Equitec Specialists

Equitec Specialists as of Sept. 30, 2020

Portfolio Holdings for Equitec Specialists

Equitec Specialists holds 138 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Tesla Note 1.250% 3/0 (Principal) 26.3 $235M 40M 5.95
Tesla Motors Call Option (TSLA) 16.9 $151M 351k 429.01
American Intl Group Com New Call Option (AIG) 5.1 $45M 1.6M 27.53
Teladoc Health Note 3.000%12/1 (Principal) 5.0 $45M 9.0M 4.98
Liberty Media Corp Del Deb 3.500% 1/1 (Principal) 4.0 $36M 43M 0.83
Tesla Note 2.375% 3/1 (Principal) 3.9 $35M 5.3M 6.54
Sempra Energy Call Option (SRE) 3.9 $35M 292k 118.36
Danaher Corporation 4.75 MND CV PFD 2.6 $23M 16k 1475.85
Novellus Sys Note 2.625% 5/1 (Principal) 2.4 $21M 2.0M 10.42
American Airls Group Note 6.500% 7/0 (Principal) 1.9 $17M 18M 0.92
Pg&e Corp Unit 99/99/9999 1.9 $17M 169k 98.09
Caesars Entmt Corp Note 5.000%10/0 (Principal) 1.7 $15M 7.6M 1.97
Carnival Corp Unit 99/99/9999 Call Option (CCL) 1.6 $15M 954k 15.18
Purple Innovation *w Exp 02/02/202 1.5 $13M 1.9M 6.76
Gfl Environmental Unit 99/99/9999t 1.2 $10M 194k 53.31
Qts Rlty Tr 6.50% Con Pfd B 1.1 $10M 72k 141.45
Change Healthcare Unit 99/99/9999 1.1 $9.8M 184k 53.42
Blink Charging *w Exp 01/31/202 1.0 $9.0M 1.5M 6.07
Nextera Energy Put Option (NEE) 1.0 $9.0M 32k 277.58
American Airls Put Option (AAL) 0.9 $8.3M 676k 12.29
Utz Brands *w Exp 08/28/202 0.9 $7.8M 1.2M 6.54
Spdr S&p 500 Etf Tr Tr Unit Call Option (SPY) 0.9 $7.6M 23k 334.90
Nextera Energy Unit 99/99/9999 0.8 $7.3M 152k 47.75
Nextera Energy Unit 09/01/2022s 0.8 $7.3M 134k 54.16
Servicenow Note 6/0 (Principal) 0.7 $6.3M 1.8M 3.61
Hannon Armstrong Sust Infr C Note 4.125% 9/0 (Principal) 0.7 $6.3M 3.9M 1.61
Nio Note 4.500% 2/0 (Principal) 0.7 $6.0M 2.5M 2.38
Nextera Energy Unit 99/99/9999 0.5 $4.5M 95k 46.68
Virgin Galactic Holdings Inc virgin galactic holdings Put Option (SPCE) 0.5 $4.2M 218k 19.23
Norwegian Cruise Line Hldg L SHS Call Option (NCLH) 0.5 $4.1M 241k 17.12
Pinduoduo Note 10/0 (Principal) 0.4 $3.6M 2.0M 1.80
Sempra Energy 6% Pfd Conv A 0.4 $3.5M 35k 98.46
Teladoc Call Option (TDOC) 0.4 $3.2M 15k 219.00
Encore Cap Group Note 2.875% 3/1 (Principal) 0.3 $3.0M 3.0M 0.99
Colfax Corp Unit 01/15/2022t 0.3 $2.9M 22k 134.21
Vivint Smart Home *w Exp 01/17/202 0.3 $2.8M 435k 6.35
Nabors Industries SHS Call Option (NBR) 0.3 $2.6M 108k 24.44
Hostess Brands *w Exp 11/04/202 0.3 $2.5M 3.0M 0.82
Nuance Communications Debt 1.500%11/0 (Principal) 0.3 $2.5M 1.5M 1.64
Southern Company Put Option (SO) 0.3 $2.4M 44k 54.23
Southern Unit 08/01/2022 0.3 $2.3M 50k 46.54
Spirit Airlines Put Option (SAVE) 0.3 $2.3M 143k 16.10
Dominion Resources Put Option (D) 0.2 $2.2M 28k 78.94
Draftkings Com Cl A 0.2 $2.2M 38k 58.85
