Financial & Investment Management Group

Financial & Investment Management Group as of Sept. 30, 2017

Portfolio Holdings for Financial & Investment Management Group

Financial & Investment Management Group holds 86 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Schwab Strategic Tr sht tm us tres (SCHO) 12.8 $39M 770k 50.40
Schwab Strategic Tr intrm trm (SCHR) 10.2 $31M 574k 53.92
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 8.2 $25M 2.2M 11.28
Claymore Exchange-traded Fd gugg crp bd 2017 4.7 $14M 625k 22.62
Kennedy-Wilson Holdings (KW) 3.3 $9.9M 531k 18.55
Medical Properties Trust (MPW) 2.8 $8.4M 642k 13.13
Franklin Universal Trust (FT) 2.7 $8.2M 1.1M 7.27
Wheaton Precious Metals Corp (WPM) 2.6 $8.0M 419k 19.09
New York Reit 2.6 $7.9M 1.0M 7.85
Sandstorm Gold (SAND) 2.3 $7.1M 1.6M 4.54
Nokia Corporation (NOK) 2.3 $6.9M 1.2M 5.98
Spirit Realty reit 2.3 $6.9M 804k 8.57
New Senior Inv Grp 2.1 $6.4M 698k 9.15
Vareit, Inc reits 1.9 $5.9M 712k 8.29
Richmont Mines 1.9 $5.7M 606k 9.35
Cott Corp 1.8 $5.3M 356k 15.01
Vodafone Group New Adr F (VOD) 1.7 $5.2M 182k 28.46
Uniti Group Inc Com reit 1.6 $4.8M 326k 14.66
U.S. Global Investors (GROW) 1.6 $4.7M 2.2M 2.13
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 1.6 $4.7M 406k 11.55
Pimco Etf Tr 25yr+ zero u s (ZROZ) 1.5 $4.5M 38k 116.52
Walt Disney Company (DIS) 1.4 $4.3M 43k 98.57
Associated Cap Group Inc cl a (ACGP) 1.4 $4.1M 116k 35.70
SPDR Barclays Capital Long Term Tr (SPTL) 1.4 $4.1M 57k 71.98
Covanta Holding Corporation 1.3 $3.9M 260k 14.85
Global Wtr Res (GWRS) 1.2 $3.8M 399k 9.42
THE GDL FUND Closed-End fund (GDL) 1.2 $3.7M 364k 10.20
iShares Lehman 7-10 Yr Treas. Bond (IEF) 1.2 $3.7M 35k 106.53
Global Self Storage (SELF) 1.1 $3.4M 713k 4.83
Brixmor Prty (BRX) 1.1 $3.3M 175k 18.80
LEGG MASON BW GLOBAL Income 1.0 $3.1M 230k 13.44
Array BioPharma 0.9 $2.8M 226k 12.30
180 Degree Cap 0.9 $2.7M 1.5M 1.74
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.8 $2.5M 29k 84.44
Hannon Armstrong (HASI) 0.8 $2.4M 99k 24.37
Templeton Global Income Fund 0.7 $2.2M 330k 6.74
Sequential Brnds 0.7 $2.1M 709k 2.99
Eversource Energy (ES) 0.6 $1.7M 28k 60.45
Telefonaktiebolaget LM Ericsson (ERIC) 0.5 $1.6M 286k 5.75
Invesco Van Kampen Senior Income Trust (VVR) 0.5 $1.5M 336k 4.49
Royal Gold (RGLD) 0.5 $1.4M 16k 86.05
Berkshire Hathaway (BRK.B) 0.4 $1.3M 7.3k 183.26
Spark Networks 0.4 $1.3M 1.1M 1.22
MFS Intermediate Income Trust (MIN) 0.4 $1.3M 297k 4.28
EATON VANCE MI Municipal 0.4 $1.1M 83k 13.20
Great Panther Silver 0.4 $1.1M 877k 1.24
Nuveen Michigan Qlity Incom Municipal 0.3 $1.0M 76k 13.70
Fastenal Company (FAST) 0.3 $1.0M 23k 45.56
Colgate-Palmolive Company (CL) 0.3 $889k 12k 72.87
Cbre Clarion Global Real Estat re (IGR) 0.3 $880k 111k 7.90
Procter & Gamble Company (PG) 0.3 $840k 9.2k 91.02
Nuveen Select Tax-Free Incom Portfolio 3 0.3 $805k 53k 15.19
Gabelli mutual funds - (GGZ) 0.3 $820k 62k 13.23
Vitamin Shoppe 0.3 $774k 145k 5.35
Etf Ser Solutions us gbl gld pre (GOAU) 0.2 $759k 60k 12.67
Pepsi (PEP) 0.2 $690k 6.2k 111.40
DTE Energy Company (DTE) 0.2 $707k 6.6k 107.32
McDonald's Corporation (MCD) 0.2 $679k 4.3k 156.60
Nuveen Select Tax Free Incom Portfolio 2 0.2 $674k 48k 14.04
Consolidated Edison (ED) 0.2 $624k 7.7k 80.71
Nuveen Select Tax-Free Income Portfolio (NXP) 0.2 $582k 39k 14.92
Special Opp 3.5% Pfd Conv 0.2 $538k 21k 25.61
Iridium Communications (IRDM) 0.2 $494k 48k 10.31
Boulder Growth & Income Fund (STEW) 0.2 $473k 46k 10.20
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $417k 3.3k 124.66
Blackstone Gso Strategic (BGB) 0.1 $432k 27k 15.98
Virtus Total Return Fund cf 0.1 $423k 32k 13.05
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.1 $394k 35k 11.17
Walgreen Boots Alliance 0.1 $387k 5.0k 77.23
General Mills (GIS) 0.1 $377k 7.3k 51.80
Special Opportunities Fund (SPE) 0.1 $376k 24k 15.86
Royal Gold Inc conv 0.1 $345k 314k 1.10
International Business Machines (IBM) 0.1 $298k 2.1k 145.15
UnitedHealth (UNH) 0.1 $297k 1.5k 195.65
Morgan Stanley Emerging Markets Fund 0.1 $307k 18k 17.36
Templeton Dragon Fund (TDF) 0.1 $258k 12k 20.79
Nuveen Select Maturities Mun Fund (NIM) 0.1 $277k 27k 10.33
Analog Devices (ADI) 0.1 $227k 2.6k 86.25
Morgan Stanley Asia Pacific Fund 0.1 $251k 15k 17.22
Cisco Systems (CSCO) 0.1 $224k 6.7k 33.68
Lifeway Foods (LWAY) 0.1 $139k 16k 8.93
Calamos Global Total Return Fund (CGO) 0.1 $162k 12k 13.38
Alpine Global Premier Properties Fund 0.0 $123k 19k 6.65
Aegon 0.0 $77k 13k 5.78
B2gold Corp (BTG) 0.0 $99k 35k 2.80
Travelzoo (TZOO) 0.0 $98k 11k 8.58