Equitec Specialists

Equitec Specialists as of Sept. 30, 2019

Portfolio Holdings for Equitec Specialists

Equitec Specialists holds 124 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Dte Energy Co conv p 19.3 $84M 1.4M 58.01
Sempra Energy convertible preferred security 6.1 $27M 225k 118.20
Dominion Energy Inc unit 99/99/9999 4.8 $21M 196k 105.75
Clarivate Analytics Plc *w exp 11/09/201 4.5 $20M 3.3M 5.89
American Intl Group 4.4 $19M 1.3M 14.26
Colfax Corp unit 01/15/2022t 4.4 $19M 145k 130.54
Fortive Corporation convertible preferred security 3.8 $17M 18k 902.12
Change Healthcare Inc unit 99/99/9999 3.1 $14M 282k 47.72
South Jersey Inds Inc unit 99/99/9999 2.8 $12M 232k 51.67
Novellus Systems, Inc. note 2.625% 5/1 2.6 $11M 1.6M 7.15
Avantor Inc 6.25 pfd cnv sr 2.4 $10M 194k 53.69
Southern Co unit 08/01/2022 2.2 $9.5M 177k 53.51
Nextera Energy Inc unit 09/01/2022s 2.1 $9.1M 182k 50.14
Energizer Hldgs Inc New 7.5 mcnv pfd a 2.1 $9.0M 95k 94.69
Coupa Software Inc note 0.375% 1/1 2.0 $8.7M 3.0M 2.91
Nxp Semiconductors N V dbcv 1.000% 12/0 1.6 $7.1M 6.5M 1.09
Ani Pharmaceuticals Inc. note 3.000 12/0 1.6 $7.0M 6.4M 1.09
Silver Standard Resources Inc note 2.875 2/0 1.5 $6.7M 6.5M 1.02
Pros Holding Inc 2% Due 12/1/2 cvbond 1.5 $6.4M 3.6M 1.76
Liberty Media Corp deb 3.500% 1/1 1.4 $6.3M 12M 0.51
Medicines Company conv 1.3 $5.8M 3.8M 1.50
Rexnord 1.3 $5.6M 208k 27.05
Epr Properties Pfd C 5.75% (EPR.PC) 1.2 $5.2M 157k 33.31
Centerpnt Enrg Ds Rep 1/20 Srs B Prf 1.1 $4.7M 90k 52.26
American International (AIG) 1.1 $4.6M 83k 55.70
Envestnet Inc note 1.750%12/1 1.0 $4.5M 4.5M 1.01
Micron Technology Inc note 2.125% 2/1 1.0 $4.3M 1.1M 3.91
Encore Cap Group Inc note 3.000% 7/0 1.0 $4.2M 4.1M 1.02
Molina Healthcare Inc. conv 1.0 $4.2M 1.5M 2.70
Nxp Semiconductors N V (NXPI) 0.8 $3.6M 33k 109.12
Ttm Technologies Inc conv 0.8 $3.6M 2.7M 1.33
Epr Properties (EPR) 0.8 $3.6M 46k 76.85
Crown Castle Intl (CCI) 0.8 $3.4M 25k 138.99
Gores Hldin-cw20 equity wrt 0.8 $3.3M 1.9M 1.71
Restoration Hardware Hldgs I dbcv 7/1 0.7 $3.0M 2.0M 1.49
Assurant Inc convertible preferred security 0.7 $2.8M 23k 125.02
Tesla Motors Inc bond 0.6 $2.7M 2.8M 0.98
Fortive (FTV) 0.6 $2.7M 40k 68.64
Bluelinx Hldgs (BXC) 0.6 $2.7M 82k 32.34
Danaher Corporation 4.75 mnd cv p 0.6 $2.6M 2.3k 1139.84
B. Riley Financial (RILY) 0.6 $2.4M 100k 23.62
Intl F & F convertible preferred security 0.5 $2.4M 50k 47.04
First Majestic Silver Corp note 1.875% 3/0 0.5 $2.3M 2.0M 1.16
Hc2 Holdings 0.5 $2.2M 946k 2.35
Aqua America Inc unit 04/30/2022 0.5 $2.1M 35k 60.60
Alexandria Real Estate Equitie conv prf 0.5 $2.0M 51k 38.82
Energizer Holdings (ENR) 0.4 $1.7M 39k 43.68
Dexcom Inc dbcv 0.750% 5/1 0.4 $1.6M 1.0M 1.59
Becton, Dickinson and (BDX) 0.3 $1.4M 5.5k 253.33
Medicines Company 0.3 $1.4M 28k 50.00
New Senior Inv Grp 0.3 $1.3M 195k 6.68
Avantor (AVTR) 0.3 $1.3M 89k 14.74
National Holdings 0.2 $1.1M 400k 2.74
Netflix (NFLX) 0.2 $910k 3.4k 267.65
Sempra Energy Pfd Class B 6.75% cnv pfd b 0.2 $881k 7.5k 117.69
Prudential Financial (PRU) 0.2 $729k 8.1k 90.00
Biosante Pharmaceuticals (ANIP) 0.2 $722k 9.9k 72.93
Broadcom (AVGO) 0.2 $690k 2.5k 276.00
Lyft (LYFT) 0.1 $658k 16k 40.87
Coupa Software 0.1 $585k 4.5k 130.00
Virtus Investment Partners convertible preferred security 0.1 $492k 5.1k 96.30
