Financial & Investment Management Group

Financial & Investment Management as of March 31, 2015

Portfolio Holdings for Financial & Investment Management

Financial & Investment Management holds 128 positions in its portfolio as reported in the March 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 9.9 $41M 3.6M 11.34
American Realty Capital Prop 4.1 $17M 1.7M 9.85
BlackRock Credit All Inc Trust IV (BTZ) 3.8 $15M 1.1M 13.46
Gamco Global Gold Natural Reso (GGN) 3.4 $14M 2.0M 6.95
Gaiam 3.1 $13M 1.7M 7.29
AllianceBernstein Income Fund 2.8 $11M 1.5M 7.72
Janus Capital 2.7 $11M 637k 17.19
Pimco Dynamic Credit Income other 2.7 $11M 537k 20.42
MFS Multimarket Income Trust (MMT) 2.5 $10M 1.6M 6.35
Franklin Universal Trust (FT) 2.1 $8.7M 1.2M 7.22
SELECT INCOME REIT COM SH BEN int 2.1 $8.5M 339k 24.99
U.S. Global Investors (GROW) 1.9 $8.0M 2.5M 3.20
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 1.9 $7.9M 590k 13.35
Rcs Cap 1.9 $7.8M 734k 10.64
Government Properties Income Trust 1.8 $7.6M 330k 22.85
Cott Corp 1.8 $7.4M 795k 9.37
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 1.8 $7.4M 639k 11.53
Nuveen Qual Preferred Inc. Fund III 1.8 $7.3M 845k 8.66
Silver Wheaton Corp 1.7 $7.0M 368k 19.02
Western Asset Global Cp Defi (GDO) 1.7 $6.8M 385k 17.69
Lexington Realty Trust (LXP) 1.6 $6.4M 647k 9.83
Chambers Str Pptys 1.4 $6.0M 758k 7.88
Dominion Diamond Corp foreign 1.4 $5.9M 343k 17.09
Vodafone Group New Adr F (VOD) 1.4 $5.8M 176k 32.68
Blackstone Gso Strategic (BGB) 1.4 $5.6M 345k 16.18
Teradata Corporation (TDC) 1.3 $5.3M 120k 44.14
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 1.3 $5.2M 578k 9.05
Strategic Global Income Fund 1.3 $5.2M 614k 8.43
At&t (T) 1.2 $5.1M 157k 32.65
B2gold Corp (BTG) 1.2 $4.8M 3.1M 1.52
Cohen & Steers Clsd-End Optuny Fnd (FOF) 1.1 $4.6M 360k 12.89
New Gold Inc Cda (NGD) 1.1 $4.6M 1.4M 3.39
Royal Gold Inc conv 1.1 $4.3M 4.2M 1.03
Blackrock Res & Commodities Strategy Tr (BCX) 1.0 $4.0M 421k 9.56
MFS Intermediate Income Trust (MIN) 0.9 $3.8M 780k 4.87
Life Time Fitness 0.8 $3.4M 49k 70.97
Uti Worldwide 0.8 $3.1M 251k 12.30
Nuveen Intermediate 0.7 $3.0M 232k 12.96
Fastenal Company (FAST) 0.7 $2.9M 70k 41.44
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.7 $2.9M 139k 20.97
Eaton Vance Fltg Rate In 0.7 $2.9M 171k 17.00
Franklin Templeton (FTF) 0.7 $2.8M 234k 12.17
Putnam Municipal Opportunities Trust (PMO) 0.7 $2.8M 230k 12.26
Harris & Harris 0.7 $2.8M 896k 3.08
TiVo 0.6 $2.6M 246k 10.61
Travelzoo (TZOO) 0.6 $2.6M 274k 9.64
Diversified Real Asset Inc F 0.6 $2.6M 145k 18.10
Voya Prime Rate Trust sh ben int 0.6 $2.6M 463k 5.54
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.6 $2.6M 174k 14.69
Invesco Quality Municipal Inc Trust (IQI) 0.6 $2.4M 193k 12.56
LeapFrog Enterprises 0.6 $2.3M 1.1M 2.18
THE GDL FUND Closed-End fund (GDL) 0.6 $2.4M 228k 10.33
Fort Dearborn Income Securities 0.5 $2.2M 152k 14.37
Eaton Vance Mun Income Term Tr (ETX) 0.5 $2.2M 122k 17.82
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.5 $2.0M 151k 13.45
Pioneer Floating Rate Trust (PHD) 0.5 $1.9M 166k 11.63
Invesco Van Kampen Dyn Cr Opp Fund 0.5 $1.8M 154k 11.97
Eaton Vance Natl Mun Opport (EOT) 0.5 $1.8M 87k 21.20
Nuveen Int Dur Qual Mun Trm 0.4 $1.7M 132k 12.98
Eaton Vance Short Duration Diversified I (EVG) 0.4 $1.6M 114k 14.49
Cinedigm 0.4 $1.5M 941k 1.62