Spirit Airls Note 4.750% 5/1 (Principal) 0.2 $2.2M 1.5M 1.45
Bilibili Note 1.375% 4/0 (Principal) 0.2 $2.1M 1.2M 1.76
Avantor Call Option (AVTR) 0.2 $2.1M 93k 22.50
Arcelormittal Sa Luxembourg Ny Registry Sh Put Option (MT) 0.2 $2.0M 150k 13.25
Royal Caribbean Cruises (RCL) 0.2 $1.9M 30k 64.75
Blink Charging Call Option (BLNK) 0.2 $1.8M 170k 10.31
Assurant Put Option (AIZ) 0.2 $1.5M 12k 121.31
CenterPoint Energy Put Option (CNP) 0.2 $1.5M 74k 20.00
Ii-vi Put Option 0.1 $1.3M 32k 40.56
Tortoise Acquisition Corp Cl A Put Option 0.1 $1.3M 26k 49.84
Elanco Animal Health Unit 02/01/2023t 0.1 $1.2M 27k 44.34
Colfax Corporation Call Option 0.1 $1.1M 37k 31.33
American Elec Pwr Unit 99/99/9999 0.1 $1.1M 23k 49.00
Stanley Black & Decker Call Option (SWK) 0.1 $973k 6.0k 162.17
Kkr & Co (KKR) 0.1 $901k 26k 34.34
International Flavors&fragra Unit 09/15/2021 0.1 $897k 20k 44.29
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 0.1 $640k 213k 3.00
Vertiv Holdings *w Exp 06/12/202 0.1 $607k 94k 6.48
Sempra Energy 6.75% CNV PFD B 0.1 $576k 5.9k 97.93
Tortoise Acquisition Corp *w Exp 03/04/202 0.1 $563k 22k 25.49
Hannon Armstrong Put Option (HASI) 0.1 $538k 13k 42.32
Energizer Hldgs 7.5 Mcnv Pfd A 0.1 $514k 6.2k 83.28
Gossamer Bio Note 5.000% 6/0 (Principal) 0.1 $510k 500k 1.02
Change Healthcare Call Option 0.1 $468k 35k 13.33
Everbridge Note 1.500%11/0 (Principal) 0.1 $467k 125k 3.74
Aptiv SHS Put Option (APTV) 0.0 $385k 4.2k 91.67
Churchill Cap Corp Iii *w Exp 03/01/202 0.0 $384k 192k 2.00
Babcock & Wilcox Enterpr (BW) 0.0 $360k 155k 2.32
First Majestic Silver Corp (AG) 0.0 $359k 38k 9.53
PG&E Corporation Put Option (PCG) 0.0 $343k 37k 9.40
J Global (ZD) 0.0 $311k 4.5k 69.11
Sabre Put Option (SABR) 0.0 $296k 46k 6.51
Danaher Corporation Put Option (DHR) 0.0 $258k 1.2k 215.00
Whole Earth Brands *w Exp 06/25/202 (FREEW) 0.0 $242k 249k 0.97
Forum Merger Ii Corp *w Exp 09/30/202 0.0 $241k 27k 8.88
Proptech Acquisition Corp *w Exp 05/26/202 0.0 $240k 146k 1.65
Landcadia Hldgs Ii *w Exp 05/09/202 0.0 $212k 48k 4.40
Global Blue Group Holding *w Exp 08/28/202 (GB.WS) 0.0 $212k 332k 0.64
Rmg Acquisition Corp *w Exp 02/21/202 0.0 $203k 95k 2.14
Energizer Holdings Call Option (ENR) 0.0 $197k 5.0k 39.33
Bloom Energy Corp Com Cl A (BE) 0.0 $197k 11k 18.07
Omeros Corp Note 5.250% 2/1 (Principal) 0.0 $195k 230k 0.85
Lf Cap Acquisition Corp *w Exp 06/22/202 0.0 $165k 92k 1.80
B. Riley Financial (RILY) 0.0 $148k 5.9k 25.08
Netfin Acquisition Corp *w Exp 08/01/202 0.0 $140k 107k 1.31
Boston Scientific Corp 5.50% Cnv Pfd A 0.0 $127k 1.1k 111.70
Cryoport Com Par $0.001 Call Option (CYRX) 0.0 $119k 2.5k 47.60
Chegg (CHGG) 0.0 $111k 1.6k 71.43
