First Allied Securities

First Allied Securities portfolio companies for December 2011 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Apple (AAPL) 0.56 24026 405000.00 123.28
AT&T; (T) 0.43 243077 30239.96 32.70
Annaly Capital Management (NLY) 0.26 277047 15960.05 10.36
Altria (MO) 0.20 114818 29678.19 52.47
Abbott Laboratories (ABT) 0.14 43836 56229.08 46.40
3M Company (MMM) 0.11 23089 81730.82 162.72
American Capital Agency (AGNC) 0.10 64052 28080.01 20.97
Alpine Total Dynamic Dividend Fund (AOD) 0.08 307366 4380.02 8.76
Ipath Dow Jones-aig Commodity 0.07 26524 42240.05 0.00
Bank of America Corporation (BAC) 0.06 199120 5559.99 15.95
Amgen (AMGN) 0.05 12215 64736.39 153.92
ATP Oil & Gas Corporation (ATPG) 0.05 110960 7360.00 0.00
Ares Capital Corporation (ARCC) 0.05 57838 15450.02 16.86
AllianceBernstein Income Fund (ACG) 0.05 99860 8070.11 7.51
Apache Corporation (APA) 0.04 7160 90574.44 60.29
Ashford Hospitality Trust (AHT) 0.04 94000 8000.00 9.63
Baidu (BIDU) 0.04 5413 116471.46 207.29
Alliance Resource Partners (ARLP) 0.04 8560 75580.26 35.34
Aberdeen Asia-Pacific Income Fund (FAX) 0.04 84551 7330.03 5.41
AllianceBernstein Global Hgh Incm Fd (AWF) 0.04 49217 14169.98 12.60
Atlantic Power Corporation (ATP) 0.04 43300 14300.00 0.00
* Barrick Gold 0.03 13258 45250.19 0.00
Ameren Corporation (AEE) 0.03 13009 33129.99 41.21
B&G; Foods (BGS) 0.03 21632 24070.50 27.76
Nicholas-Applegate Conv. & Inc Fund II (NCZ) 0.03 71789 7870.08 8.48
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.03 35395 14780.00 13.62
Aberdeen Chile Fund (CH) 0.03 33066 15039.68 7.30
American Express Company (AXP) 0.02 6324 47170.15 79.39
Archer Daniels Midland Company (ADM) 0.02 12099 28599.97 45.32
Automatic Data Processing (ADP) 0.02 5608 54011.23 85.00
Anadarko Petroleum Corporation (APC) 0.02 4997 76330.60 79.89
Baker Hughes Incorporated (BHI) 0.02 5665 48639.89 59.73
American Electric Power Company (AEP) 0.02 7042 41311.56 55.21
Balchem Corporation (BCPC) 0.02 9350 41840.75 55.89
Amazon (AMZN) 0.02 2456 173103.01 372.62
AmeriGas Partners (APU) 0.02 5939 45910.59 47.34
Banco de Chile (BCH) 0.02 5123 81750.73 67.19
Anworth Mortgage Asset Corporation (ANH) 0.02 66198 6280.01 5.14
Apollo Investment (AINV) 0.02 41075 6440.00 7.73
AGIC Convertible & Income Fund (NCV) 0.02 31211 8450.03 9.06
Banco Santander (BSBR) 0.01 13885 8140.01 4.35
Ace Limited Cmn 0.01 1756 70120.16 0.00
Bank of New York Mellon Corporation (BK) 0.01 5969 19909.87 39.44
Baxter International (BAX) 0.01 4715 49479.96 67.92
American Eagle Outfitters (AEO) 0.01 6602 15289.76 16.91
American Tower Corporation (AMT) 0.01 2976 60011.09 94.60
Adobe Systems Incorporated (ADBE) 0.01 7242 28269.95 76.64
AFLAC Incorporated (AFL) 0.01 4335 43259.98 61.39
Akamai Technologies (AKAM) 0.01 5478 32279.66 69.99
Becton, Dickinson and (BDX) 0.01 2830 74709.19 142.79
Air Products & Chemicals (APD) 0.01 1568 85190.05 152.20
Alcoa (AA) 0.01 28936 8650.12 9.88
Allergan (AGN) 0.01 2403 87739.91 234.98