Nabors Industries Ltd 6% pfd cnv sr a 0.1 $442k 28k 16.08
Change Healthcare 0.1 $425k 35k 12.12
Darling International (DAR) 0.1 $349k 18k 19.12
CenterPoint Energy (CNP) 0.1 $332k 11k 30.18
Alphabet Inc Class A cs (GOOGL) 0.1 $366k 300.00 1220.00
Hostess Brands 0.1 $334k 24k 13.97
New Media Inv Grp 0.1 $317k 36k 8.81
Trinity Merger Corp *w exp 05/11/202 0.1 $292k 230k 1.27
Nabors Industries 0.1 $277k 148k 1.87
Tesla Motors (TSLA) 0.1 $265k 1.1k 240.91
Cypress Semiconductor Corporation 0.0 $175k 7.5k 23.33
Danaher Corp Del debt 0.0 $165k 30k 5.50
Xencor (XNCR) 0.0 $185k 5.5k 33.70
Rayonier Advanced Matls (RYAM) 0.0 $194k 45k 4.32
Intel Corporation (INTC) 0.0 $113k 2.2k 51.36
PROS Holdings (PRO) 0.0 $131k 2.2k 59.55
Colfax Corporation 0.0 $145k 5.0k 29.00
Pivotal Acquisition Corp pivotal acquisition co-cw24 0.0 $84k 66k 1.27
Sempra Energy (SRE) 0.0 $59k 400.00 147.50
DTE Energy Company (DTE) 0.0 $40k 300.00 133.33
Green Plains Renewable Energy (GPRE) 0.0 $32k 3.0k 10.67
Epr Pptys conv pfd 9% sr e (EPR.PE) 0.0 $62k 1.6k 38.99
Potbelly (PBPB) 0.0 $26k 5.9k 4.41
Inovio Pharmaceuticals 0.0 $24k 12k 2.09
Invitae (NVTAQ) 0.0 $61k 3.1k 19.42
Becton Dickinson & Co pfd shs conv a 0.0 $49k 797.00 61.48
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.0 $63k 25k 2.52
Blink Charging Co *w exp 01/31/202 0.0 $65k 147k 0.44
Gigcapital Inc w exp 06/08/202 0.0 $34k 50k 0.68
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $38k 63k 0.60
Pure Acquisition Corp *w exp 04/17/202 0.0 $26k 25k 1.05
Far Pt Acquisition Corp w exp 06/01/202 0.0 $30k 25k 1.20
Tiberius Acquisition Corp w exp 02/28/202 0.0 $30k 50k 0.60
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.0 $35k 110k 0.32
Magnolia Oil & Gas Corp magnolia oil & gas corp (MGY) 0.0 $41k 3.7k 11.08
Nio Inc spon ads (NIO) 0.0 $52k 33k 1.61
Forum Merger Ii Corp warrant 0.0 $30k 50k 0.60
Graf Indl Corp *w exp 12/31/202 0.0 $39k 100k 0.39
Cf Finance Acquisition Corp cf finance acquisition -cw25 0.0 $33k 50k 0.66
Monocle Acquisition Corp monocle acquisition cor-cw24 0.0 $25k 60k 0.42
Boxwood Merger Corp *w exp 11/26/202 0.0 $27k 39k 0.69
Akerna Corp *w exp 01/30/202 (KERNW) 0.0 $41k 56k 0.73
Hennessy Cap Acqustion Corp *w exp 09/05/202 0.0 $31k 40k 0.78
B Riley Principal Merger Corwt warrant and righ 0.0 $23k 50k 0.46
Babcock & Wilcox Enterpr (BW) 0.0 $50k 11k 4.78
Nesco Holdings In 25 Wts *w exp 01/01/202 0.0 $57k 67k 0.86
Spdr S&p 500 Etf (SPY) 0.0 $0 1.00 0.00
Encore Capital (ECPG) 0.0 $10k 300.00 33.33
Sb Finl Group Inc dep shs pfd 6.5% 0.0 $12k 700.00 17.14
Legacy Acquisition Corp wt 0.0 $18k 50k 0.36
Opes Acquisition Corp w exp 01/15/202 0.0 $4.9k 27k 0.18
Vectoiq Acquisition Corp *w exp 05/16/202 0.0 $13k 29k 0.44
Trident Acquisitions Corp *w exp 05/09/202 0.0 $9.0k 60k 0.15
Megalith Finl Acquisition Co warrant 0.0 $19k 50k 0.38
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.0 $9.0k 100k 0.09
Sentinel Energy Svcs Inc *w exp 11/02/202 0.0 $12k 29k 0.42
Dd3 Acquisition Corp *w exp 10/20/202 0.0 $17k 50k 0.34
Amci Acquisition Corp *w exp 05/20/202 0.0 $19k 55k 0.35
Schultze Spl Purp Acqustn Co *w exp 12/31/202 0.0 $18k 50k 0.36
Ranpak Hldgs Corp *w exp 06/03/202 0.0 $17k 22k 0.76
Trine Acquisition Corp *w exp 03/31/202 0.0 $20k 25k 0.80
Sonim Technologies Ord 0.0 $7.0k 2.4k 2.92
Netfin Acquisition Corp *w exp 08/01/202 0.0 $15k 50k 0.30