Financial & Investment Management Group

Financial & Investment Management as of March 31, 2016

Portfolio Holdings for Financial & Investment Management

Financial & Investment Management holds 105 positions in its portfolio as reported in the March 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 11.5 $43M 3.9M 11.06
Cohen & Steers Clsd-End Optuny Fnd (FOF) 4.4 $16M 1.5M 10.89
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 3.4 $13M 1.6M 7.91
Duff & Phelps Global (DPG) 3.3 $13M 785k 15.91
Franklin Universal Trust (FT) 3.2 $12M 1.9M 6.24
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 3.1 $12M 1.0M 11.39
Cohen & Steers infrastucture Fund (UTF) 2.9 $11M 539k 19.81
Gaiam 2.8 $11M 1.7M 6.40
Government Properties Income Trust 2.8 $10M 584k 17.85
Medical Properties Trust (MPW) 2.5 $9.4M 728k 12.98
MFS Multimarket Income Trust (MMT) 2.5 $9.4M 1.6M 5.83
Apollo Sr Floating Rate Fd I (AFT) 2.3 $8.6M 564k 15.20
Silver Wheaton Corp 2.2 $8.4M 508k 16.58
Templeton Global Income Fund 2.0 $7.5M 1.2M 6.52
Invesco Van Kampen Dyn Cr Opp Fund 2.0 $7.5M 695k 10.75
Cott Corp 1.9 $7.3M 527k 13.89
Invesco Van Kampen Senior Income Trust (VVR) 1.8 $6.9M 1.7M 4.04
Gamco Global Gold Natural Reso (GGN) 1.8 $6.6M 1.2M 5.64
BlackRock Floating Rate Income Strat. Fn (FRA) 1.7 $6.3M 485k 13.07
Eaton Vance Fltg Rate In 1.7 $6.4M 436k 14.58
New Gold Inc Cda (NGD) 1.7 $6.2M 1.7M 3.73
Senior Housing Properties Trust 1.6 $6.1M 341k 17.89
Gramercy Ppty Tr 1.6 $6.1M 717k 8.45
Vareit, Inc reits 1.6 $5.9M 666k 8.87
Pioneer Floating Rate Trust (PHD) 1.5 $5.5M 490k 11.19
Royal Gold (RGLD) 1.4 $5.4M 106k 51.29
Royce Micro Capital Trust (RMT) 1.4 $5.3M 752k 7.00
Global Self Storage (SELF) 1.3 $5.0M 1.0M 4.87
Sandstorm Gold (SAND) 1.3 $4.8M 1.5M 3.29
Western Asset Global Cp Defi (GDO) 1.2 $4.7M 285k 16.49
U.S. Global Investors (GROW) 1.2 $4.5M 2.6M 1.73
Wells Fargo Adv Global Dividend Opport (EOD) 1.2 $4.5M 749k 5.97
Lexington Realty Trust (LXP) 1.2 $4.4M 513k 8.60
New Senior Inv Grp 1.2 $4.4M 425k 10.30
Voya Prime Rate Trust sh ben int 1.2 $4.3M 862k 5.04
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 1.1 $4.0M 325k 12.22
Covanta Holding Corporation 1.0 $3.8M 228k 16.86
LEGG MASON BW GLOBAL Income 1.0 $3.7M 297k 12.35
LMP Corporate Loan Fund 1.0 $3.6M 369k 9.76
Alphabet Inc Class C cs (GOOG) 0.9 $3.6M 4.8k 744.97
Alpine Global Premier Properties Fund 0.7 $2.6M 461k 5.59
Harris & Harris 0.6 $2.4M 1.4M 1.65
B2gold Corp (BTG) 0.6 $2.2M 1.3M 1.66
THE GDL FUND Closed-End fund (GDL) 0.6 $2.2M 215k 10.03
TiVo 0.6 $2.1M 223k 9.51
Royce Value Trust (RVT) 0.5 $2.0M 173k 11.71
Sunopta (STKL) 0.5 $2.0M 443k 4.46
Eaton Vance Short Duration Diversified I (EVG) 0.5 $1.9M 140k 13.34
Special Opportunities Fund (SPE) 0.5 $1.9M 142k 13.07
Eversource Energy (ES) 0.5 $1.7M 30k 58.34
Visa (V) 0.5 $1.7M 22k 76.48
