Financial & Investment Management Group

Financial & Investment Management as of Dec. 31, 2015

Portfolio Holdings for Financial & Investment Management

Financial & Investment Management holds 117 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 10.9 $39M 3.8M 10.29
Cohen & Steers Clsd-End Optuny Fnd (FOF) 4.4 $16M 1.4M 10.96
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 3.5 $12M 1.6M 7.84
Franklin Universal Trust (FT) 3.1 $11M 2.0M 5.73
Gaiam 2.9 $11M 1.7M 6.24
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 2.7 $9.6M 908k 10.57
Government Properties Income Trust 2.6 $9.4M 595k 15.87
MFS Multimarket Income Trust (MMT) 2.5 $9.1M 1.6M 5.51
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 2.4 $8.7M 770k 11.32
BlackRock Credit All Inc Trust IV (BTZ) 2.4 $8.7M 703k 12.34
Gramercy Ppty Tr 2.4 $8.5M 1.1M 7.72
Duff & Phelps Global (DPG) 2.3 $8.4M 568k 14.73
Medical Properties Trust (MPW) 2.2 $7.9M 687k 11.51
Gamco Global Gold Natural Reso (GGN) 2.2 $7.7M 1.6M 4.75
Western Asset Global Cp Defi (GDO) 2.0 $7.3M 464k 15.80
Cohen & Steers infrastucture Fund (UTF) 1.9 $7.0M 366k 19.08
Cott Corp 1.8 $6.4M 586k 10.99
BlackRock Floating Rate Income Strat. Fn (FRA) 1.8 $6.4M 496k 12.90
Silver Wheaton Corp 1.8 $6.3M 506k 12.42
Invesco Van Kampen Dyn Cr Opp Fund 1.8 $6.3M 597k 10.55
Eaton Vance Fltg Rate In 1.7 $6.0M 423k 14.15
Invesco Van Kampen Senior Income Trust (VVR) 1.6 $5.8M 1.4M 4.04
Lexington Realty Trust (LXP) 1.5 $5.5M 687k 8.00
Vareit, Inc reits 1.5 $5.4M 682k 7.92
Pioneer Floating Rate Trust (PHD) 1.4 $5.2M 478k 10.85
Senior Housing Properties Trust 1.4 $5.1M 346k 14.84
Royce Micro Capital Trust (RMT) 1.3 $4.8M 661k 7.26
New Senior Inv Grp 1.2 $4.3M 434k 9.86
Wells Fargo Adv Global Dividend Opport (EOD) 1.1 $4.1M 696k 5.92
New Gold Inc Cda (NGD) 1.1 $3.9M 1.7M 2.32
MFS Charter Income Trust (MCR) 1.1 $3.8M 503k 7.62
Alphabet Inc Class C cs (GOOG) 1.0 $3.7M 4.9k 758.95
LEGG MASON BW GLOBAL Income 1.0 $3.5M 301k 11.58
LMP Corporate Loan Fund 0.9 $3.4M 342k 9.88
B2gold Corp (BTG) 0.9 $3.1M 3.0M 1.02
Voya Prime Rate Trust sh ben int 0.9 $3.1M 619k 5.06
U.S. Global Investors (GROW) 0.9 $3.1M 2.6M 1.17
Royal Gold (RGLD) 0.8 $3.0M 82k 36.47
Sunopta (STKL) 0.8 $3.0M 435k 6.84
Harris & Harris 0.8 $2.8M 1.3M 2.20
Sandstorm Gold (SAND) 0.8 $2.8M 1.1M 2.63
Blackstone Gso Strategic (BGB) 0.8 $2.7M 201k 13.37
Alpine Global Premier Properties Fund 0.7 $2.6M 457k 5.77
Franklin Templeton (FTF) 0.7 $2.4M 227k 10.72
THE GDL FUND Closed-End fund (GDL) 0.6 $2.3M 231k 10.01
Apollo Sr Floating Rate Fd I (AFT) 0.6 $2.3M 151k 15.15
Pimco Dynamic Credit Income other 0.6 $2.3M 127k 18.03
Covanta Holding Corporation 0.6 $2.3M 147k 15.49
Strategic Global Income Fund 0.6 $2.3M 258k 8.76
Eaton Vance Short Duration Diversified I (EVG) 0.6 $2.1M 158k 13.41
Virtus Total Return Fund Cef 0.6 $2.1M 547k 3.81
TiVo 0.6 $2.0M 230k 8.63
Cbre Clarion Global Real Estat re (IGR) 0.5 $1.9M 255k 7.64
Royce Value Trust (RVT) 0.5 $1.9M 160k 11.77
Dws Strategic Income Trust 0.5 $1.7M 159k 10.51
Royce Global Value Tr (RGT) 0.4 $1.5M 207k 7.45