Allstate Corporation (ALL) 0.01 4166 27409.99 68.72
BB&T; Corporation (BBT) 0.01 6284 25170.11 37.76
Accenture 0.01 3461 53225.95 0.00
Anheuser-Busch InBev NV (BUD) 0.01 3055 60990.51 120.72
Applied Materials (AMAT) 0.01 19842 10710.06 23.76
American Capital (ACAS) 0.01 27251 6729.88 14.80
AeroVironment (AVAV) 0.01 3460 31470.23 25.59
AllianceBernstein Holding (AB) 0.01 9414 13080.09 28.01
Assured Guaranty 0.01 19000 13140.00 0.00
ABB (ABB) 0.01 8831 18830.03 20.21
ARM Holdings (ARMH) 0.01 6914 27669.80 52.66
Associated Banc- (ASBC) 0.01 7834 11170.03 18.42
Albemarle Corporation (ALB) 0.01 2637 51510.05 54.36
Aruba Networks (ARUN) 0.01 5593 18519.94 24.49
AVI BioPharma (AVII) 0.01 171700 745.00 0.00
Bank Of Montreal Cadcom Npv 0.01 3018 54810.47 0.00
Alpine Global Premier Properties Fund (AWP) 0.01 22686 5300.19 6.72
Babcock & Wilcox (BWC) 0.01 10052 24140.07 30.18
Aberdeen Australia Equity Fund (IAF) 0.01 27008 9050.06 7.22
Barclays Bank 0.01 11700 19770.00 0.00
Agic Equity & Conv Income Fd 0.01 11535 15600.00 0.00
Aberdeen Israel Fund (ISL) 0.01 7434 12750.34 16.74
Alpine Global Dynamic Dividend Fund (AGD) 0.01 38722 5170.06 10.08
Alliance California Municipal Income Fun (AKP) 0.01 6496 14510.01 13.81
Alliance New York Municipal Income Fund, (AYN) 0.01 9825 15270.03 13.64
* America Movil Sab De Cv spon adr l shs 0.00 1483 22594.74 0.00
ANSYS (ANSS) 0.00 24 57291.67 85.06
Aon Corporation (AON) 0.00 517 46800.77 96.00
Ameriprise Financial (AMP) 0.00 639 49643.19 131.20
Affiliated Managers (AMG) 0.00 28 95964.29 209.73
Allos Therapeutics (ALTH) 0.00 3000 1420.00 0.00
AGL Resources (AGL) 0.00 379 42261.21 0.00
AES Corporation (AES) 0.00 283 11837.46 12.14
Beazer Homes USA (BZH) 0.00 3580 2479.89 15.91
Autodesk (ADSK) 0.00 309 30333.33 60.20
Avon Products (AVP) 0.00 1249 17469.98 8.09
Bed Bath & Beyond (BBBY) 0.00 841 57971.46 74.05
Airgas (ARG) 0.00 900 78080.00 114.17
Avery Dennison Corporation (AVY) 0.00 20 28700.00 51.65
C.R. Bard (BCR) 0.00 600 85500.00 166.60
BE Aerospace (BEAV) 0.00 542 38708.49 61.12
Analog Devices (ADI) 0.00 675 35780.74 57.76
AmerisourceBergen (ABC) 0.00 984 37190.04 103.61
Arch Coal (ACI) 0.00 2450 14510.20 0.99
Agrium 0.00 1044 67115.90 0.00
AstraZeneca (AZN) 0.00 772 46295.34 64.92
Aetna (AET) 0.00 438 42191.78 100.76
AngloGold Ashanti (AU) 0.00 270 42451.85 8.98
AGCO Corporation (AGCO) 0.00 9 43000.00 47.82
Arrow Electronics (ARW) 0.00 1190 37410.08 60.53
Avnet (AVT) 0.00 24 31083.33 45.00
AOL (AOL) 0.00 372 15091.40 39.28
Agilent Technologies Inc C ommon 0.00 1211 34929.81 0.00
Abercrombie & Fitch (ANF) 0.00 225 48840.00 21.19
Barclays (BCS) 0.00 2593 10989.59 15.15
Belo (BLC) 0.00 5000 6300.00 0.00
99 Cents Only Stores (NDN) 0.00 300 21950.00 0.00
W.R. Berkley Corporation (WRB) 0.00 69 34405.80 49.84
Advance Auto Parts (AAP) 0.00 53 69622.64 147.03
Aeropostale (ARO) 0.00 5613 15250.85 3.97
AutoZone (AZO) 0.00 2 325000.00 644.63
Ascent Media Corporation (ASCMA) 0.00 5 50800.00 42.18
