Equitec Proprietary Markets

Equitec Proprietary Markets as of Sept. 30, 2020

Portfolio Holdings for Equitec Proprietary Markets

Equitec Proprietary Markets holds 60 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Tiffany & Co. Call Option 23.9 $31M 271k 115.85
Abbvie (ABBV) 10.4 $14M 156k 87.58
Spdr S&p 500 Etf Tr Tr Unit Call Option (SPY) 10.2 $13M 40k 334.91
Tesla Motors Put Option (TSLA) 8.1 $11M 25k 429.02
B. Riley Financial (RILY) 6.9 $9.0M 361k 25.06
Aimmune Therapeutics 6.0 $7.9M 229k 34.45
Taubman Centers Call Option 3.9 $5.1M 153k 33.29
Software Acquisitn Grup Unit 99/99/9999 3.2 $4.2M 423k 9.95
Raytheon Technologies Corp Call Option (RTX) 2.5 $3.3M 57k 57.54
Kansas City Southern Com New 2.5 $3.3M 18k 180.89
Occidental Petroleum Corporation (OXY) 2.5 $3.2M 320k 10.05
National Holdings Corp Com New 2.2 $2.9M 1.4M 2.12
Quantum Corp Com New (QMCO) 2.1 $2.7M 588k 4.60
Wright Med Group N V Ord Shs Call Option 1.5 $2.0M 67k 30.56
Alta Equipment Group Common Stock (ALTG) 1.4 $1.8M 236k 7.83
Netflix (NFLX) 1.3 $1.7M 3.4k 500.00
Cigna Corp Call Option (CI) 1.3 $1.7M 9.8k 169.46
Sonim Technologies Ord 1.1 $1.5M 1.9M 0.78
Unisys Corp Com New (UIS) 1.1 $1.5M 140k 10.67
Select Interior Concepts Cl A 1.0 $1.3M 184k 6.90
Amazon (AMZN) 1.0 $1.3M 400.00 3147.50
Immunomedics Call Option 0.5 $656k 7.7k 85.20
Bristol Myers Squibb Call Option (BMY) 0.5 $603k 10k 60.30
Xperi Holding Corp 0.5 $598k 52k 11.48
Babcock & Wilcox Enterpr (BW) 0.4 $552k 238k 2.32
Cellular Biomedicine Group I Com New 0.4 $539k 29k 18.39
Scorpio Tankers SHS (STNG) 0.4 $521k 47k 11.07
Acacia Communications Put Option 0.4 $495k 7.4k 67.32
Genworth Finl Com Cl A Call Option (GNW) 0.4 $471k 141k 3.35
Nordic American Tanker Shippin Put Option (NAT) 0.3 $454k 130k 3.48
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 0.3 $422k 141k 3.00
Akcea Therapeutics Inc equities Put Option 0.3 $346k 19k 18.12
Euronav Nv SHS Put Option (CMBT) 0.3 $338k 38k 8.87
Fidelity National Financial Fnf Group Com (FNF) 0.2 $256k 8.2k 31.43
Spdr Gold Tr Gold Shs (GLD) 0.2 $213k 1.2k 177.50
Otis Worldwide Corp (OTIS) 0.1 $175k 2.8k 62.50
Carrier Global Corporation (CARR) 0.1 $171k 5.6k 30.54
Rosetta Stone 0.1 $156k 5.2k 30.00
Livongo Health 0.1 $119k 847.00 140.50
ZIOPHARM Oncology 0.1 $94k 38k 2.46
Fitbit Cl A 0.1 $93k 13k 7.00
Precigen Call Option (PGEN) 0.1 $77k 22k 3.54
Virtusa Corporation Put Option 0.1 $68k 1.4k 48.57
Disney Walt Com Disney (DIS) 0.0 $62k 500.00 124.00
Great Elm Cap Group Com New 0.0 $60k 25k 2.37
Invesco Db Multi-sector Comm Agriculture Fd (DBA) 0.0 $52k 3.5k 14.86
Varian Medical Systems 0.0 $51k 300.00 170.00
Nikola Corp 0.0 $41k 2.0k 20.50
Bristol-myers Squibb Right 99/99/9999 0.0 $38k 17k 2.25
Global Ship Lease Com Cl A (GSL) 0.0 $36k 5.3k 6.81
Ishares Tr Tips Bd Etf (TIP) 0.0 $25k 200.00 125.00
Turquoisehillres Call Option 0.0 $19k 25k 0.75
National Bankshares (NKSH) 0.0 $4.0k 173.00 23.12
Aquabounty Technologies Com New 0.0 $2.0k 448.00 4.46
CVS Caremark Corporation Put Option (CVS) 0.0 $0 2.5k 0.00
InnerWorkings Call Option 0.0 $0 4.3k 0.00
Centene Corporation Call Option (CNC) 0.0 $0 17k 0.00
Momenta Pharmaceuticals Put Option 0.0 $0 195k 0.00
Investors Ban 0.0 $0 1.00 0.00
Virgin Galactic Holdings Inc virgin galactic holdings Call Option 0.0 $0 600.00 0.00