Financial & Investment Management Group

Financial & Investment Management as of March 31, 2017

Portfolio Holdings for Financial & Investment Management

Financial & Investment Management holds 94 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Schwab Strategic Tr intrm trm (SCHR) 12.5 $37M 690k 53.61
Schwab Strategic Tr sht tm us tres (SCHO) 10.9 $32M 640k 50.46
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 9.8 $29M 2.6M 11.17
Silver Wheaton Corp 3.0 $8.9M 428k 20.84
Claymore Exchange-traded Fd gugg crp bd 2017 2.9 $8.5M 375k 22.62
Medical Properties Trust (MPW) 2.8 $8.4M 652k 12.89
Royal Gold (RGLD) 2.8 $8.4M 120k 70.05
Franklin Universal Trust (FT) 2.6 $7.7M 1.1M 6.99
New Senior Inv Grp 2.4 $7.0M 682k 10.20
LEGG MASON BW GLOBAL Income 2.3 $6.8M 535k 12.78
Sandstorm Gold (SAND) 2.2 $6.4M 1.5M 4.27
Vodafone Group New Adr F (VOD) 2.1 $6.4M 241k 26.43
Nokia Corporation (NOK) 2.1 $6.3M 1.2M 5.42
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 2.0 $6.1M 527k 11.51
Hannon Armstrong (HASI) 1.7 $5.0M 250k 20.20
Spirit Realty reit 1.6 $4.8M 474k 10.13
Cott Corp 1.5 $4.5M 365k 12.36
Global Self Storage (SELF) 1.5 $4.4M 918k 4.77
Templeton Global Income Fund 1.5 $4.3M 652k 6.65
Pimco Etf Tr 25yr+ zero u s (ZROZ) 1.5 $4.3M 39k 111.03
MFS Multimarket Income Trust (MMT) 1.4 $4.3M 697k 6.12
Duff & Phelps Global (DPG) 1.4 $4.1M 254k 16.26
SPDR Barclays Capital Long Term Tr (SPTL) 1.3 $3.8M 55k 69.74
U.S. Global Investors (GROW) 1.3 $3.7M 2.4M 1.56
Sibanye Gold 1.3 $3.7M 426k 8.81
iShares Lehman 7-10 Yr Treas. Bond (IEF) 1.3 $3.7M 35k 105.60
Global Wtr Res (GWRS) 1.2 $3.6M 415k 8.70
THE GDL FUND Closed-End fund (GDL) 1.2 $3.5M 354k 9.84
Covanta Holding Corporation 1.1 $3.3M 208k 15.70
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.9 $2.7M 262k 10.29
L Brands 0.9 $2.7M 57k 47.09
Vareit, Inc reits 0.9 $2.6M 312k 8.49
180 Degree Cap 0.8 $2.5M 1.7M 1.45
Walt Disney Company (DIS) 0.8 $2.4M 22k 113.38
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.8 $2.4M 29k 84.52
Alphabet Inc Class C cs (GOOG) 0.8 $2.2M 2.7k 829.39
Telefonaktiebolaget LM Ericsson (ERIC) 0.7 $2.0M 307k 6.64
Sunopta (STKL) 0.6 $1.9M 272k 6.95
Eversource Energy (ES) 0.6 $1.8M 30k 58.77
Vitamin Shoppe 0.6 $1.7M 84k 20.16
Abbott Laboratories (ABT) 0.5 $1.5M 33k 44.40
Calamos Global Total Return Fund (CGO) 0.5 $1.4M 118k 12.01
Fastenal Company (FAST) 0.5 $1.4M 27k 51.51
Berkshire Hathaway (BRK.B) 0.4 $1.2M 7.3k 166.69
Royce Global Value Tr (RGT) 0.4 $1.2M 131k 8.79
Blackstone Gso Strategic (BGB) 0.4 $1.1M 72k 15.84
EATON VANCE MI Municipal 0.4 $1.1M 84k 13.01
Iridium Communications (IRDM) 0.4 $1.1M 111k 9.65
BlackRock Credit All Inc Trust IV (BTZ) 0.3 $996k 76k 13.16
Nuveen Michigan Qlity Incom Municipal 0.3 $1.0M 76k 13.32
Associated Cap Group Inc cl a (AC) 0.3 $963k 27k 36.15
Colgate-Palmolive Company (CL) 0.3 $893k 12k 73.20
Procter & Gamble Company (PG) 0.3 $810k 9.0k 89.84
Nuveen Select Tax-Free Incom Portfolio 3 0.3 $767k 54k 14.20
Gabelli mutual funds - (GGZ) 0.3 $763k 67k 11.39
DTE Energy Company (DTE) 0.2 $730k 7.1k 102.16
MFS Intermediate Income Trust (MIN) 0.2 $717k 166k 4.31
Cohen & Steers REIT/P (RNP) 0.2 $719k 37k 19.35
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.2 $715k 46k 15.50
Alpine Global Premier Properties Fund 0.2 $690k 121k 5.72
Consolidated Edison (ED) 0.2 $648k 8.3k 77.67
Nuveen Select Tax Free Incom Portfolio 2 0.2 $644k 48k 13.42
BlackRock Global Opportunities Equity Tr (BOE) 0.2 $557k 45k 12.39
Nuveen Select Tax-Free Income Portfolio (NXP) 0.2 $547k 39k 14.03
Spark Networks 0.2 $572k 555k 1.03
Special Opp 3.5% Pfd Conv 0.2 $543k 22k 25.31
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.2 $462k 25k 18.59
Boulder Growth & Income Fund (STEW) 0.1 $456k 49k 9.31
Calamos Global Dynamic Income Fund (CHW) 0.1 $457k 59k 7.80
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $404k 3.3k 120.78
Clough Global Allocation Fun (GLV) 0.1 $410k 31k 13.28
Walgreen Boots Alliance (WBA) 0.1 $416k 5.0k 83.02
Apple (AAPL) 0.1 $364k 2.5k 143.48
International Business Machines (IBM) 0.1 $341k 2.0k 174.16
Lazard World Dividend & Income Fund 0.1 $316k 30k 10.66
Royal Gold Inc conv 0.1 $333k 314k 1.06
Turkish Investment Fund 0.1 $283k 34k 8.30
Morgan Stanley Emerging Markets Fund 0.1 $267k 18k 14.76
Nuveen Select Maturities Mun Fund (NIM) 0.1 $268k 27k 9.93
UnitedHealth (UNH) 0.1 $249k 1.5k 164.03
Templeton Dragon Fund (TDF) 0.1 $238k 13k 18.78
Morgan Stanley Asia Pacific Fund 0.1 $237k 15k 15.37
Cbre Clarion Global Real Estat re (IGR) 0.1 $247k 33k 7.46
Diversified Real Asset Inc F 0.1 $231k 13k 17.36
Analog Devices (ADI) 0.1 $216k 2.6k 82.07
Special Opportunities Fund (SPE) 0.1 $201k 14k 14.60
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.1 $179k 13k 13.34
Putnam Master Int. Income (PIM) 0.0 $119k 25k 4.68
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $120k 26k 4.62
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $129k 22k 5.82
B2gold Corp (BTG) 0.0 $105k 37k 2.83
Aegon 0.0 $65k 13k 5.14
Coffee Holding (JVA) 0.0 $53k 12k 4.62
Voya Prime Rate Trust sh ben int 0.0 $68k 13k 5.42