Financial & Investment Management Group

Financial & Investment Management Group as of Sept. 30, 2018

Portfolio Holdings for Financial & Investment Management Group

Financial & Investment Management Group holds 113 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Schwab Strategic Tr 0 (SCHP) 5.5 $17M 309k 53.96
Schwab Strategic Tr sht tm us tres (SCHO) 4.5 $14M 273k 49.57
Kennedy-Wilson Holdings (KW) 3.9 $12M 545k 21.50
Franklin Universal Trust (FT) 3.5 $11M 1.6M 6.65
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 3.5 $11M 1.3M 7.97
BlackRock Credit All Inc Trust IV (BTZ) 3.4 $10M 843k 12.24
Invesco Bulletshs 2020 Hi Yld Corp Bd Etf 3.0 $9.1M 373k 24.32
Brixmor Prty (BRX) 2.8 $8.6M 493k 17.51
Templeton Global Income Fund 2.7 $8.3M 1.4M 6.12
Merck & Co (MRK) 2.4 $7.3M 103k 70.94
Medical Properties Trust (MPW) 2.2 $6.7M 448k 14.91
Vareit, Inc reits 2.2 $6.7M 921k 7.26
Uniti Group Inc Com reit (UNIT) 2.1 $6.3M 311k 20.15
Voya Prime Rate Trust sh ben int 2.0 $6.2M 1.3M 4.98
Nokia Corporation (NOK) 1.9 $5.8M 1.0M 5.58
Kimco Realty Corporation (KIM) 1.9 $5.8M 347k 16.74
Omni (OMC) 1.9 $5.7M 84k 68.02
Legg Mason Bw Global Income (BWG) 1.8 $5.4M 495k 10.92
Sandstorm Gold (SAND) 1.8 $5.3M 1.4M 3.73
Invesco Van Kampen Dyn Cr Opp Fund 1.7 $5.1M 447k 11.47
Array BioPharma 1.7 $5.1M 335k 15.20
Walt Disney Company (DIS) 1.6 $4.9M 42k 116.94
Hannon Armstrong (HASI) 1.5 $4.6M 215k 21.47
Schwab Strategic Tr intrm trm (SCHR) 1.5 $4.6M 89k 51.79
Franklin Street Properties (FSP) 1.5 $4.5M 559k 7.99
Hanesbrands (HBI) 1.4 $4.4M 239k 18.43
Regeneron Pharmaceuticals (REGN) 1.4 $4.3M 11k 404.04
Invesco Van Kampen Senior Income Trust (VVR) 1.4 $4.2M 987k 4.30
At&t (T) 1.4 $4.1M 123k 33.58
SPDR Barclays Capital Long Term Tr (SPTL) 1.3 $4.0M 119k 33.80
Global Wtr Res (GWRS) 1.3 $4.0M 378k 10.59
Algonquin Power & Utilities equs (AQN) 1.3 $3.9M 376k 10.36
Pimco Etf Tr 25yr+ zero u s (ZROZ) 1.3 $3.8M 35k 109.03
Wheaton Precious Metals Corp (WPM) 1.3 $3.8M 219k 17.50
Cott Corp 1.2 $3.7M 232k 16.15
Koninklijke Philips Electronics NV (PHG) 1.2 $3.7M 81k 45.51
Nxp Semiconductors N V (NXPI) 1.2 $3.6M 43k 85.51
Agios Pharmaceuticals (AGIO) 1.1 $3.5M 45k 77.12
Great Panther Silver 1.1 $3.4M 4.0M 0.85
THE GDL FUND Closed-End fund (GDL) 1.1 $3.3M 365k 9.09
Verizon Communications (VZ) 1.1 $3.3M 61k 53.39
iShares Lehman 7-10 Yr Treas. Bond (IEF) 1.0 $3.1M 31k 101.18
iShares Lehman 1-3 Year Treas.Bond (SHY) 1.0 $3.1M 38k 83.08
Vodafone Group New Adr F (VOD) 1.0 $3.1M 142k 21.70
Osisko Gold Royalties (OR) 0.8 $2.4M 322k 7.59
Eversource Energy (ES) 0.6 $1.7M 28k 61.42
Cbre Clarion Global Real Estat re (IGR) 0.6 $1.7M 233k 7.30
Sequential Brnds 0.6 $1.7M 998k 1.67
Berkshire Hathaway (BRK.B) 0.5 $1.6M 7.3k 214.07
Nuveen Michigan Qlity Incom Municipal 0.5 $1.5M 125k 12.35
Global Self Storage (SELF) 0.5 $1.5M 370k 4.19
Fastenal Company (FAST) 0.5 $1.5M 26k 58.04
Nucor Corporation (NUE) 0.4 $1.3M 20k 63.45
Berkshire Hathaway (BRK.A) 0.4 $1.3M 4.00 320000.00
EATON VANCE MI Municipal 0.4 $1.2M 99k 12.43
