Financial & Investment Management Group

Financial & Investment Management as of June 30, 2013

Portfolio Holdings for Financial & Investment Management

Financial & Investment Management holds 71 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 10.4 $19M 1.6M 11.85
AllianceBernstein Income Fund 10.2 $18M 2.5M 7.46
BlackRock Credit All Inc Trust IV (BTZ) 9.6 $17M 1.3M 12.98
United Online 5.4 $9.7M 1.3M 7.58
Gaiam 4.5 $8.2M 1.8M 4.46
Vodafone 3.9 $7.1M 246k 28.75
Montgomery Street Income Securities 3.6 $6.5M 402k 16.16
Newmont Mining Corporation (NEM) 2.7 $4.9M 163k 29.95
American Strategic Income Portfolio III 2.6 $4.6M 654k 7.03
Federated Enhanced Treasury 2.3 $4.2M 322k 13.01
Dominion Diamond Corp foreign 2.3 $4.1M 293k 14.13
Royal Gold Inc conv 2.2 $4.0M 4.4M 0.91
Hawaiian Electric Industries (HE) 2.2 $4.0M 156k 25.31
U.S. Global Investors (GROW) 2.2 $3.9M 1.9M 2.11
Strategic Global Income Fund 2.0 $3.7M 389k 9.42
Silver Wheaton Corp 2.0 $3.6M 184k 19.67
Real Goods Solar 2.0 $3.5M 1.4M 2.54
Virtus Total Return Fund Cef 2.0 $3.5M 910k 3.87
Fastenal Company (FAST) 1.8 $3.2M 71k 45.79
Kinross Gold Corp (KGC) 1.7 $3.1M 613k 5.10
Microsoft Corporation (MSFT) 1.7 $3.0M 87k 34.55
DreamWorks Animation SKG 1.5 $2.6M 103k 25.66
Nippon Telegraph & Telephone (NTTYY) 1.4 $2.6M 99k 26.01
Lazard World Dividend & Income Fund 1.4 $2.5M 187k 13.12
Cohen & Steers infrastucture Fund (UTF) 1.3 $2.4M 126k 18.89
John Hancock Patriot Premium Div Fund II (PDT) 1.3 $2.4M 179k 13.26
MFS InterMarket Income Trust I 1.0 $1.8M 218k 8.14
Bancroft Fund (BCV) 0.9 $1.7M 97k 17.33
Lifeway Foods (LWAY) 0.9 $1.6M 91k 17.36
American Select Portfolio 0.8 $1.5M 147k 10.16
Royce Micro Capital Trust (RMT) 0.8 $1.5M 136k 10.81
Boulder Total Return Fund 0.8 $1.4M 67k 21.16
Dover Saddlery 0.7 $1.3M 356k 3.61
Northeast Utilities System 0.7 $1.3M 30k 42.03
Invesco Van Kampen Bond Fund (VBF) 0.6 $1.1M 63k 18.32
Putnam Master Int. Income (PIM) 0.6 $1.1M 219k 4.98
Franklin Universal Trust (FT) 0.6 $1.1M 158k 6.83
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.5 $953k 80k 11.96
Apple (AAPL) 0.5 $892k 2.3k 396.44
First Federal of Northern Michigan Bancp 0.5 $873k 199k 4.38
LEGG MASON BW GLOBAL Income 0.5 $831k 47k 17.73
Berkshire Hathaway (BRK.B) 0.5 $817k 7.3k 111.89
Colgate-Palmolive Company (CL) 0.4 $701k 12k 57.32
Templeton Dragon Fund (TDF) 0.3 $635k 25k 25.08
Western Asset Worldwide Income Fund 0.3 $604k 46k 13.09
Procter & Gamble Company (PG) 0.3 $586k 7.6k 76.97
Cutwater Select Income 0.3 $586k 32k 18.37
MFS Multimarket Income Trust (MMT) 0.3 $567k 85k 6.67
Ingersoll-rand Co Ltd-cl A 0.3 $527k 9.5k 55.52
Fort Dearborn Income Securities 0.3 $521k 36k 14.37
Consolidated Edison (ED) 0.3 $486k 8.3k 58.25
Exxon Mobil Corporation (XOM) 0.2 $350k 3.9k 90.23
Denali Fund 0.2 $337k 17k 19.48
United Parcel Service (UPS) 0.1 $265k 3.1k 86.38
DTE Energy Company (DTE) 0.1 $264k 3.9k 66.90
Teva Pharmaceutical Industries (TEVA) 0.1 $244k 6.2k 39.22
Wells Fargo & Company (WFC) 0.1 $226k 5.5k 41.31
Pool Corporation (POOL) 0.1 $242k 4.6k 52.38
Apache Corporation 0.1 $210k 2.5k 83.93
Walgreen Company 0.1 $225k 5.1k 44.29
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $217k 23k 9.55
Western Asset Global Cp Defi (GDO) 0.1 $218k 12k 18.17
Nuveen Global Govt. Enhanced Income Fund 0.1 $178k 14k 12.34
Viasystems 0.1 $129k 11k 11.53
Tofutti Brands (TOFB) 0.1 $132k 88k 1.50
Kodiak Oil & Gas 0.1 $110k 12k 8.89
Calamos Global Dynamic Income Fund (CHW) 0.1 $94k 11k 8.32
MannKind Corporation 0.0 $75k 12k 6.47
Harmony Gold Mining (HMY) 0.0 $54k 14k 3.83
Intel Corp sdcv 0.0 $17k 16k 1.06
Exide Technologies frnt 9/1 0.0 $2.0k 12k 0.17