AvalonBay Communities (AVB) 0.00 249 130598.39 167.28
Bce 0.00 346 41673.41 0.00
Aptar (ATR) 0.00 27 52185.19 63.62
Aaron's (AAN.A) 0.00 49 26673.47 0.00
Avis Budget (CAR) 0.00 80 10725.00 59.56
ACCO Brands Corporation (ABD) 0.00 203 9650.25 0.00
Alpha Natural Resources (ANR) 0.00 2569 20430.13 1.02
AMR Corporation (AMR) 0.00 37875 349.99 0.00
Aspen Insurance Holdings Ltd shs 0.00 400 26500.00 0.00
Atmel Corporation (ATML) 0.00 2015 8100.25 8.60
Advanced Micro Devices (AMD) 0.00 4400 5400.00 2.92
Amphenol Corporation (APH) 0.00 238 45390.76 57.35
Aes Tr Iii pfd cv 6.75% 0.00 1275 49090.20 0.00
Barnes & Noble (BKS) 0.00 1292 14480.65 22.97
Activision Blizzard (ATVI) 0.00 1994 12321.97 22.67
Allscripts Healthcare Solutions (MDRX) 0.00 900 18940.00 11.88
American Axle & Manufact. Holdings (AXL) 0.00 220 9890.91 24.36
ArcelorMittal (MT) 0.00 321 18186.92 10.31
Alere (ALR) 0.00 200 23090.00 47.27
AngioDynamics (ANGO) 0.00 300 14810.00 17.60
Apogee Enterprises (APOG) 0.00 1000 12260.00 42.50
Atlas Pipeline Partners (APL) 0.00 400 37150.00 0.00
American Campus Communities (ACC) 0.00 511 41960.86 40.71
Air Methods Corporation (AIRM) 0.00 60 84450.00 50.09
Alaska Communications Systems (ALSK) 0.00 2800 3010.00 1.75
Altera Corporation (ALTR) 0.00 1270 37100.79 35.31
Ariba (ARBA) 0.00 16 28062.50 0.00
Atmos Energy Corporation (ATO) 0.00 846 33349.88 51.93
Atwood Oceanics (ATW) 0.00 77 39792.21 28.96
Acuity Brands (AYI) 0.00 17 53000.00 159.34
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.00 710 8569.01 9.42
Alliant Energy Corporation (LNT) 0.00 222 44108.11 60.35
Banco Santander, S.A. (STD) 0.00 7326 7519.66 0.00
Aluminum Corp. of China (ACH) 0.00 614 10799.67 11.54
ARGO GROUP INTERNATIONAL Holdi Com Stk 0.00 97 28958.76 0.00
AK Steel Holding Corporation (AKS) 0.00 1182 8259.73 3.95
Allegiant Travel Company (ALGT) 0.00 500 53340.00 190.33
Alon USA Energy (ALJ) 0.00 500 8710.00 14.28
Applied Micro Circuits Corporation (AMCC) 0.00 2889 6719.97 5.35
Amylin Pharmaceuticals (AMLN) 0.00 500 11380.00 0.00
American Superconductor Corporation (AMSC) 0.00 150 3693.33 0.79
Amerisafe (AMSF) 0.00 1330 23250.38 39.88
Ashland (ASH) 0.00 153 57156.86 123.50
AsiaInfo-Linkage (ASIA) 0.00 280 7750.00 11.99
Asml Holding Nv Adr depository receipts 0.00 266 41789.47 0.00
Alliant Techsystems (ATK) 0.00 644 57159.94 0.00
Audiocodes Ltd Com Stk 0.00 300 3900.00 0.00
Banco Bradesco SA (BBD) 0.00 492 16680.89 10.81
Aqua America (WTR) 0.00 3296 22050.36 25.80
Agree Realty Corporation (ADC) 0.00 2209 24378.00 31.80
Agni 0.00 556 36305.76 0.00
ALLETE (ALE) 0.00 594 41979.80 52.24
America Movil SAB de CV (AMOV) 0.00 1270 22480.31 19.62
Arena Pharmaceuticals (ARNA) 0.00 12700 1870.00 4.61
American States Water Company (AWR) 0.00 1000 34900.00 38.80
Alexander & Baldwin (ALEX) 0.00 533 40842.40 38.52
Badger Meter (BMI) 0.00 525 29430.48 56.21
Bk Nova Cad 0.00 1274 49810.83 0.00
Active Power (ACPW) 0.00 70000 660.00 2.30
Aixtron AG (AIXG) 0.00 510 12700.00 7.75
