Howe and Rusling as of Sept. 30, 2012
Portfolio Holdings for Howe and Rusling
Howe and Rusling holds 0 positions in its portfolio as reported in the September 2012 quarterly 13F filing
Howe & Rusling
FORM 13F
September 30, 2012
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
88579Y101 3M CO COM 2391.706025 25878.6629 SH Sole 25878.6629 0 25878.6629
000375204 ABB LTD SPONSORED ADR 1.87 100 SH Sole 100 0 100
002824100 ABBOTT LABS COM 1802.85376 26296 SH Sole 26296 0 26296
003009107 ABERDEEN ASIA PACIFIC INCOM COM 2.66854 343 SH Sole 343 0 343
003021714 ABERDEEN EMERG MKTS TELE^INF COM 39.60307162 2800.783 SH Sole 2800.783 0 2800.783
00301L109 ABERDEEN ISRAEL FUND INC COM 6.445 500 SH Sole 500 0 500
00504W100 ACTIVE POWER INC COM 0.4 500 SH Sole 500 0 500
00724F101 ADOBE SYS INC COM 3.2435 100 SH Sole 100 0 100
008252108 AFFILIATED MANAGERS GROUP COM 348.705 2835 SH Sole 2835 0 2835
001055102 AFLAC INC COM 3564.989621 74456.759 SH Sole 74456.759 0 74456.759
001084102 AGCO CORP COM 390.9978 8235 SH Sole 8235 0 8235
00846U101 AGILENT TECHNOLOGIES INC COM 2799.765626 72815.751 SH Sole 72815.751 0 72815.751
01881E101 ALLIANCEBERNSTEIN INCOME FUN COM 1.540711584 178.3231 SH Sole 178.3231 0 178.3231
020002101 ALLSTATE CORP COM 1.74284 44 SH Sole 44 0 44
020875209 ALPINE TOTAL DYNAMIC DIVID F COM SBI 14.70024825 4140.915 SH Sole 4140.915 0 4140.915
L0175J104 ALTISOURCE PORTFOLIO SOLNS S REG SHS 66.4125 770 SH Sole 770 0 770
02209S103 ALTRIA GROUP INC COM 2564.79203 76813.1785 SH Sole 76813.1785 0 76813.1785
023135106 AMAZON COM INC COM 1.2716 5 SH Sole 5 0 5
02553E106 AMERICAN EAGLE OUTFITTERS NE COM 52.7 2500 SH Sole 2500 0 2500
025537101 AMERICAN ELEC PWR INC COM 21.97 500 SH Sole 500 0 500
26874156 AMERICAN INTL GROUP INC *W EXP 01/19/202 0.7801 58 SH Sole 58 0 58
030111108 AMERICAN SUPERCONDUCTOR CORP COM 1.245 300 SH Sole 300 0 300
031162100 AMGEN INC COM 265.5135 3150 SH Sole 3150 0 3150
032511107 ANADARKO PETE CORP COM 87.4 1250 SH Sole 1250 0 1250
03600T104 ANNIES INC COM 1.3452 30 SH Sole 30 0 30
00187E203 API TECHNOLOGIES CORP COM NEW 15.498 5400 SH Sole 5400 0 5400
037833100 APPLE INC COM 5792.555836 8683.1246 SH Sole 8683.1246 0 8683.1246
04315J845 ARTIO GLOBAL INVS INC COM CL A 10.02237292 974.939 SH Sole 974.939 0 974.939
00206R102 AT^T INC COM 1107.626 29380 SH Sole 29380 0 29380
04878Q863 ATLANTIC PWR CORP COM NEW 40.2424 2690 SH Sole 2690 0 2690
049513104 ATMEL CORP COM 2.14608 408 SH Sole 408 0 408
053015103 AUTOMATIC DATA PROCESSING IN COM 632.6481 10785 SH Sole 10785 0 10785
053470100 AVALON RARE METALS INC COM 0.585 300 SH Sole 300 0 300
053484101 AVALONBAY CMNTYS INC COM 58.20372 428 SH Sole 428 0 428
05508R106 B & G FOODS INC NEW COM 1.5155 50 SH Sole 50 0 50
056752108 BAIDU INC SPON ADR REP A 2.92225 25 SH Sole 25 0 25
058586108 BALLARD PWR SYS INC NEW COM 0.3231 450 SH Sole 450 0 450
060505104 BANK OF AMERICA CORPORATION COM 11.66443 1321 SH Sole 1321 0 1321
060505146 BANK OF AMERICA CORPORATION *W EXP 01/16/201 0.86132 244 SH Sole 244 0 244
06739H305 BARCLAYS BANK PLC ETN DJUBS GRNS37 96.24 1600 SH Sole 1600 0 1600
067901108 BARRICK GOLD CORP COM 7.308 175 SH Sole 175 0 175
075887109 BECTON DICKINSON & CO COM 556.9904 7090 SH Sole 7090 0 7090
075896100 BED BATH & BEYOND INC COM 2702.385 42895 SH Sole 42895 0 42895
