Financial & Investment Management Group

Financial & Investment Management Group as of Dec. 31, 2018

Portfolio Holdings for Financial & Investment Management Group

Financial & Investment Management Group holds 123 positions in its portfolio as reported in the December 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
BlackRock Credit All Inc Trust IV (BTZ) 6.1 $17M 1.5M 11.18
Franklin Universal Trust (FT) 4.1 $11M 1.8M 6.35
Templeton Global Income Fund 3.6 $9.8M 1.6M 6.03
Kennedy-Wilson Holdings (KW) 3.4 $9.2M 508k 18.17
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 3.2 $8.9M 1.2M 7.40
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 2.6 $7.2M 706k 10.15
Merck & Co (MRK) 2.5 $7.0M 92k 76.41
Brixmor Prty (BRX) 2.4 $6.5M 441k 14.69
Legg Mason Bw Global Income (BWG) 2.4 $6.5M 624k 10.38
Voya Prime Rate Trust sh ben int 2.3 $6.4M 1.4M 4.49
Schwab Strategic Tr 0 (SCHP) 2.2 $6.1M 114k 53.25
Vareit, Inc reits 2.2 $6.0M 839k 7.15
Sandstorm Gold (SAND) 2.2 $5.9M 1.3M 4.61
Invesco Van Kampen Dyn Cr Opp Fund 2.1 $5.9M 575k 10.27
Omni (OMC) 2.0 $5.6M 76k 73.24
BlackRock Floating Rate Income Trust (BGT) 2.0 $5.5M 479k 11.55
Koninklijke Philips Electronics NV (PHG) 1.8 $4.8M 138k 35.11
Invesco Van Kampen Senior Income Trust (VVR) 1.8 $4.8M 1.2M 3.91
Kimco Realty Corporation (KIM) 1.7 $4.5M 310k 14.65
Uniti Group Inc Com reit (UNIT) 1.6 $4.3M 275k 15.57
Array BioPharma 1.5 $4.2M 296k 14.25
Walt Disney Company (DIS) 1.5 $4.0M 37k 109.65
Wheaton Precious Metals Corp (WPM) 1.4 $3.9M 199k 19.53
Vodafone Group New Adr F (VOD) 1.4 $3.9M 200k 19.28
Doubleline Income Solutions (DSL) 1.4 $3.8M 217k 17.33
Regeneron Pharmaceuticals (REGN) 1.3 $3.5M 9.4k 373.50
Algonquin Power & Utilities equs (AQN) 1.3 $3.5M 344k 10.05
Cott Corp 1.2 $3.4M 245k 13.94
BlackRock Floating Rate Income Strat. Fn (FRA) 1.2 $3.4M 283k 11.90
Apollo Sr Floating Rate Fd I (AFT) 1.2 $3.3M 230k 14.39
Nxp Semiconductors N V (NXPI) 1.2 $3.2M 44k 73.28
At&t (T) 1.2 $3.2M 111k 28.54
Verizon Communications (VZ) 1.1 $3.1M 55k 56.23
Franklin Street Properties (FSP) 1.1 $3.1M 497k 6.23
Western Asset Intm Muni Fd I (SBI) 1.1 $3.0M 355k 8.35
Western Asset Global Cp Defi (GDO) 1.1 $2.9M 196k 14.98
Hannon Armstrong (HASI) 1.1 $2.9M 152k 19.05
Pioneer Floating Rate Trust (PHD) 1.1 $2.9M 293k 9.84
THE GDL FUND Closed-End fund (GDL) 1.1 $2.9M 315k 9.17
Global Wtr Res (GWRS) 1.1 $2.9M 284k 10.14
Nucor Corporation (NUE) 1.0 $2.7M 52k 51.81
Parker-Hannifin Corporation (PH) 0.9 $2.6M 17k 149.13
Osisko Gold Royalties (OR) 0.9 $2.6M 295k 8.78
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.9 $2.5M 24k 104.19
Blackrock Muniyield Insured Fund (MYI) 0.9 $2.5M 206k 12.05
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.9 $2.4M 29k 83.60
Great Panther Silver 0.8 $2.3M 3.2M 0.71
Nuveen Michigan Qlity Incom Municipal 0.8 $2.2M 173k 12.46
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.8 $2.1M 168k 12.65
Rivernorth Doubleline Strate (OPP) 0.7 $1.9M 119k 16.25
Aberdeen Asia-Pacific Income Fund 0.7 $1.8M 476k 3.87
Agios Pharmaceuticals (AGIO) 0.7 $1.8M 40k 46.10
Eversource Energy (ES) 0.7 $1.8M 28k 65.05
Apple (AAPL) 0.6 $1.5M 9.8k 157.74
Berkshire Hathaway (BRK.B) 0.6 $1.5M 7.3k 204.23
Cbre Clarion Global Real Estat re (IGR) 0.5 $1.4M 226k 6.16
Global Self Storage (SELF) 0.5 $1.3M 332k 3.92
Berkshire Hathaway (BRK.A) 0.5 $1.2M 4.00 306000.00
MFS Intermediate Income Trust (MIN) 0.5 $1.2M 334k 3.67