Eversource Energy (ES) 0.4 $1.5M 30k 51.07
Invesco Quality Municipal Inc Trust (IQI) 0.4 $1.5M 117k 12.69
Special Opportunities Fund (SPE) 0.4 $1.5M 111k 13.20
EATON VANCE MI Municipal 0.4 $1.4M 109k 13.13
Spark Networks 0.4 $1.3M 346k 3.85
Cohen & Steers REIT/P (RNP) 0.4 $1.3M 70k 18.44
Eaton Vance Mun Income Term Tr (ETX) 0.3 $1.2M 66k 18.49
Lazard World Dividend & Income Fund 0.3 $1.1M 116k 9.11
Zweig Total Return 0.3 $1.0M 86k 12.18
Templeton Global Income Fund 0.3 $1.0M 161k 6.35
Fastenal Company (FAST) 0.3 $975k 24k 40.81
Berkshire Hathaway (BRK.B) 0.3 $946k 7.2k 132.09
John Hancock Patriot Premium Div Fund II (PDT) 0.3 $919k 67k 13.70
Nuveen Michigan Qlity Incom Municipal 0.2 $904k 66k 13.69
Birner Dental Mgmt. Services 0.2 $852k 76k 11.26
Colgate-Palmolive Company (CL) 0.2 $813k 12k 66.64
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.2 $810k 62k 12.99
Procter & Gamble Company (PG) 0.2 $727k 9.2k 79.41
Nuveen Qual Preferred Inc. Fund III 0.2 $734k 86k 8.49
Travelzoo (TZOO) 0.2 $702k 84k 8.37
LeapFrog Enterprises 0.2 $680k 957k 0.71
Western Asset Worldwide Income Fund 0.2 $700k 70k 10.08
Gabelli mutual funds - (GGZ) 0.2 $694k 67k 10.40
Nuveen Insd Dividend Advantage (NVG) 0.2 $649k 45k 14.47
DTE Energy Company (DTE) 0.2 $577k 7.2k 80.13
BlackRock Ltd. Duration Income Trust (BLW) 0.2 $562k 39k 14.58
Consolidated Edison (ED) 0.1 $536k 8.3k 64.25
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.1 $538k 35k 15.27
MFS Intermediate Income Trust (MIN) 0.1 $490k 107k 4.57
Visa (V) 0.1 $450k 5.8k 77.52
Boulder Growth & Income Fund (STEW) 0.1 $415k 54k 7.73
Walgreen Boots Alliance (WBA) 0.1 $424k 5.0k 85.14
Nuveen Global High (JGH) 0.1 $425k 31k 13.73
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.1 $391k 24k 16.64
Madison Covered Call Eq Strat (MCN) 0.1 $399k 54k 7.38
AllianceBernstein Income Fund 0.1 $361k 47k 7.67
Templeton Dragon Fund (TDF) 0.1 $316k 18k 17.82
Royal Gold Inc conv 0.1 $330k 363k 0.91
At&t (T) 0.1 $285k 8.3k 34.45
International Business Machines (IBM) 0.1 $283k 2.1k 137.51
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $286k 22k 12.76
Pfizer (PFE) 0.1 $253k 7.9k 32.23
Morgan Stanley Asia Pacific Fund 0.1 $235k 17k 13.84
Blackrock Util & Infrastrctu (BUI) 0.1 $256k 15k 16.79
Zweig Fund 0.1 $260k 20k 13.15
Microsoft Corporation (MSFT) 0.1 $221k 4.0k 55.42
UnitedHealth (UNH) 0.1 $202k 1.7k 117.37
Morgan Stanley Emerging Markets Fund 0.1 $230k 18k 12.83
Nuveen Senior Income Fund 0.1 $210k 36k 5.77
Nuveen Int Dur Qual Mun Trm 0.1 $227k 18k 12.90
Diversified Real Asset Inc F 0.1 $213k 14k 15.54
Calamos Strategic Total Return Fund (CSQ) 0.1 $178k 18k 9.89
BlackRock Floating Rate Income Trust (BGT) 0.1 $187k 15k 12.48
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.1 $196k 14k 14.17
Western Asset Municipal Partners Fnd 0.1 $186k 12k 15.63
Ford Motor Company (F) 0.0 $143k 10k 14.11
Putnam Master Int. Income (PIM) 0.0 $114k 25k 4.53
MFS Government Markets Income Trust (MGF) 0.0 $110k 21k 5.28
Dominion Diamond Corp foreign 0.0 $105k 10k 10.19
Aegon 0.0 $67k 12k 5.64
Coffee Holding (JVA) 0.0 $72k 19k 3.83