Equitec Specialists

Equitec Specialists as of Dec. 31, 2016

Portfolio Holdings for Equitec Specialists

Equitec Specialists holds 87 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
T Mobile Us Inc conv pfd ser a 23.6 $98M 1.0M 94.44
B. Riley Financial (RILY) 8.9 $37M 2.0M 18.45
Verisign Inc sdcv 3.250% 8/1 8.2 $34M 15M 2.23
Xpo Logistics note 4.5% 10/1 7.8 $32M 12M 2.63
Ramco-gershenson Pptys Tr perp pfd-d cv 6.8 $28M 462k 61.28
Epr Properties Pfd C 5.75% (EPR.PC) 3.6 $15M 525k 28.46
Mentor Graphics 4% 2031 conv 3.6 $15M 8.0M 1.86
Welltower Inc 6.50% pfd prepet 3.2 $13M 221k 60.18
75508b 20 3 Rayonier Advanced Matls Inc Pfd Cv Ser A rayonier advanced matls 3.0 $12M 106k 115.87
Black Hills Corp unit 99/99/9999 2.9 $12M 175k 68.87
Wpx Energy Inc p 2.5 $10M 157k 65.67
Vector Group Ltd frnt 1/1 2.4 $10M 6.4M 1.56
Western Digital (WDC) 2.3 $9.6M 141k 67.95
Universal Corporation (UVV) 1.7 $6.9M 109k 63.75
McDermott International 1.4 $5.9M 800k 7.39
Frontier Communications Corp pfd conv ser-a 1.4 $5.7M 81k 71.09
Altra Holdings, Inc note 2.750% 3/0 1.4 $5.7M 4.0M 1.43
Metropcs Communications (TMUS) 1.2 $4.8M 83k 57.51
Radian Group Inc note 3.000%11/1 1.0 $4.2M 2.8M 1.53
Pacira Pharmaceuticals conv 1.0 $4.2M 3.0M 1.40
Dynegy Inc unit 07/01/20191 0.9 $3.7M 59k 62.14
Kinder Morgan (KMI) 0.8 $3.1M 152k 20.71
JPMorgan Chase & Co. (JPM) 0.7 $3.1M 36k 86.28
Spansion Llc conv 0.7 $2.8M 1.3M 2.21
Envision Healthcare Corp pfd cnv 5.25% a1 0.7 $2.7M 23k 119.38
Fidelity National Finance conv 0.6 $2.6M 1.4M 1.94
Mgic Investment Corp note 0.5 $2.2M 1.5M 1.48
Great Plains Energy Incorporated conv prf 0.5 $2.1M 41k 50.61
Jazz Us Hldgs Inc note 8.000%12/3 0.5 $2.0M 1.0M 1.95
AMTRUST FINANCIAL CONVERTIBLE Services Inc security 0.4 $1.6M 850k 1.89
General Mtrs Co *w exp 07/10/201 0.4 $1.5M 90k 17.16
Envision Healthcare 0.3 $1.4M 23k 63.30
Time 0.3 $1.4M 76k 17.85
Medicines Company 0.3 $1.3M 39k 33.33
American Intl Group 0.3 $1.2M 53k 23.46
Verisign (VRSN) 0.3 $1.1M 15k 76.05
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.3 $1.1M 45k 25.46
Iridium Communications $16.25 perp pfd cnv b 0.2 $1.0M 3.0k 340.45
Teva Pharmaceutical Industries (TEVA) 0.2 $972k 27k 36.27
Black Hills Corporation (BKH) 0.2 $981k 16k 61.31
Altra Holdings 0.2 $1.0M 27k 36.89
Ionis Pharmaceuticals (IONS) 0.2 $907k 19k 47.82
Jones Energy Inc A 0.2 $833k 163k 5.12
Fiat Chrysler Auto 0.2 $812k 89k 9.12
Galena Biopharma 0.2 $823k 424k 1.94
Kindred Healthcare 0.2 $699k 86k 8.18
Golar Lng (GLNG) 0.1 $620k 27k 22.95
Amtrust Financial Services 0.1 $586k 22k 27.14
Xpo Logistics Inc equity (XPO) 0.1 $558k 13k 43.26
Xilinx 0.1 $453k 7.5k 60.40
Ashford Hospitality Prime In pfd cv ser b 0.1 $470k 22k 21.68
Fintech Acquisition Corp *w exp 02/19/202 0.1 $446k 140k 3.18
Epr Pptys conv pfd 9% sr e (EPR.PE) 0.1 $380k 11k 35.85
Rayonier Advanced Matls (RYAM) 0.1 $356k 23k 15.43
Allergan Plc pfd conv ser a 0.1 $352k 462.00 761.90
Hess (HES) 0.1 $311k 5.0k 62.20
Gores Hldin-cw20 equity wrt 0.1 $338k 193k 1.75
MannKind Corporation 0.1 $280k 438k 0.64
Tyson Foods Inc cnv p 0.1 $204k 3.0k 67.62
Dynegy 0.0 $153k 15k 10.00
iStar Financial 0.0 $127k 10k 12.33
Southwestern Energy Company (SWN) 0.0 $108k 10k 10.80
Xencor (XNCR) 0.0 $144k 5.5k 26.23
Kearny Finl Corp Md (KRNY) 0.0 $127k 8.1k 15.60
El Paso Energy Cap Tr I pfd cv tr secs (EP.PC) 0.0 $92k 1.9k 49.62
Pacira Pharmaceuticals (PCRX) 0.0 $65k 2.0k 32.50
Synergy Pharmaceuticals 0.0 $83k 14k 6.00
Harvest Cap Cr 0.0 $75k 5.5k 13.74
Wcf Ban 0.0 $83k 8.3k 10.02
Centennial Resource Developmen cs 0.0 $75k 3.9k 19.38
Wells Fargo & Company (WFC) 0.0 $22k 403.00 54.59
Cemex SAB de CV (CX) 0.0 $25k 3.0k 8.15
Frontier Communications 0.0 $41k 12k 3.42
Kaman Corporation (KAMN) 0.0 $61k 1.3k 48.72
Bank Of America Corp w exp 10/201 0.0 $43k 45k 0.96
Jpmorgan Chase & Co. w exp 10/201 0.0 $22k 507.00 43.39
Tesla Motors (TSLA) 0.0 $43k 200.00 215.00
Nexeo Solutions Inc *w exp 06/09/202 0.0 $53k 76k 0.70
JetBlue Airways Corporation (JBLU) 0.0 $11k 500.00 22.00
Cypress Semiconductor Corporation 0.0 $1.0k 100.00 10.00
ImmunoGen (IMGN) 0.0 $4.0k 2.0k 2.00
Wintrust Financial Corp *w exp 12/18/201 0.0 $10k 200.00 50.00
Kinder Morgan Inc/delaware Wts 0.0 $0 634k 0.00
Horizon Pharma 0.0 $18k 1.1k 16.36
Hennessy Cap Acquisition Cor *w exp 07/28/202 0.0 $18k 21k 0.87
Halcon Res 0.0 $0 609k 0.00
Centennial Resource Dev Inc *w exp 02/23/202 0.0 $18k 2.2k 8.25