Equitec Specialists

Equitec Specialists as of Sept. 30, 2019

Portfolio Holdings for Equitec Specialists

Equitec Specialists holds 124 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ttm Technologies Inc conv 27.0 $3.6M 2.7M 1.33
Gores Hldin-cw20 equity wrt 24.6 $3.3M 1.9M 1.71
Tesla Motors Inc bond 20.4 $2.7M 2.8M 0.98
Aqua America Inc unit 04/30/2022 15.7 $2.1M 35k 60.60
Virtus Investment Partners convertible preferred security 3.7 $492k 5.1k 96.30
Hostess Brands 2.5 $334k 24k 13.97
Trinity Merger Corp *w exp 05/11/202 2.2 $292k 230k 1.27
Tesla Motors (TSLA) 2.0 $265k 1.1k 240.91
Xencor (XNCR) 1.4 $185k 5.5k 33.70
Tiberius Acquisition Corp w exp 02/28/202 0.2 $30k 50k 0.60
Trine Acquisition Corp *w exp 03/31/202 0.1 $20k 25k 0.80
Vectoiq Acquisition Corp *w exp 05/16/202 0.1 $13k 29k 0.44
Trident Acquisitions Corp *w exp 05/09/202 0.1 $9.0k 60k 0.15
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.1 $9.0k 100k 0.09
Liberty Media Corp deb 3.500% 1/1 0.0 $0 12.00 0.00
Spdr S&p 500 Etf (SPY) 0.0 $0 1.00 0.00
Intel Corporation (INTC) 0.0 $0 2.00 0.00
Becton, Dickinson and (BDX) 0.0 $0 604.00 0.00
Prudential Financial (PRU) 0.0 $0 8.00 0.00
Encore Capital (ECPG) 0.0 $0 300.00 0.00
Sempra Energy (SRE) 0.0 $0 400.00 0.00
Netflix (NFLX) 0.0 $0 3.00 0.00
Darling International (DAR) 0.0 $0 18.00 0.00
Cypress Semiconductor Corporation 0.0 $0 7.00 0.00
Medicines Company 0.0 $0 227.00 0.00
CenterPoint Energy (CNP) 0.0 $0 11.00 0.00
DTE Energy Company (DTE) 0.0 $0 300.00 0.00
PROS Holdings (PRO) 0.0 $0 2.00 0.00
Nabors Industries 0.0 $0 147.00 0.00
American International (AIG) 0.0 $0 82.00 0.00
Danaher Corp Del debt 0.0 $0 30.00 0.00
Green Plains Renewable Energy (GPRE) 0.0 $0 3.00 0.00
Colfax Corporation 0.0 $0 5.00 0.00
Nxp Semiconductors N V (NXPI) 0.0 $0 33.00 0.00
Alexandria Real Estate Equitie conv prf 0.0 $0 50.00 0.00
American Intl Group 0.0 $0 1.00 0.00
Rexnord 0.0 $0 207.00 0.00
Novellus Systems, Inc. note 2.625% 5/1 0.0 $0 1.00 0.00
Epr Properties Pfd C 5.75% (EPR.PC) 0.0 $0 156.00 0.00
Epr Properties (EPR) 0.0 $0 46.00 0.00
Epr Pptys conv pfd 9% sr e (EPR.PE) 0.0 $0 1.00 0.00
Biosante Pharmaceuticals (ANIP) 0.0 $0 9.00 0.00
Potbelly (PBPB) 0.0 $0 5.00 0.00
New Media Inv Grp 0.0 $0 36.00 0.00
Micron Technology Inc note 2.125% 2/1 0.0 $0 1.00 0.00
Molina Healthcare Inc. conv 0.0 $0 1.00 0.00
Rayonier Advanced Matls (RYAM) 0.0 $0 44.00 0.00
Inovio Pharmaceuticals 0.0 $0 11.00 0.00
Hc2 Holdings 0.0 $0 945.00 0.00
Encore Cap Group Inc note 3.000% 7/0 0.0 $0 4.00 0.00
Crown Castle Intl (CCI) 0.0 $0 24.00 0.00
New Senior Inv Grp 0.0 $0 194.00 0.00
Envestnet Inc note 1.750%12/1 0.0 $0 4.00 0.00
Ani Pharmaceuticals Inc. note 3.000 12/0 0.0 $0 6.00 0.00
Invitae (NVTAQ) 0.0 $0 2.00 0.00
National Holdings 0.0 $0 399.00 0.00
Sb Finl Group Inc dep shs pfd 6.5% 0.0 $0 700.00 0.00
Energizer Holdings (ENR) 0.0 $0 38.00 0.00
Alphabet Inc Class A cs (GOOGL) 0.0 $0 300.00 0.00
B. Riley Financial (RILY) 0.0 $0 100.00 0.00
Nxp Semiconductors N V dbcv 1.000% 12/0 0.0 $0 6.00 0.00
Medicines Company conv 0.0 $0 3.00 0.00
Fortive (FTV) 0.0 $0 39.00 0.00
Bluelinx Hldgs (BXC) 0.0 $0 82.00 0.00
Pros Holding Inc 2% Due 12/1/2 cvbond 0.0 $0 3.00 0.00
Dte Energy Co conv p 0.0 $0 1.00 0.00