AMETEK (AME) 0.00 28 42107.14 51.35
Anixter International (AXE) 0.00 1000 59640.00 75.63
AZZ Incorporated (AZZ) 0.00 1000 45440.00 42.90
Beneficial Mutual Ban (BNCL) 0.00 3744 8360.04 10.93
Alcatel-Lucent (ALU) 0.00 7062 1565.85 3.76
Allegheny Technologies Incorporated (ATI) 0.00 440 47800.00 31.49
Alexandria Real Estate Equities (ARE) 0.00 200 68970.00 94.19
Axcelis Technologies (ACLS) 0.00 660 1330.30 2.65
Accuray Incorporated (ARAY) 0.00 4125 4230.06 8.54
Allied Nevada Gold (ANV) 0.00 1000 30280.00 0.86
Asa Limited shs 0.00 42 26190.48 0.00
Arlington Asset Investment (AI) 0.00 200 21330.00 24.48
Acme Packet (APKT) 0.00 1008 30910.71 0.00
AECOM Technology Corporation (ACM) 0.00 1728 20570.02 29.32
American International (AIG) 0.00 1877 23199.25 54.59
American Water Works (AWK) 0.00 99 31858.59 52.46
Bank Of America Corporation warrant 0.00 3500 2020.00 0.00
Bank Of America Corporation preferred 0.00 66 786000.00 0.00
Addus Homecare 0.00 1500 3570.00 0.00
Ariad Pharmaceuticals (ARIA) 0.00 506 12250.99 8.09
Bank Of America Corp w exp 10/201 0.00 7150 310.07 0.00
IPATH MSCI India Index Etn 0.00 766 46620.10 0.00
3D Systems Corporation (TDSC) 0.00 600 14400.00 0.00
Barclays Bk Plc Ipsp croil etn 0.00 853 25120.75 0.00
Ancestry (ACOM) 0.00 200 22960.00 0.00
Advent Claymore Convertible Sec & Inc Fd (AVK) 0.00 4568 14729.64 16.98
Alerian Mlp Etf 0.00 2924 16620.04 0.00
American Municipal Income Portfolio (XAA) 0.00 1200 14546.67 0.00
American Select Portfolio (SLA) 0.00 1903 9998.42 0.00
American Strategic Income Portfolio (ASP) 0.00 1453 10671.71 0.00
American Strategic Income Portfolio III (CSP) 0.00 1000 6520.00 0.00
American Strategic Income Portf. Inc II (BSP) 0.00 1700 8060.00 0.00
Barclays Bank Plc 8.125% Non C pfd 0.00 1400 22280.00 0.00
Aeterna Zentaris 0.00 750 1540.00 0.00
American River Bankshares (AMRB) 0.00 1050 4550.48 9.51
Barclays Bank Plc Ipathdow Jones Aig etf 0.00 800 3770.00 0.00
Barclays Bk Plc Ipspgs Ttl Etn etf 0.00 256 33750.00 0.00
Barclays Bank 0.00 1500 21080.00 0.00
America First Tax Exempt Investors (ATAX) 0.00 3115 4939.97 5.65
Barclays Bk Plc etn djubs copr37 0.00 645 44040.31 0.00
Barclays Bk Plc etn cboe spbuy 0.00 52 50403.85 0.00
Barclays Bank Plc etn djubsplatm38 0.00 7 32000.00 0.00
Cohen & Steers Glbl Relt (GRI) 0.00 1103 32584.77 44.07
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.00 5437 6299.98 0.00
Advent/Claymore Enhanced Growth & Income (LCM) 0.00 950 8980.00 9.28
Barclays Bank Plc Pfd. 6.625% pfd 0.00 3500 18340.00 0.00
Aberdeen Latin Amer Eqty Fd 0.00 500 30100.00 0.00
Dent Tactical ETF (DENT) 0.00 500 18746.00 0.00
Barclays Bank Plc etn djubs sgar38 0.00 625 81800.00 0.00
Aetrium (ATRM) 0.00 300 730.00 3.14
Asia Pacific Fund (APB) 0.00 214 9401.87 10.99
Apricus Bioscience (APRI) 0.00 1833 5159.85 2.24
Jefferies CRB Global Commodity ETF (CRBQ) 0.00 250 42540.00 37.19
Asia Tigers Fund (GRR) 0.00 102 12009.80 11.39
Barclays Bk Plc s^p 500 veqtor 0.00 10 126000.00 0.00