Financial & Investment Management Group

Financial & Investment Management as of June 30, 2015

Portfolio Holdings for Financial & Investment Management

Financial & Investment Management holds 129 positions in its portfolio as reported in the June 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 10.4 $40M 3.6M 11.19
BlackRock Credit All Inc Trust IV (BTZ) 3.7 $14M 1.1M 12.67
Government Properties Income Trust 3.6 $14M 758k 18.55
Gamco Global Gold Natural Reso (GGN) 3.6 $14M 2.1M 6.51
Pimco Dynamic Credit Income other 3.1 $12M 599k 20.18
Gaiam 2.9 $11M 1.7M 6.54
AllianceBernstein Income Fund 2.8 $11M 1.4M 7.44
Janus Capital 2.8 $11M 627k 17.12
MFS Multimarket Income Trust (MMT) 2.6 $10M 1.6M 6.07
American Realty Capital Prop 2.6 $10M 1.2M 8.13
Franklin Universal Trust (FT) 2.3 $8.9M 1.4M 6.45
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 2.2 $8.7M 684k 12.66
Chambers Str Pptys 2.1 $8.4M 1.1M 7.95
Western Asset Global Cp Defi (GDO) 2.1 $8.1M 473k 17.15
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 2.1 $8.0M 712k 11.27
Cott Corp 2.0 $7.7M 786k 9.78
Lexington Realty Trust (LXP) 1.9 $7.3M 856k 8.48
U.S. Global Investors (GROW) 1.8 $7.1M 2.6M 2.78
Nuveen Qual Preferred Inc. Fund III 1.7 $6.6M 804k 8.15
Silver Wheaton Corp 1.6 $6.4M 367k 17.34
Senior Housing Properties Trust 1.5 $5.8M 331k 17.55
Blackstone Gso Strategic (BGB) 1.4 $5.6M 358k 15.63
Rcs Cap 1.4 $5.6M 731k 7.66
Strategic Global Income Fund 1.3 $5.1M 613k 8.27
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 1.3 $5.0M 583k 8.61
Vodafone Group New Adr F (VOD) 1.3 $4.9M 134k 36.45
B2gold Corp (BTG) 1.2 $4.8M 3.1M 1.53
At&t (T) 1.2 $4.6M 131k 35.52
New Gold Inc Cda (NGD) 1.2 $4.6M 1.7M 2.69
Teradata Corporation (TDC) 1.1 $4.4M 119k 37.00
Cohen & Steers Clsd-End Optuny Fnd (FOF) 1.1 $4.3M 358k 12.09
MFS Charter Income Trust (MCR) 1.1 $4.2M 497k 8.47
Pioneer Floating Rate Trust (PHD) 1.0 $3.8M 330k 11.38
Eaton Vance Fltg Rate In 0.9 $3.5M 217k 16.02
LEGG MASON BW GLOBAL Income 0.8 $3.2M 228k 14.23
Dominion Diamond Corp foreign 0.8 $3.2M 225k 14.01
Franklin Templeton (FTF) 0.8 $3.0M 255k 11.65
Medical Properties Trust (MPW) 0.7 $2.8M 216k 13.11
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.7 $2.8M 137k 20.27
Harris & Harris 0.7 $2.7M 990k 2.75
LeapFrog Enterprises 0.7 $2.7M 1.9M 1.40
THE GDL FUND Closed-End fund (GDL) 0.7 $2.5M 247k 10.19
TiVo 0.6 $2.4M 242k 10.14
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.6 $2.4M 179k 13.60
Nuveen Intermediate 0.6 $2.4M 198k 12.25
Invesco Quality Municipal Inc Trust (IQI) 0.6 $2.3M 191k 11.82
MFS Intermediate Income Trust (MIN) 0.6 $2.2M 466k 4.62
Eaton Vance Mun Income Term Tr (ETX) 0.5 $2.0M 118k 16.94
Google Inc Class C 0.5 $2.0M 3.8k 520.62
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.5 $1.9M 150k 12.69
Genworth Financial (GNW) 0.5 $1.9M 247k 7.57
Fort Dearborn Income Securities 0.5 $1.8M 129k 13.79
Eaton Vance Short Duration Diversified I (EVG) 0.4 $1.6M 118k 13.85
Putnam Municipal Opportunities Trust (PMO) 0.4 $1.6M 139k 11.61
Dws Strategic Income Trust 0.4 $1.6M 147k 11.11
Nuveen Int Dur Qual Mun Trm 0.4 $1.6M 129k 12.23
Sunopta (STKL) 0.4 $1.5M 139k 10.73
Eaton Vance Natl Mun Opport (EOT) 0.3 $1.4M 68k 20.19
Eversource Energy (ES) 0.3 $1.4M 30k 45.41
Western Asset Municipal Partners Fnd 0.3 $1.3M 87k 15.01
EATON VANCE MI Municipal 0.3 $1.2M 99k 12.36
MFS Investment Grade Municipal Trust (CXH) 0.3 $1.2M 128k 9.30
