Financial & Investment Management

Latest statistics and disclosures from Financial & Investment Management's latest quarterly 13F-HR filing:

Companies in the Financial & Investment Management portfolio as of September 2017 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Schwab Strategic Tr sht tm us tres 12.83 770449 +5% 50.40
Schwab Strategic Tr intrm trm 10.22 573756 +820% 53.92
Wstrn Ast Clymr Infltn Lkd Opts & Inc Fd (WIW) 8.15 2.19M -15% 11.28
Claymore Exchange-traded Fd gugg crp bd 2017 4.67 625376 22.62
Kennedy-Wilson Holdings (KW) 3.26 531414 +12% 18.55
Medical Properties Trust (MPW) 2.79 642294 13.13
Franklin Universal Trust (FT) 2.70 1.13M 7.27
Wheaton Precious Metals Corp C Om stock 2.64 419074 +20% 19.09
New York Reit 2.60 1.00M +69% 7.85
Sandstorm Gold 2.34 1.56M -7% 4.54
Nokia Corporation (NOK) 2.28 1.15M 5.98
Spirit Realty reit 2.28 803689 8.57
New Senior Inv Grp 2.11 697923 +2% 9.15
Vareit, Inc reits 1.95 712087 +4% 8.29
Richmont Mines Inc 1.87 605957 +10% 9.35
Cott Corp 1.77 356323 15.01
Vodafone Group New Adr F 1.71 182189 28.46
Uniti Group Inc Com reit 1.58 326305 NEW 14.66
U.S. Global Investors (GROW) 1.56 2.22M -6% 2.13
Western Ast Clymr Infl Lkd Sc & Incm Fd (WIA) 1.55 405633 -21% 11.55
Pimco Etf Tr 25yr+ zero u s 1.48 38413 116.52
Walt Disney Company (DIS) 1.41 43409 +100% 98.57
Associated Cap Group Inc cl a 1.36 115604 +58% 35.70
SPDR Barclays Capital Long Term Tr (TLO) 1.35 56763 71.98
Covanta Holding Corporation (CVA) 1.28 260372 14.85
Global Wtr Res Inc Com stock 1.24 399330 -2% 9.42
THE GDL FUND Closed-End fund 1.23 363647 -2% 10.20
iShares Lehman 7-10 Yr Treas. Bond (IEF) 1.22 34620 106.53
Global Self Storage 1.14 712921 -19% 4.83
Brixmor Prty 1.09 175342 NEW 18.80
LEGG MASON BW GLOBAL Income 1.02 230062 -56% 13.44
Array BioPharma (ARRY) 0.92 226256 NEW 12.30
180 Degree Cap 0.88 1.53M -4% 1.74
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.81 29050 84.44
Hannon Armstrong stock 0.80 99143 -45% 24.37
Templeton Global Income Fund (GIM) 0.73 329489 -69% 6.74
Sequential Brnds 0.70 708700 +34% 2.99
Eversource Energy 0.55 27509 60.45
Telefonaktiebolaget LM Ericsson (ERIC) 0.54 285594 5.75
Invesco Van Kampen Senior Income Trust (VVR) 0.50 335600 NEW 4.49
Royal Gold Inc 0.47 16363 -83% 86.05
Berkshire Hathaway (BRK.B) 0.44 7301 183.26
Spark Networks (LOV) 0.44 1.08M +15% 1.22
MFS Intermediate Income Trust (MIN) 0.42 297035 -4% 4.28
EATON VANCE MI Municipal Inc 0.36 82810 13.20
Great Panther Silver Ltd 0.36 876971 NEW 1.24
Nuveen Michigan Qlity Incom Municipal Fd (NUM) 0.35 76282 13.70
Fastenal Company (FAST) 0.34 22694 45.56
Colgate-Palmolive Company (CL) 0.29 12200 72.87
Cbre Clarion Global Real Estat re 0.29 111423 +2% 7.90
Procter & Gamble Company (PG) 0.28 9229 91.02
Nuveen Select Tax-Free Incom Portfolio 3 (NXR) 0.27 53000 15.19
Gabelli mutual funds - 0.27 61996 -3% 13.23
Vitamin Shoppe Inc 0.26 144703 5.35
Etf Ser Solutions us gbl gld pre 0.25 59928 12.67
Pepsi (PEP) 0.23 6194 NEW 111.40
DTE Energy Company (DTE) 0.23 6588 107.32
McDonald's Corporation (MCD) 0.22 4336 156.60
Nuveen Select Tax Free Incom Portfolio 2 (NXQ) 0.22 48000 14.04
Consolidated Edison (ED) 0.21 7731 80.71
Nuveen Select Tax-Free Income Portfolio (NXP) 0.19 39000 14.92
Special Opp 3.5% Pfd Conv 0.18 21007 25.61
Iridium Communications (IRDM) 0.16 47916 -4% 10.31
Boulder Growth & Income Fund (BIF) 0.16 46393 -4% 10.20
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.14 3345 NEW 124.66
Blackstone Gso Strategic 0.14 27033 -2% 15.98
Virtus Total Return Fund cf 0.14 32416 -4% 13.05
Clough Gbl Opps Fund Sh Ben Int closed-end fund 0.13 35280 -14% 11.17
Walgreen Boots Alliance 0.13 5011 77.23
General Mills (GIS) 0.12 7278 NEW 51.80
Special Opportunities Fund (SPE) 0.12 23712 +50% 15.86
Royal Gold Inc conv 0.11 314000 1.10
International Business Machines (IBM) 0.10 2053 +4% 145.15
UnitedHealth (UNH) 0.10 1518 195.65
Morgan Stanley Emerging Markets Fund (MSF) 0.10 17685 +4% 17.36
Templeton Dragon Fund (TDF) 0.09 12407 20.79
Nuveen Select Maturities Mun Fund (NIM) 0.09 26825 10.33
Analog Devices (ADI) 0.08 2632 86.25
Morgan Stanley Asia Pacific Fund (APF) 0.08 14574 17.22
Cisco Systems (CSCO) 0.07 6650 +2% 33.68
Lifeway Foods (LWAY) 0.05 15565 8.93
Calamos Global Total Return Fund (CGO) 0.05 12107 -51% 13.38
Alpine Global Premier Properties Fund (AWP) 0.04 18507 -13% 6.65
AEGON N.V. (AEG) 0.03 13315 +2% 5.78
B2gold Corp Com 0.03 35400 2.80
Travelzoo 0.03 11426 NEW 8.58

Past 13F-HR SEC Filings by Financial & Investment Management

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