Flying Eagle Acquisition Cor *w Exp 02/26/202 0.0 $109k 33k 3.26
Silver Spike Acquisition Cor *w Exp 08/02/202 0.0 $107k 175k 0.61
Amci Acquisition Corp *w Exp 05/20/202 0.0 $97k 143k 0.68
Schultze Spl Purp Acqustn *w Exp 12/31/202 0.0 $87k 168k 0.52
PROS Holdings (PRO) 0.0 $80k 2.5k 32.00
Insurance Acquisition Corp *w Exp 03/31/202 0.0 $73k 26k 2.76
Gigcapital3 *w Exp 05/18/202 0.0 $64k 100k 0.64
Purple Innovatio Call Option (PRPL) 0.0 $52k 2.1k 24.76
Alussa Energy Acquisition *w Exp 10/31/202 0.0 $46k 71k 0.65
Gigcapital2 *w Exp 02/28/202 0.0 $46k 50k 0.92
Akerna Corp *w Exp 06/17/202 (KERNW) 0.0 $42k 113k 0.37
Conyers Pk Ii Acquisition *w Exp 07/18/202 0.0 $38k 23k 1.69
Cardlytics (CDLX) 0.0 $35k 500.00 70.00
WisdomTree Investments Call Option (WT) 0.0 $33k 10k 3.20
Collective Growth Corp *w Exp 04/30/202 0.0 $31k 50k 0.62
Merida Merger Corp I *w Exp 11/07/202 0.0 $29k 55k 0.53
East Res Acquisition *w Exp 07/01/202 0.0 $29k 45k 0.64
Interprivate Acquisition Cor *w Exp 10/24/202 0.0 $27k 33k 0.83
Cardtronics Shs Cl A Call Option 0.0 $26k 1.3k 20.00
Liv Cap Acquisition Corp *w Exp 12/13/202 0.0 $24k 50k 0.48
Hudson Executive Invt Corp *w Exp 06/21/202 0.0 $24k 20k 1.20
Monocle Acquisition Corp *w Exp 12/06/202 0.0 $23k 46k 0.50
Intl Gnrl Insurance Hldngs L *w Exp 03/17/202 0.0 $22k 38k 0.59
Trident Acquisitions Corp *w Exp 05/09/202 0.0 $22k 60k 0.37
Hl Acquisitions Corp *w Exp 06/21/202 0.0 $21k 10k 2.06
Galileo Acquisition Corp *w Exp 10/31/202 0.0 $21k 33k 0.63
Nikola Corp Put Option (NKLA) 0.0 $20k 1.0k 20.00
Legacy Acquisition Corp *w Exp 11/30/202 0.0 $19k 36k 0.53
Forum Merger Ii Corp Cl A 0.0 $18k 774.00 23.26
Andina Acquisition Corp Iii *w Exp 07/31/202 0.0 $17k 50k 0.34
Hpx Corp *w Exp 07/14/202 0.0 $16k 17k 0.92
Megalith Finl Acquisition *w Exp 08/26/202 0.0 $14k 21k 0.68
Colony Cap Cl A Com Put Option 0.0 $14k 4.8k 2.86
Kensington Cap Acquisition C *w Exp 07/01/202 0.0 $13k 3.0k 4.35
Greenrose Acquisition Corp *w Exp 08/11/202 (GNRSW) 0.0 $12k 50k 0.24
East Stone Acquisition Corp *w Exp 12/31/202 0.0 $10k 50k 0.20
Utz Brands Com Cl A Put Option (UTZ) 0.0 $9.0k 500.00 18.00
Chardan Healthcr Acqstn 2 *w Exp 03/05/202 0.0 $7.0k 10k 0.70
Nextera Energy Partners Com Unit Part In (NEP) 0.0 $6.0k 100.00 60.00
Hall Of Fame Resort & Entmt *w Exp 07/01/202 (HOFVW) 0.0 $5.0k 19k 0.27
Medigus *w Exp 07/23/202 0.0 $5.0k 30k 0.17
Newborn Acquisition Corp *w Exp 02/03/202 0.0 $4.0k 12k 0.33
Avaya Holdings Corp Put Option 0.0 $3.0k 200.00 15.00
Meten Edtechx Ed Group *w Exp 03/31/202 (BTCTW) 0.0 $2.0k 10k 0.20
Glry Str Nw Mdia Grup Hldg L *w Exp 02/13/202 (GSMGW) 0.0 $2.0k 40k 0.05
Global Blue Group Holding Ord Shs Put Option (GB) 0.0 $1.0k 100.00 10.00