Dws Strategic Income Trust 0.4 $1.5M 131k 11.67
Eversource Energy (ES) 0.4 $1.5M 30k 50.54
Western Asset Municipal Partners Fnd 0.3 $1.4M 90k 15.56
LEGG MASON BW GLOBAL Income 0.3 $1.4M 86k 15.93
Genworth Financial (GNW) 0.3 $1.3M 180k 7.31
Cohen & Steers infrastucture Fund (UTF) 0.3 $1.2M 53k 22.73
John Hancock Patriot Premium Div Fund II (PDT) 0.3 $1.2M 87k 13.90
Morgan Stanley income sec 0.3 $1.2M 68k 17.91
Nuveen Performance Plus Municipal Fund 0.3 $1.1M 76k 14.87
Dreyfus Mun Bd Infrastructure 0.3 $1.1M 88k 12.78
Royce Global Value Tr (RGT) 0.3 $1.1M 140k 8.05
Nuveen Global High (JGH) 0.3 $1.1M 64k 17.07
Berkshire Hathaway (BRK.B) 0.3 $1.1M 7.4k 144.25
MFS Investment Grade Municipal Trust (CXH) 0.3 $1.1M 114k 9.44
EATON VANCE MI Municipal 0.2 $1.0M 79k 13.07
Bancroft Fund (BCV) 0.2 $1.0M 48k 20.94
BlackRock Floating Rate Income Strat. Fn (FRA) 0.2 $950k 68k 13.89
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.2 $956k 73k 13.14
Wesco Aircraft Holdings 0.2 $910k 59k 15.32
Zweig Total Return 0.2 $893k 65k 13.68
Colgate-Palmolive Company (CL) 0.2 $846k 12k 69.34
Western Asset Worldwide Income Fund 0.2 $855k 75k 11.35
Special Opportunities Fund (SPE) 0.2 $850k 55k 15.42
Procter & Gamble Company (PG) 0.2 $733k 9.0k 81.90
Templeton Dragon Fund (TDF) 0.2 $740k 30k 24.85
Federated Premier Intermediate Municipal 0.2 $727k 56k 12.99
Gabelli mutual funds - (GGZ) 0.2 $755k 71k 10.59
BlackRock Income Trust 0.2 $695k 108k 6.42
Montgomery Street Income Securities 0.2 $697k 41k 16.89
Spark Networks 0.2 $692k 171k 4.04
Medical Properties Trust (MPW) 0.2 $658k 45k 14.73
Madison Covered Call Eq Strat (MCN) 0.2 $664k 81k 8.21
Birner Dental Mgmt. Services 0.1 $616k 44k 13.90
Invesco Van Kampen Bond Fund (VBF) 0.1 $630k 34k 18.69
DTE Energy Company (DTE) 0.1 $571k 7.1k 80.71
Nuveen Insd Dividend Advantage (NVG) 0.1 $582k 40k 14.50
Pfizer (PFE) 0.1 $529k 15k 34.77
Boulder Growth & Income Fund (STEW) 0.1 $553k 65k 8.57
Google Inc Class C 0.1 $539k 984.00 547.76
Consolidated Edison (ED) 0.1 $512k 8.4k 60.95
Dover Saddlery 0.1 $451k 97k 4.65
Royce Micro Capital Trust (RMT) 0.1 $431k 44k 9.79
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $410k 30k 13.87
BlackRock Ltd. Duration Income Trust (BLW) 0.1 $370k 23k 15.81
Nuveen Select Tax-Free Incom Portfolio 3 0.1 $351k 24k 14.77
Blackrock Util & Infrastrctu (BUI) 0.1 $357k 18k 19.58
Templeton Global Income Fund 0.1 $334k 47k 7.18
Morgan Stanley Asia Pacific Fund 0.1 $311k 20k 15.74
Nuveen Select Tax-Free Income Portfolio (NXP) 0.1 $348k 24k 14.52
Zweig Fund 0.1 $333k 22k 15.38
Exxon Mobil Corporation (XOM) 0.1 $305k 3.6k 85.03
International Business Machines (IBM) 0.1 $272k 1.7k 160.57
Morgan Stanley Emerging Markets Fund 0.1 $301k 20k 14.84
Viasystems 0.1 $196k 11k 17.52
Microsoft Corporation (MSFT) 0.1 $208k 5.1k 40.68
United Parcel Service (UPS) 0.1 $216k 2.2k 97.08
UnitedHealth (UNH) 0.1 $204k 1.7k 118.26
BlackRock Floating Rate Income Trust (BGT) 0.1 $191k 14k 13.47
MFS InterMarket Income Trust I 0.1 $197k 23k 8.47
Calamos Strategic Total Return Fund (CSQ) 0.0 $156k 14k 11.23
Putnam Master Int. Income (PIM) 0.0 $123k 25k 4.89
Federated Enhanced Treasury 0.0 $139k 10k 13.55
Templeton Russia & East European Fund 0.0 $125k 13k 9.79
Cbre Clarion Global Real Estat re (IGR) 0.0 $116k 13k 8.98
Avon Products 0.0 $96k 12k 8.02
Aegon 0.0 $91k 12k 7.94
Coffee Holding (JVA) 0.0 $74k 15k 4.89