Financial & Investment Management Group

Financial & Investment Management as of Dec. 31, 2016

Portfolio Holdings for Financial & Investment Management

Financial & Investment Management holds 95 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 15.7 $41M 3.7M 11.14
Schwab Strategic Tr intrm trm (SCHR) 11.2 $29M 542k 53.35
Silver Wheaton Corp 3.9 $10M 527k 19.32
Medical Properties Trust (MPW) 3.1 $8.1M 661k 12.30
Royal Gold (RGLD) 3.0 $7.8M 123k 63.35
Franklin Universal Trust (FT) 2.8 $7.3M 1.1M 6.68
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 2.7 $7.0M 606k 11.48
Sandstorm Gold (SAND) 2.3 $6.1M 1.6M 3.90
Vodafone Group New Adr F (VOD) 2.3 $5.9M 240k 24.43
Apollo Sr Floating Rate Fd I (AFT) 2.2 $5.7M 325k 17.40
New Senior Inv Grp 2.1 $5.6M 568k 9.79
Nokia Corporation (NOK) 2.0 $5.3M 1.1M 4.81
St. Jude Medical 2.0 $5.2M 65k 80.20
Telefonaktiebolaget LM Ericsson (ERIC) 1.9 $4.8M 829k 5.83
Templeton Global Income Fund 1.8 $4.7M 726k 6.48
Global Self Storage (SELF) 1.8 $4.6M 962k 4.77
Hannon Armstrong (HASI) 1.7 $4.5M 235k 18.99
MFS Multimarket Income Trust (MMT) 1.7 $4.3M 713k 6.06
Duff & Phelps Global (DPG) 1.7 $4.3M 278k 15.50
Eaton Vance Fltg Rate In 1.6 $4.2M 245k 17.14
Global Wtr Res (GWRS) 1.5 $3.9M 423k 9.10
iShares Lehman 7-10 Yr Treas. Bond (IEF) 1.4 $3.5M 33k 104.83
U.S. Global Investors (GROW) 1.3 $3.3M 2.5M 1.36
Covanta Holding Corporation 1.3 $3.3M 213k 15.60
THE GDL FUND Closed-End fund (GDL) 1.3 $3.3M 335k 9.84
LEGG MASON BW GLOBAL Income 1.3 $3.3M 279k 11.83
Alphabet Inc Class C cs (GOOG) 1.3 $3.3M 4.2k 771.87
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 1.0 $2.6M 294k 8.85
Harris & Harris 0.9 $2.5M 1.8M 1.38
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.9 $2.5M 29k 84.44
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.9 $2.5M 274k 8.95
Walt Disney Company (DIS) 0.9 $2.3M 22k 104.20
Sunopta (STKL) 0.9 $2.3M 321k 7.05
Blackstone Gso Strategic (BGB) 0.9 $2.3M 148k 15.34
Cohen & Steers infrastucture Fund (UTF) 0.7 $1.9M 97k 19.36
Lazard World Dividend & Income Fund 0.7 $1.8M 184k 9.91
Cott Corp 0.7 $1.8M 155k 11.33
Eversource Energy (ES) 0.6 $1.6M 30k 55.22
Pioneer Floating Rate Trust (PHD) 0.6 $1.6M 139k 11.87
Senior Housing Properties Trust 0.6 $1.6M 86k 18.92
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.5 $1.3M 98k 12.83
Calamos Global Total Return Fund (CGO) 0.5 $1.3M 120k 10.53
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.5 $1.2M 105k 11.70
Berkshire Hathaway (BRK.B) 0.5 $1.2M 7.3k 163.00
EATON VANCE MI Municipal 0.5 $1.2M 91k 12.84
Whitewave Foods 0.5 $1.2M 21k 55.58
Calamos Global Dynamic Income Fund (CHW) 0.4 $1.1M 165k 6.97
BlackRock Credit All Inc Trust IV (BTZ) 0.4 $1.1M 86k 12.97
Royce Global Value Tr (RGT) 0.4 $1.1M 138k 8.03
Fastenal Company (FAST) 0.4 $1.1M 23k 46.99
Invesco Van Kampen Dyn Cr Opp Fund 0.4 $1.1M 86k 12.30
Associated Cap Group Inc cl a (AC) 0.4 $978k 30k 32.85
Vareit, Inc reits 0.3 $917k 108k 8.46
Invesco Van Kampen Senior Income Trust (VVR) 0.3 $883k 190k 4.64
B2gold Corp (BTG) 0.3 $823k 347k 2.37
Colgate-Palmolive Company (CL) 0.3 $798k 12k 65.41
Nuveen Michigan Qlity Incom Municipal 0.3 $809k 61k 13.34
Voya Prime Rate Trust sh ben int 0.3 $789k 143k 5.54
Gabelli mutual funds - (GGZ) 0.3 $766k 72k 10.60
Procter & Gamble Company (PG) 0.3 $760k 9.0k 84.08
Cohen & Steers REIT/P (RNP) 0.3 $746k 39k 19.12
DTE Energy Company (DTE) 0.3 $704k 7.1k 98.52
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.3 $689k 47k 14.70
Wells Fargo Adv Global Dividend Opport (EOD) 0.3 $678k 125k 5.45
Clough Global Allocation Fun (GLV) 0.3 $681k 57k 12.03
Consolidated Edison (ED) 0.2 $615k 8.3k 73.71
Alpine Global Premier Properties Fund 0.2 $627k 122k 5.13
Claymore Exchange-traded Fd gugg crp bd 2017 0.2 $554k 25k 22.61
Special Opp 3.5% Pfd Conv 0.2 $557k 22k 25.41
BlackRock Global Opportunities Equity Tr (BOE) 0.2 $528k 46k 11.58
Boulder Growth & Income Fund (STEW) 0.2 $439k 49k 8.93
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.2 $436k 26k 16.82
MFS Intermediate Income Trust (MIN) 0.2 $409k 92k 4.44
Lexington Realty Trust (LXP) 0.2 $414k 38k 10.81
Eaton Vance Short Duration Diversified I (EVG) 0.2 $408k 29k 13.87
Walgreen Boots Alliance (WBA) 0.2 $415k 5.0k 82.82
Spark Networks 0.1 $360k 428k 0.84
Royal Gold Inc conv 0.1 $332k 316k 1.05
Gramercy Ppty Tr 0.1 $348k 38k 9.17
Apple (AAPL) 0.1 $307k 2.7k 115.85
International Business Machines (IBM) 0.1 $323k 1.9k 165.98
Gazit Globe (GZTGF) 0.1 $323k 37k 8.64
UnitedHealth (UNH) 0.1 $243k 1.5k 160.08
Morgan Stanley Emerging Markets Fund 0.1 $226k 17k 13.19
Cbre Clarion Global Real Estat re (IGR) 0.1 $244k 34k 7.29
Templeton Dragon Fund (TDF) 0.1 $214k 13k 16.36
Morgan Stanley Asia Pacific Fund 0.1 $209k 16k 13.47
Diversified Real Asset Inc F 0.1 $213k 14k 15.62
Special Opportunities Fund (SPE) 0.1 $189k 14k 13.68
Putnam Master Int. Income (PIM) 0.1 $117k 25k 4.60
Dominion Diamond Corp foreign 0.0 $98k 10k 9.70
Aegon 0.0 $70k 13k 5.53
New Gold Inc Cda (NGD) 0.0 $52k 15k 3.53
Coffee Holding (JVA) 0.0 $54k 12k 4.63
Gamco Global Gold Natural Reso (GGN) 0.0 $54k 10k 5.27