Coupa Software 0.0 $0 4.00 0.00
Silver Standard Resources Inc note 2.875 2/0 0.0 $0 6.00 0.00
Becton Dickinson & Co pfd shs conv a 0.0 $0 797.00 0.00
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.0 $0 25.00 0.00
Dexcom Inc dbcv 0.750% 5/1 0.0 $0 1.00 0.00
Legacy Acquisition Corp wt 0.0 $0 50.00 0.00
Broadcom (AVGO) 0.0 $0 2.00 0.00
Assurant Inc convertible preferred security 0.0 $0 22.00 0.00
Sempra Energy convertible preferred security 0.0 $0 225.00 0.00
Blink Charging Co *w exp 01/31/202 0.0 $0 146.00 0.00
Gigcapital Inc w exp 06/08/202 0.0 $0 50.00 0.00
Opes Acquisition Corp w exp 01/15/202 0.0 $0 27.00 0.00
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $0 63.00 0.00
Nabors Industries Ltd 6% pfd cnv sr a 0.0 $0 27.00 0.00
South Jersey Inds Inc unit 99/99/9999 0.0 $0 231.00 0.00
Pure Acquisition Corp *w exp 04/17/202 0.0 $0 24.00 0.00
Far Pt Acquisition Corp w exp 06/01/202 0.0 $0 25.00 0.00
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.0 $0 109.00 0.00
Magnolia Oil & Gas Corp magnolia oil & gas corp (MGY) 0.0 $0 3.00 0.00
Sempra Energy Pfd Class B 6.75% cnv pfd b 0.0 $0 7.00 0.00
Nio Inc spon ads (NIO) 0.0 $0 31.00 0.00
Restoration Hardware Hldgs I dbcv 7/1 0.0 $0 2.00 0.00
Fortive Corporation convertible preferred security 0.0 $0 18.00 0.00
Intl F & F convertible preferred security 0.0 $0 50.00 0.00
Centerpnt Enrg Ds Rep 1/20 Srs B Prf 0.0 $0 89.00 0.00
Forum Merger Ii Corp warrant 0.0 $0 50.00 0.00
Megalith Finl Acquisition Co warrant 0.0 $0 50.00 0.00
Graf Indl Corp *w exp 12/31/202 0.0 $0 100.00 0.00
Sentinel Energy Svcs Inc *w exp 11/02/202 0.0 $0 28.00 0.00
Dd3 Acquisition Corp *w exp 10/20/202 0.0 $0 50.00 0.00
Amci Acquisition Corp *w exp 05/20/202 0.0 $0 55.00 0.00
Colfax Corp unit 01/15/2022t 0.0 $0 145.00 0.00
Danaher Corporation 4.75 mnd cv p 0.0 $0 2.00 0.00
Energizer Hldgs Inc New 7.5 mcnv pfd a 0.0 $0 94.00 0.00
Lyft (LYFT) 0.0 $0 16.00 0.00
Schultze Spl Purp Acqustn Co *w exp 12/31/202 0.0 $0 50.00 0.00
First Majestic Silver Corp note 1.875% 3/0 0.0 $0 2.00 0.00
Pivotal Acquisition Corp pivotal acquisition co-cw24 0.0 $0 66.00 0.00
Cf Finance Acquisition Corp cf finance acquisition -cw25 0.0 $0 50.00 0.00
Monocle Acquisition Corp monocle acquisition cor-cw24 0.0 $0 60.00 0.00
Boxwood Merger Corp *w exp 11/26/202 0.0 $0 38.00 0.00
Akerna Corp *w exp 01/30/202 (KERNW) 0.0 $0 56.00 0.00
Avantor (AVTR) 0.0 $0 88.00 0.00
Avantor Inc 6.25 pfd cnv sr 0.0 $0 193.00 0.00
Change Healthcare Inc unit 99/99/9999 0.0 $0 282.00 0.00
Clarivate Analytics Plc *w exp 11/09/201 0.0 $0 3.00 0.00
Coupa Software Inc note 0.375% 1/1 0.0 $0 3.00 0.00
Dominion Energy Inc unit 99/99/9999 0.0 $0 195.00 0.00
Hennessy Cap Acqustion Corp *w exp 09/05/202 0.0 $0 40.00 0.00
Ranpak Hldgs Corp *w exp 06/03/202 0.0 $0 22.00 0.00
Change Healthcare 0.0 $0 34.00 0.00
Sonim Technologies Ord 0.0 $0 2.00 0.00
B Riley Principal Merger Corwt warrant and righ 0.0 $0 50.00 0.00
Babcock & Wilcox Enterpr (BW) 0.0 $0 10.00 0.00
Nextera Energy Inc unit 09/01/2022s 0.0 $0 182.00 0.00
Southern Co unit 08/01/2022 0.0 $0 177.00 0.00
Nesco Holdings In 25 Wts *w exp 01/01/202 0.0 $0 66.00 0.00
Netfin Acquisition Corp *w exp 08/01/202 0.0 $0 50.00 0.00