84670207 BERKSHIRE HATHAWAY INC DEL CL B NEW 165.816 1880 SH Sole 1880 0 1880
084670702 BERKSHIRE HATHAWAY INC DEL CL B NEW 119.07 1350 SH Sole 1350 0 1350
05541T101 BGC PARTNERS INC CL A 1.96 400 SH Sole 400 0 400
09255X100 BLACKROCK FLOAT RATE OME STR COM 15.07 1000 SH Sole 1000 0 1000
09248F109 BLACKROCK MUN INCOME TR SH BEN INT 33 2000 SH Sole 2000 0 2000
095229100 BLUCORA INC COM 57.08105 3205 SH Sole 3205 0 3205
096627104 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 17.4375 625 SH Sole 625 0 625
097023105 BOEING CO COM 139.19 2000 SH Sole 2000 0 2000
101121101 BOSTON PROPERTIES INC COM 33.183 300 SH Sole 300 0 300
055622104 BP PLC SPONSORED ADR 210.0886941 4959.6009 SH Sole 4959.6009 0 4959.6009
055630107 BP PRUDHOE BAY RTY TR UNIT BEN INT 9.385 100 SH Sole 100 0 100
105368203 BRANDYWINE RLTY TR SH BEN INT NEW 6.095 500 SH Sole 500 0 500
109696104 BRINKS CO COM 359.66 14000 SH Sole 14000 0 14000
110122108 BRISTOL MYERS SQUIBB CO COM 50.45625 1495 SH Sole 1495 0 1495
G16962105 BUNGE LIMITED COM 8.046 120 SH Sole 120 0 120
127097103 CABOT OIL & GAS CORP COM 131.7366 2934 SH Sole 2934 0 2934
127190304 CACI INTL INC CL A 51.79 1000 SH Sole 1000 0 1000
12811P108 CALAMOS CONV & HIGH INCOME F COM SHS 12.66 1000 SH Sole 1000 0 1000
13321L108 CAMECO CORP COM 9.725 500 SH Sole 500 0 500
13342B105 CAMERON INTERNATIONAL CORP COM 2.8035 50 SH Sole 50 0 50
136385101 CANADIAN NAT RES LTD COM 3.079 100 SH Sole 100 0 100
14067E506 CAPSTEAD MTG CORP COM NO PAR 1.349 100 SH Sole 100 0 100
140781105 CARBO CERAMICS INC COM 185.2994 2945 SH Sole 2945 0 2945
14161H108 CARDTRONICS INC COM 42.8544 1440 SH Sole 1440 0 1440
147195101 CASCADE CORP COM 115.5014 2110 SH Sole 2110 0 2110
149123101 CATERPILLAR INC DEL COM 2994.086257 34798.771 SH Sole 34798.771 0 34798.771
124830100 CBL & ASSOC PPTYS INC COM 11.35288 532 SH Sole 532 0 532
136069101 CDN IMPERIAL BK OF COMMERCE COM 1376.144 17600 SH Sole 17600 0 17600
150837409 CEL-SCI CORP COM NEW 5.52 16000 SH Sole 16000 0 16000
15135B101 CENTENE CORP DEL COM 351.09285 9385 SH Sole 9385 0 9385
156431108 CENTURY ALUM CO COM 7.1599 1000 SH Sole 1000 0 1000
156700106 CENTURYLINK INC COM 5.4944 136 SH Sole 136 0 136
M22465104 CHECK POINT SOFTWARE TECH LT ORD 2723.9296 56560 SH Sole 56560 0 56560
16411Q101 CHENIERE ENERGY PARTNERS LP COM UNIT 1.1435 50 SH Sole 50 0 50
166764100 CHEVRON CORP NEW COM 6414.461732 55031.415 SH Sole 55031.415 0 55031.415
167250109 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 346.04765 9085 SH Sole 9085 0 9085
171232101 CHUBB CORP COM 15.256 200 SH Sole 200 0 200
17275R102 CISCO SYS INC COM 87.837 4600 SH Sole 4600 0 4600
125581801 CIT GROUP INC COM NEW 11.39285 301 SH Sole 301 0 301
172967424 CITIGROUP INC *W EXP 01/04/201 6.90392 211 SH Sole 211 0 211
19075F106 COBALT INTL ENERGY INC COM 44.54 2000 SH Sole 2000 0 2000
191216100 COCA COLA CO COM 1493.120375 39365.1562 SH Sole 39365.1562 0 39365.1562
19248Y107 COHEN & STEERS SLT PFD INCM COM 64.61057246 1895.294 SH Sole 1895.294 0 1895.294
194162103 COLGATE PALMOLIVE CO COM 68.0847 635 SH Sole 635 0 635
195872106 COLONIAL PPTYS TR COM SH BEN INT 10.525 500 SH Sole 500 0 500
198516106 COLUMBIA SPORTSWEAR CO COM 276.72515 5135 SH Sole 5135 0 5135
20030N101 COMCAST CORP NEW CL A 19.195065 537 SH Sole 537 0 537
203233101 COMMONWEALTH REIT COM SH BEN INT 12.01399909 825.1373 SH Sole 825.1373 0 825.1373