Cbre Clarion Global Real Estat re (IGR) 0.5 $1.7M 214k 7.81
BlackRock Credit All Inc Trust IV (BTZ) 0.4 $1.7M 133k 12.52
Lazard World Dividend & Income Fund 0.4 $1.5M 170k 9.03
Royce Global Value Tr (RGT) 0.4 $1.5M 207k 7.37
EATON VANCE MI Municipal 0.4 $1.5M 108k 13.77
Fastenal Company (FAST) 0.4 $1.5M 30k 49.00
Cohen & Steers REIT/P (RNP) 0.3 $1.3M 70k 18.92
Franklin Templeton (FTF) 0.3 $1.1M 99k 11.34
Berkshire Hathaway (BRK.B) 0.3 $1.0M 7.3k 141.82
Virtus Total Return Fund Cef 0.3 $997k 235k 4.25
Calamos Global Dynamic Income Fund (CHW) 0.3 $964k 137k 7.03
Nuveen Michigan Qlity Incom Municipal 0.2 $949k 66k 14.37
Colgate-Palmolive Company (CL) 0.2 $862k 12k 70.64
Procter & Gamble Company (PG) 0.2 $756k 9.2k 82.26
Spark Networks 0.2 $766k 345k 2.22
Western Asset Worldwide Income Fund 0.2 $706k 68k 10.39
Gabelli mutual funds - (GGZ) 0.2 $684k 65k 10.57
Consolidated Edison (ED) 0.2 $639k 8.3k 76.59
DTE Energy Company (DTE) 0.2 $653k 7.2k 90.68
Birner Dental Mgmt. Services 0.2 $646k 72k 9.00
Zweig Total Return 0.2 $650k 54k 11.99
MFS Charter Income Trust (MCR) 0.2 $589k 72k 8.14
Nuveen Senior Income Fund 0.2 $594k 101k 5.90
Travelzoo (TZOO) 0.1 $574k 71k 8.11
BlackRock Ltd. Duration Income Trust (BLW) 0.1 $515k 35k 14.77
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.1 $478k 27k 17.90
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.1 $488k 35k 13.81
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.1 $449k 35k 12.87
Boulder Growth & Income Fund (STEW) 0.1 $414k 53k 7.85
Walgreen Boots Alliance (WBA) 0.1 $422k 5.0k 84.21
AllianceBernstein Income Fund 0.1 $369k 47k 7.85
Madison Covered Call Eq Strat (MCN) 0.1 $388k 52k 7.47
Schwab Strategic Tr intrm trm (SCHR) 0.1 $356k 6.5k 55.16
Royal Gold Inc conv 0.1 $348k 359k 0.97
Calamos (CCD) 0.1 $324k 19k 17.25
International Business Machines (IBM) 0.1 $289k 1.9k 151.55
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $287k 2.6k 110.38
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.1 $296k 20k 14.55
Pfizer (PFE) 0.1 $245k 8.3k 29.59
Templeton Dragon Fund (TDF) 0.1 $270k 16k 17.11
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.1 $281k 3.3k 85.15
Dws Strategic Income Trust 0.1 $271k 25k 11.08
Microsoft Corporation (MSFT) 0.1 $209k 3.8k 55.15
UnitedHealth (UNH) 0.1 $222k 1.7k 128.99
Morgan Stanley Emerging Markets Fund 0.1 $231k 18k 13.20
Morgan Stanley Asia Pacific Fund 0.1 $231k 17k 13.70
Zweig Fund 0.1 $234k 18k 12.90
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $197k 17k 11.91
Calamos Strategic Total Return Fund (CSQ) 0.1 $171k 18k 9.51
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $157k 16k 9.58
Aberdeen Asia-Pacific Income Fund 0.0 $107k 21k 4.99
Aegon 0.0 $65k 12k 5.47
Coffee Holding (JVA) 0.0 $69k 18k 3.88
Putnam Master Int. Income (PIM) 0.0 $46k 10k 4.44