Financial & Investment Management Group

Financial & Investment Management as of June 30, 2016

Portfolio Holdings for Financial & Investment Management

Financial & Investment Management holds 97 positions in its portfolio as reported in the June 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 13.2 $44M 3.9M 11.11
Cohen & Steers Clsd-End Optuny Fnd (FOF) 4.4 $14M 1.2M 11.55
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 3.9 $13M 1.6M 8.08
Gaiam 3.9 $13M 1.6M 7.74
Franklin Universal Trust (FT) 3.4 $11M 1.6M 6.88
Silver Wheaton Corp 3.3 $11M 462k 23.53
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 3.1 $10M 896k 11.48
Apollo Sr Floating Rate Fd I (AFT) 2.8 $9.1M 575k 15.80
Royal Gold (RGLD) 2.8 $9.0M 126k 72.02
MFS Multimarket Income Trust (MMT) 2.5 $8.0M 1.3M 6.05
Invesco Van Kampen Dyn Cr Opp Fund 2.3 $7.5M 681k 11.02
Sandstorm Gold (SAND) 2.3 $7.4M 1.7M 4.46
Medical Properties Trust (MPW) 2.2 $7.4M 486k 15.21
Invesco Van Kampen Senior Income Trust (VVR) 2.2 $7.3M 1.7M 4.18
Duff & Phelps Global (DPG) 2.2 $7.3M 423k 17.16
Cohen & Steers infrastucture Fund (UTF) 2.2 $7.1M 331k 21.42
Senior Housing Properties Trust 2.1 $6.9M 333k 20.83
Templeton Global Income Fund (SABA) 2.0 $6.7M 1.1M 6.36
Eaton Vance Fltg Rate In 2.0 $6.4M 429k 14.98
BlackRock Floating Rate Income Strat. Fn (FRA) 1.9 $6.3M 475k 13.15
Global Self Storage (SELF) 1.7 $5.5M 1.0M 5.39
Pioneer Floating Rate Trust (PHD) 1.6 $5.4M 480k 11.27
Royce Micro Capital Trust (RMT) 1.6 $5.3M 715k 7.34
New Gold Inc Cda (NGD) 1.6 $5.1M 1.2M 4.38
Gramercy Ppty Tr 1.4 $4.7M 512k 9.22
Vareit, Inc reits 1.4 $4.6M 458k 10.14
Voya Prime Rate Trust sh ben int 1.4 $4.6M 905k 5.12
New Senior Inv Grp 1.4 $4.5M 425k 10.68
U.S. Global Investors (GROW) 1.3 $4.3M 2.5M 1.70
Lexington Realty Trust (LXP) 1.2 $4.0M 393k 10.11
Wells Fargo Adv Global Dividend Opport (EOD) 1.2 $3.8M 643k 5.97
Covanta Holding Corporation 1.1 $3.7M 227k 16.45
LMP Corporate Loan Fund 1.1 $3.7M 361k 10.35
LEGG MASON BW GLOBAL Income 1.1 $3.7M 289k 12.96
Alphabet Inc Class C cs (GOOG) 1.0 $3.2M 4.7k 691.99
Sunopta (STKL) 0.9 $2.8M 677k 4.19
Cott Corp 0.8 $2.6M 188k 13.96
Harris & Harris 0.7 $2.3M 1.4M 1.61
Alpine Global Premier Properties Fund 0.6 $2.0M 363k 5.49
Special Opportunities Fund (SPE) 0.6 $2.0M 142k 13.75
THE GDL FUND Closed-End fund (GDL) 0.6 $1.8M 182k 9.93
Eversource Energy (ES) 0.6 $1.8M 30k 59.91
Lazard World Dividend & Income Fund 0.5 $1.7M 188k 9.03
TiVo 0.5 $1.7M 170k 9.90
BlackRock Credit All Inc Trust IV (BTZ) 0.5 $1.6M 119k 13.02
EATON VANCE MI Municipal 0.5 $1.5M 105k 14.43