Eaton Vance Municipal Income Trust (EVN) 0.4 $1.2M 108k 11.31
Eaton Vance Fltg Rate In 0.4 $1.2M 82k 14.22
Fastenal Company (FAST) 0.4 $1.2M 22k 52.28
Hannon Armstrong Sust Infr C note 4.125% 9/0 0.4 $988k 1.1M 0.91
Pimco Etf Tr 25yr+ zero u s (ZROZ) 0.3 $852k 7.6k 112.50
DTE Energy Company (DTE) 0.3 $824k 7.5k 110.29
Liberty Media Corp Series C Li 0.3 $828k 33k 24.90
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.3 $808k 39k 20.50
Etf Ser Solutions us gbl gld pre (GOAU) 0.3 $777k 68k 11.40
Procter & Gamble Company (PG) 0.3 $748k 8.1k 91.97
Eaton Vance Senior Income Trust (EVF) 0.3 $749k 125k 6.00
SPDR Barclays Capital Long Term Tr (SPTL) 0.3 $752k 22k 35.02
Colgate-Palmolive Company (CL) 0.3 $726k 12k 59.51
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.2 $691k 56k 12.43
Special Opportunities Fund (SPE) 0.2 $670k 57k 11.84
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.2 $641k 69k 9.25
Consolidated Edison (ED) 0.2 $609k 8.0k 76.45
U.S. Global Investors (GROW) 0.2 $554k 504k 1.10
Blackrock Strategic Municipal Trust 0.2 $548k 46k 11.91
Spirit Mta Reit 0.2 $554k 78k 7.13
BlackRock Municipal Bond Trust 0.2 $508k 38k 13.36
Ishares Tr ibonds dec 22 0.2 $510k 20k 25.61
Morgan Stanley Asia Pacific Fund 0.2 $507k 31k 16.45
Blackrock Municipal Income Trust (BFK) 0.2 $450k 37k 12.20
Boulder Growth & Income Fund (STEW) 0.2 $447k 43k 10.44
Blackrock Muniyield Quality Fund (MQY) 0.2 $435k 34k 12.99
BlackRock Inv. Quality Munic. Trust (BKN) 0.1 $410k 31k 13.23
Special Opp 3.5% Pfd Conv 0.1 $371k 15k 24.95
UnitedHealth (UNH) 0.1 $353k 1.4k 248.94
iShares Barclays TIPS Bond Fund (TIP) 0.1 $345k 3.2k 109.38
Walgreen Boots Alliance (WBA) 0.1 $342k 5.0k 68.25
First Trust/Four Corners SFRI Fund II (FCT) 0.1 $296k 27k 11.19
Ishares Tr cmn (STIP) 0.1 $303k 3.1k 97.93
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.1 $262k 32k 8.23
Royal Gold Inc conv 0.1 $274k 274k 1.00
Lifeway Foods (LWAY) 0.1 $252k 134k 1.88
Cohen & Steers REIT/P (RNP) 0.1 $245k 14k 17.79
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 0.1 $258k 4.1k 63.39
Nuveen Floating Rate Income Fund (JFR) 0.1 $248k 27k 9.24
Royce Global Value Tr (RGT) 0.1 $243k 27k 8.88
Analog Devices (ADI) 0.1 $226k 2.6k 85.87
Ingersoll-rand Co Ltd-cl A 0.1 $211k 2.3k 91.07
Nuveen Muni Value Fund (NUV) 0.1 $215k 23k 9.27
Schwab Strategic Tr intrm trm (SCHR) 0.1 $209k 4.0k 52.83
Citrix Systems 0.1 $205k 2.0k 102.50
Pimco Municipal Income Fund II (PML) 0.1 $200k 15k 13.33
Western Asset Managed Municipals Fnd (MMU) 0.1 $203k 16k 12.69
BlackRock MuniHoldings Fund (MHD) 0.1 $191k 13k 14.69
Blackrock Munivest Fund II (MVT) 0.1 $188k 14k 13.08
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $188k 14k 13.43
BlackRock MuniVest Fund (MVF) 0.1 $203k 25k 8.25
BlackRock MuniHolding Insured Investm 0.1 $204k 16k 12.75
Nuveen Enhanced Mun Value 0.1 $180k 14k 12.86
Blackrock Muniyield Fund (MYD) 0.1 $200k 16k 12.50
Western Asset Municipal D Opp Trust 0.1 $195k 10k 19.50
Templeton Dragon Fund (TDF) 0.1 $173k 10k 16.98
MFS Government Markets Income Trust (MGF) 0.1 $162k 36k 4.48
BlackRock Income Trust 0.1 $126k 22k 5.65
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.1 $134k 13k 10.57
First Trust/FIDAC Mortgage Income Fund (FMY) 0.1 $144k 11k 13.06
New Senior Inv Grp 0.1 $133k 32k 4.13
Sequential Brnds 0.1 $143k 178k 0.80
Lazard World Dividend & Income Fund 0.0 $88k 10k 8.52
Aegon 0.0 $65k 14k 4.65