Fastenal Company (FAST) 0.3 $1.2M 27k 42.16
BlackRock Floating Rate Income Strat. Fn (FRA) 0.3 $1.2M 86k 13.52
Invesco Van Kampen Dyn Cr Opp Fund 0.3 $1.2M 100k 11.61
Nuveen Performance Plus Municipal Fund 0.3 $1.1M 79k 14.03
Zweig Total Return 0.3 $1.1M 88k 12.94
BlackRock Core Bond Trust (BHK) 0.3 $1.1M 87k 12.67
Morgan Stanley income sec 0.3 $1.1M 63k 17.22
Travelzoo (TZOO) 0.3 $1.1M 98k 11.28
Royce Global Value Tr (RGT) 0.3 $1.1M 130k 8.31
Birner Dental Mgmt. Services 0.3 $1.0M 80k 13.00
Spark Networks 0.3 $1.0M 341k 3.07
Nuveen Global High (JGH) 0.3 $1.0M 62k 16.71
Berkshire Hathaway (BRK.B) 0.3 $1.0M 7.4k 136.10
Dreyfus Mun Bd Infrastructure 0.3 $1.0M 88k 11.63
BlackRock Floating Rate Income Trust (BGT) 0.2 $981k 76k 12.98
Bancroft Fund (BCV) 0.2 $968k 46k 21.18
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.2 $966k 76k 12.65
John Hancock Patriot Premium Div Fund II (PDT) 0.2 $906k 69k 13.10
Cohen & Steers infrastucture Fund (UTF) 0.2 $856k 41k 21.01
Colgate-Palmolive Company (CL) 0.2 $798k 12k 65.41
Western Asset Worldwide Income Fund 0.2 $809k 75k 10.84
Gabelli mutual funds - (GGZ) 0.2 $821k 77k 10.65
Procter & Gamble Company (PG) 0.2 $779k 10k 78.26
Special Opportunities Fund (SPE) 0.2 $791k 52k 15.28
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.2 $784k 35k 22.26
Voya Prime Rate Trust sh ben int 0.2 $777k 148k 5.25
BlackRock Income Trust 0.2 $684k 108k 6.32
Cinedigm 0.2 $642k 918k 0.70
Royce Micro Capital Trust (RMT) 0.2 $617k 67k 9.22
Nuveen Insd Dividend Advantage (NVG) 0.2 $630k 46k 13.57
DTE Energy Company (DTE) 0.1 $528k 7.1k 74.63
Boulder Growth & Income Fund (STEW) 0.1 $511k 61k 8.43
Stag Industrial (STAG) 0.1 $519k 26k 20.00
Consolidated Edison (ED) 0.1 $483k 8.3k 57.89
Brookfield Renewable energy partners lpu (BEP) 0.1 $453k 15k 29.70
Madison Covered Call Eq Strat (MCN) 0.1 $463k 58k 7.98
Templeton Global Income Fund 0.1 $412k 59k 7.04
First Tr Inter Duration Pfd & Income (FPF) 0.1 $421k 20k 21.54
Walgreen Boots Alliance (WBA) 0.1 $425k 5.0k 84.46
BlackRock Ltd. Duration Income Trust (BLW) 0.1 $384k 25k 15.13
Royal Gold Inc conv 0.1 $387k 379k 1.02
Templeton Dragon Fund (TDF) 0.1 $342k 14k 24.78
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $350k 26k 13.74
Cbre Clarion Global Real Estat re (IGR) 0.1 $342k 43k 7.96
Zweig Fund 0.1 $335k 23k 14.70
Diversified Real Asset Inc F 0.1 $331k 19k 17.53
Morgan Stanley Emerging Markets Fund 0.1 $294k 20k 14.85
Morgan Stanley Asia Pacific Fund 0.1 $294k 19k 15.63
Federated Premier Intermediate Municipal 0.1 $304k 23k 13.17
Nuveen Select Tax-Free Income Portfolio (NXP) 0.1 $325k 24k 13.56
Blackrock Util & Infrastrctu (BUI) 0.1 $321k 18k 18.18
Pfizer (PFE) 0.1 $263k 7.9k 33.50
International Business Machines (IBM) 0.1 $277k 1.7k 162.65
John Hancock Tax-Advantage Dvd Incom (HTD) 0.1 $265k 14k 19.65
Invesco Van Kampen Bond Fund (VBF) 0.1 $266k 15k 17.38
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $263k 29k 9.12
UnitedHealth (UNH) 0.1 $210k 1.7k 122.02
Calamos Strategic Total Return Fund (CSQ) 0.1 $208k 19k 10.96
Lazard World Dividend & Income Fund 0.1 $199k 17k 11.63
Nuveen Michigan Qlity Incom Municipal 0.0 $146k 11k 13.27
Putnam Master Int. Income (PIM) 0.0 $119k 25k 4.73
Federated Enhanced Treasury 0.0 $135k 10k 13.25
Templeton Russia & East European Fund 0.0 $105k 11k 10.04
Avon Products 0.0 $69k 11k 6.29
Aegon 0.0 $86k 12k 7.38
Coffee Holding (JVA) 0.0 $68k 14k 4.99
Alcatel-Lucent 0.0 $49k 14k 3.63