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.5 $1.5M 118k 12.65
Royce Global Value Tr (RGT) 0.4 $1.4M 183k 7.60
Calamos Global Dynamic Income Fund (CHW) 0.4 $1.3M 184k 7.02
Fastenal Company (FAST) 0.3 $1.1M 26k 44.39
B2gold Corp (BTG) 0.3 $1.1M 426k 2.51
Berkshire Hathaway (BRK.B) 0.3 $1.1M 7.3k 144.83
Cohen & Steers REIT/P (RNP) 0.3 $1.1M 52k 20.53
Nuveen Michigan Qlity Incom Municipal 0.3 $940k 61k 15.35
Royce Value Trust (RVT) 0.3 $929k 79k 11.77
Colgate-Palmolive Company (CL) 0.3 $893k 12k 73.20
Birner Dental Mgmt. Services 0.3 $864k 60k 14.49
Procter & Gamble Company (PG) 0.2 $778k 9.2k 84.66
DTE Energy Company (DTE) 0.2 $714k 7.2k 99.15
Western Asset Worldwide Income Fund 0.2 $729k 66k 10.99
Spark Networks 0.2 $725k 459k 1.58
Apple (AAPL) 0.2 $682k 7.1k 95.65
Gabelli mutual funds - (GGZ) 0.2 $678k 65k 10.38
Consolidated Edison (ED) 0.2 $671k 8.3k 80.43
Government Properties Income Trust 0.2 $637k 28k 23.08
Nuveen Senior Income Fund 0.2 $608k 101k 6.04
Calamos Global Total Return Fund (CGO) 0.2 $628k 58k 10.89
Financial Engines 0.2 $575k 22k 25.85
Clough Global Allocation Fun (GLV) 0.2 $577k 49k 11.70
Western Asset Global Cp Defi (GDO) 0.2 $511k 30k 17.04
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.1 $487k 26k 18.60
Eaton Vance Short Duration Diversified I (EVG) 0.1 $450k 33k 13.49
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.1 $452k 5.3k 85.28
Schwab Strategic Tr intrm trm (SCHR) 0.1 $445k 8.0k 55.95
Boulder Growth & Income Fund (STEW) 0.1 $419k 52k 8.14
Walgreen Boots Alliance (WBA) 0.1 $417k 5.0k 83.22
Gamco Global Gold Natural Reso (GGN) 0.1 $397k 61k 6.50
Virtus Total Return Fund Cef 0.1 $397k 86k 4.64
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.1 $379k 34k 11.17
Madison Covered Call Eq Strat (MCN) 0.1 $386k 50k 7.67
Royal Gold Inc conv 0.1 $363k 339k 1.07
Cbre Clarion Global Real Estat re (IGR) 0.1 $327k 40k 8.22
Pfizer (PFE) 0.1 $292k 8.3k 35.27
International Business Machines (IBM) 0.1 $292k 1.9k 152.00
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $306k 26k 11.87
Diversified Real Asset Inc F 0.1 $273k 17k 16.54
UnitedHealth (UNH) 0.1 $243k 1.7k 141.20
Templeton Dragon Fund (TDF) 0.1 $241k 14k 17.31
Morgan Stanley Emerging Markets Fund 0.1 $225k 17k 13.28
Morgan Stanley Asia Pacific Fund 0.1 $223k 16k 13.80
Calamos Strategic Total Return Fund (CSQ) 0.1 $164k 17k 9.90
MFS Charter Income Trust (MCR) 0.0 $110k 13k 8.49
Dominion Diamond Corp foreign 0.0 $89k 10k 8.81
Coffee Holding (JVA) 0.0 $74k 13k 5.62
Aegon 0.0 $49k 12k 4.00
Putnam Master Int. Income (PIM) 0.0 $45k 10k 4.35
RMR Asia Pacific Real Estate Fund 0.0 $0 183k 0.00