0.53
Medicus Sciences Acquisition Unit 99/99/9999 0.0 $14k 1.4k 9.98
Seven Oaks Acquisition Corp *w Exp 12/22/202 0.0 $14k 15k 0.93
Eucrates Biomedical Acqu Cor *w Exp 10/23/202 0.0 $13k 10k 1.30
Adit Edtech Acquisition Corp *w Exp 99/99/999 0.0 $13k 26k 0.51
Citic Capital Acquisition *w Exp 01/17/202 0.0 $12k 11k 1.07
Merida Merger Corp I *w Exp 11/07/202 0.0 $12k 10k 1.20
Goldenbridge Acquisition Unit 03/02/2026 0.0 $11k 1.1k 10.00
Sarissa Capital Acquisitn *w Exp 10/23/202 0.0 $11k 7.3k 1.50
East Stone Acquisition Corp *w Exp 12/31/202 0.0 $10k 40k 0.25
890 5th Ave Partners Unit 01/12/2026 0.0 $10k 1.0k 10.00
Tpg Pace Tech Opportunities *w Exp 10/09/202 0.0 $7.0k 5.0k 1.40
Ajax I *w Exp 10/27/202 0.0 $7.0k 4.0k 1.75
B Riley Principal 150 Merger Unit 99/99/9999 0.0 $7.0k 700.00 10.00
Kairos Acquisition Corp *w Exp 11/30/202 0.0 $7.0k 14k 0.52
National Bankshares (NKSH) 0.0 $6.0k 173.00 34.68
Astrea Acquisition Corp Com Cl A 0.0 $6.0k 600.00 10.00
Monument Circle Acquisitn Com Cl A 0.0 $6.0k 612.00 9.80
Sundial Growers 0.0 $6.0k 5.5k 1.09
Dune Acquisition Corp *w Exp 10/29/202 0.0 $5.0k 7.5k 0.67
Growth Cap Acquisition Corp Unit 06/01/2027 0.0 $5.0k 508.00 9.84
Edify Acquisition Corp *w Exp 11/25/202 0.0 $5.0k 10k 0.48
Quantum Fintech Acquistin *w Exp 01/30/202 0.0 $4.0k 14k 0.29
Kl Acquisition Corp *w Exp 01/12/202 0.0 $4.0k 6.0k 0.67
Cf Acquisition Corp Iv *w Exp 12/31/202 0.0 $4.0k 4.0k 1.00
Pontem Corporation *w Exp 01/05/202 0.0 $4.0k 5.0k 0.80
Comsovereign Hldg Corp Com New 0.0 $4.0k 1.4k 2.86
Gores Metropoulos Ii *w Exp 01/31/202 0.0 $4.0k 3.0k 1.33
Authentic Equity Acquistn *w Exp 01/20/202 0.0 $4.0k 7.0k 0.57
Oyster Enterprises Acq Corp *w Exp 01/20/202 0.0 $4.0k 7.0k 0.57
Tlg Acquisition One Corp *w Exp 01/25/202 0.0 $4.0k 7.0k 0.57
7gc & Co Holdings *w Exp 12/23/202 0.0 $3.0k 4.5k 0.67
Empowerment & Inclusion Capi *w Exp 01/12/202 0.0 $3.0k 6.0k 0.50
Reinvent Technology Partners *w Exp 09/16/202 0.0 $3.0k 2.0k 1.50
Scp & Co Healthcare Acqustn *w Exp 01/27/202 0.0 $3.0k 5.0k 0.60
Rotor Acquisition Corp *w Exp 06/15/202 0.0 $2.0k 3.0k 0.67
Global Synergy Acquisit Corp *w Exp 99/99/999 0.0 $2.0k 3.0k 0.67
Marlin Technology Corp *w Exp 01/12/202 0.0 $2.0k 3.0k 0.67
Monument Circle Acquisitn *w Exp 01/14/202 0.0 $2.0k 3.0k 0.67
26 Capital Acquisition Corp *w Exp 12/31/202 0.0 $2.0k 2.0k 1.00
Astrea Acquisition Corp *w Exp 01/28/202 0.0 $2.0k 4.0k 0.50
Deep Lake Capital Acqustn *w Exp 01/04/202 0.0 $2.0k 4.0k 0.50
Foxwayne Enterpris Aqstn Cor *w Exp 01/12/202 0.0 $2.0k 4.0k 0.50
Legato Merger Corp *w Exp 12/31/202 0.0 $2.0k 4.0k 0.50
Progress Acquisition Corp *w Exp 11/11/202 0.0 $2.0k 5.0k 0.40
Tastemaker Acquisition Corp *w Exp 01/07/202 0.0 $2.0k 4.0k 0.50
Silver Crest Acquisition Cor *w Exp 12/15/202 0.0 $1.0k 2.3k 0.43
Vistas Media Acquisition *w Exp 08/01/202 0.0 $1.0k 2.0k 0.50
Cohn Robbins Holdings Corp *w Exp 08/28/202 0.0 $1.0k 1.0k 1.00
Athlon Acquisition Corp *w Exp 01/12/202 0.0 $1.0k 2.0k 0.50
Healthcare Capital Corp *w Exp 12/31/202 0.0 $1.0k 2.0k 0.50
Ventoux Ccm Acquisition Corp *w Exp 09/30/202 0.0 $999.900000 3.0k 0.33
Nic Call Option 0.0 $0 800.00 0.00
Boingo Wireless Call Option 0.0 $0 10k 0.00
Abbvie Put Option (ABBV) 0.0 $0 57k 0.00
Investors Ban 0.0 $0 1.00 0.00
Virgin Galactic Holdings Inc virgin galactic holdings Call Option 0.0 $0 200.00 0.00
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 0.0 $0 26.00 0.00
Gigcapital3 Call Option 0.0 $0 2.5k 0.00
Burgerfi International Put Option 0.0 $0 26k 0.00
Ftac Olympus Acquisition Cor Cl A Shs Put Option 0.0 $0 2.1k 0.00
Vg Acquisition Corp Shs Cl A Call Option 0.0 $0 62k 0.00
Clever Leaves Holdings Call Option 0.0 $0 56k 0.00
Comsovereign Hldg Corp *w Exp 12/18/202 (COMSW) 0.0 $0 88.00 0.00
Ventoux Ccm Acquisition Corp Right 99/99/9999 0.0 $0 2.2k 0.00