MFS Intermediate Income Trust (MIN) 0.4 $1.2M 316k 3.76
Liberty Media Corp Series C Li 0.4 $1.2M 43k 27.24
Hannon Armstrong Sust Infr C note 4.125% 9/0 0.4 $1.1M 1.2M 0.97
Western Asset Global Cp Defi (GDO) 0.3 $1.0M 62k 16.20
U.S. Global Investors (GROW) 0.3 $938k 617k 1.52
Colgate-Palmolive Company (CL) 0.3 $817k 12k 66.97
DTE Energy Company (DTE) 0.3 $811k 7.4k 109.08
Apollo Sr Floating Rate Fd I (AFT) 0.3 $828k 52k 15.99
Etf Ser Solutions us gbl gld pre (GOAU) 0.3 $779k 74k 10.57
McDonald's Corporation (MCD) 0.2 $766k 4.6k 167.40
Procter & Gamble Company (PG) 0.2 $739k 8.9k 83.19
Special Opportunities Fund (SPE) 0.2 $696k 46k 15.03
Lifeway Foods (LWAY) 0.2 $661k 248k 2.66
Aberdeen Asia-Pacific Income Fund 0.2 $682k 165k 4.14
Pepsi (PEP) 0.2 $643k 5.8k 111.75
Consolidated Edison (ED) 0.2 $603k 7.9k 76.16
Associated Cap Group Inc cl a (AC) 0.2 $547k 13k 42.58
Apple (AAPL) 0.2 $531k 2.4k 225.67
Morgan Stanley Asia Pacific Fund 0.2 $528k 32k 16.52
Lexington Realty Trust (LXP) 0.2 $495k 60k 8.30
Boulder Growth & Income Fund (STEW) 0.2 $471k 42k 11.22
Special Opp 3.5% Pfd Conv 0.2 $485k 19k 25.50
iShares Barclays TIPS Bond Fund (TIP) 0.1 $455k 4.1k 110.54
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.1 $417k 38k 11.03
UnitedHealth (UNH) 0.1 $404k 1.5k 266.14
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $373k 3.2k 117.26
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.1 $356k 33k 10.83
Royce Global Value Tr (RGT) 0.1 $370k 35k 10.52
Walgreen Boots Alliance (WBA) 0.1 $365k 5.0k 72.84
International Business Machines (IBM) 0.1 $319k 2.1k 151.47
Morgan Stanley Emerging Markets Fund 0.1 $346k 22k 15.59
Ishares Tr cmn (STIP) 0.1 $323k 3.3k 98.84
Gabelli mutual funds - (GGZ) 0.1 $336k 28k 12.21
General Mills (GIS) 0.1 $305k 7.1k 42.93
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 0.1 $313k 5.0k 62.04
Ingersoll-rand Co Ltd-cl A 0.1 $263k 2.6k 102.45
Nuveen Muni Value Fund (NUV) 0.1 $281k 30k 9.37
Eaton Vance Senior Income Trust (EVF) 0.1 $276k 43k 6.45
BlackRock MuniVest Fund (MVF) 0.1 $276k 32k 8.73
Royal Gold Inc conv 0.1 $277k 274k 1.01
Home Depot (HD) 0.1 $241k 1.2k 207.58
Analog Devices (ADI) 0.1 $243k 2.6k 92.33
Blackrock Municipal Income Trust (BFK) 0.1 $230k 19k 12.43
Western Asset Managed Municipals Fnd (MMU) 0.1 $254k 21k 12.10
Blackrock Muniyield Fund (MYD) 0.1 $249k 19k 13.11
New Senior Inv Grp 0.1 $258k 44k 5.89
Citrix Systems 0.1 $222k 2.0k 111.00
Pimco Municipal Income Fund II (PML) 0.1 $198k 15k 13.20
Blackrock Munivest Fund II (MVT) 0.1 $221k 17k 13.33
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $202k 14k 14.43
BlackRock MuniHolding Insured Investm 0.1 $200k 16k 12.50
Western Asset Municipal D Opp Trust 0.1 $205k 10k 20.50
BlackRock MuniHoldings Fund (MHD) 0.1 $194k 13k 14.92
MFS Government Markets Income Trust (MGF) 0.1 $188k 43k 4.43
Nuveen Enhanced Mun Value 0.1 $183k 14k 13.07
First Trust/FIDAC Mortgage Income Fund (FMY) 0.1 $161k 12k 13.36
BlackRock Income Trust 0.0 $130k 23k 5.73
Aegon 0.0 $90k 14k 6.44