20825C104 CONOCOPHILLIPS COM 4941.170246 86414.31 SH Sole 86414.31 0 86414.31
209115104 CONSOLIDATED EDISON INC COM 13.80793296 230.5549 SH Sole 230.5549 0 230.5549
21036P108 CONSTELLATION BRANDS INC CL A 6.47 200 SH Sole 200 0 200
219350105 CORNING INC COM 61.805 4700 SH Sole 4700 0 4700
22160K105 COSTCO WHSL CORP NEW COM 67.1072 670 SH Sole 670 0 670
G2554F113 COVIDIEN PLC SHS 5.11012 86 SH Sole 86 0 86
126153105 CPFL ENERGIA S A SPONSORED ADR 1.3146 60 SH Sole 60 0 60
22542D761 CREDIT SUISSE NASSAU BRH VIX SHT TRM FT 0.304 200 SH Sole 200 0 200
126408103 CSX CORP COM 20.75 1000 SH Sole 1000 0 1000
231021106 CUMMINS INC COM 9.221 100 SH Sole 100 0 100
237194105 DARDEN RESTAURANTS INC COM 113.1725 2030 SH Sole 2030 0 2030
237266101 DARLING INTL INC COM 470.51025 25725 SH Sole 25725 0 25725
23317H102 DDR CORP COM 7.119097344 463.4829 SH Sole 463.4829 0 463.4829
244199105 DEERE & CO COM 4.619293146 56.0118 SH Sole 56.0118 0 56.0118
23317H508 DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 75.0662 2980 SH Sole 2980 0 2980
25179M103 DEVON ENERGY CORP NEW COM 2.42 40 SH Sole 40 0 40
25243Q205 DIAGEO P L C SPON ADR NEW 5441.399767 48269.314 SH Sole 48269.314 0 48269.314
253393102 DICKS SPORTING GOODS INC COM 103.7 2000 SH Sole 2000 0 2000
253651103 DIEBOLD INC COM 23.597 700 SH Sole 700 0 700
254709108 DISCOVER FINL SVCS COM 4405.557236 110887.421 SH Sole 110887.421 0 110887.421
254687106 DISNEY WALT CO COM DISNEY 224.804 4300 SH Sole 4300 0 4300
23325P104 DNP SELECT INCOME FD COM 49.14 4550 SH Sole 4550 0 4550
260003108 DOVER CORP COM 4357.503769 73247.668 SH Sole 73247.668 0 73247.668
233331107 DTE ENERGY CO COM 11.988 200 SH Sole 200 0 200
263534109 DU PONT E I DE NEMOURS & CO COM 5.27835 105 SH Sole 105 0 105
26441C204 DUKE ENERGY CORP NEW COM NEW 22.15487571 341.949 SH Sole 341.949 0 341.949
264411505 DUKE REALTY CORP COM NEW 10.68753063 727.0429 SH Sole 727.0429 0 727.0429
26817R108 DYNEGY INC DEL COM 0.00342 9 SH Sole 9 0 9
Y2187A101 EAGLE BULK SHIPPING INC SHS NEW 1.81583 503 SH Sole 503 0 503
277432100 EASTMAN CHEM CO COM 1095.1621 19210 SH Sole 19210 0 19210
278058102 EATON CORP COM 9.454 200 SH Sole 200 0 200
27828G107 EATON VANCE TAX ADVT DIV INC COM 41.5 2500 SH Sole 2500 0 2500
291011104 EMERSON ELEC CO COM 1509.4029 31270 SH Sole 31270 0 31270
29250R106 ENBRIDGE ENERGY PARTNERS L P COM 23.552 800 SH Sole 800 0 800
292505104 ENCANA CORP COM 6.576 300 SH Sole 300 0 300
29266R108 ENERGIZER HLDGS INC COM 34.76826 466 SH Sole 466 0 466
29285W104 ENGILITY HLDGS INC COM 0.46125 25 SH Sole 25 0 25
29358Q109 ENSCO PLC SHS CLASS A 81.84 1500 SH Sole 1500 0 1500
29364G103 ENTERGY CORP NEW COM 69.3 1000 SH Sole 1000 0 1000
293792107 ENTERPRISE PRODS PARTNERS L COM 158.2272 2952 SH Sole 2952 0 2952
26926V107 EV ENERGY PARTNERS LP COM UNITS 1.8636 30 SH Sole 30 0 30
30161N101 EXELON CORP COM 30.31416 852 SH Sole 852 0 852
30219G108 EXPRESS SCRIPTS HLDG CO COM 3335.98695 53265 SH Sole 53265 0 53265
30225T102 EXTRA SPACE STORAGE INC COM 43.225 1300 SH Sole 1300 0 1300
30231G102 EXXON MOBIL CORP COM 1664.48145 18201 SH Sole 18201 0 18201
30303M102 FACEBOOK INC CL A 6.498 300 SH Sole 300 0 300
314211103 FEDERATED INVS INC PA CL B 0.68277 33 SH Sole 33 0 33
31428X106 FEDEX CORP COM 1.7173629 20.295 SH Sole 20.295 0 20.295
33734X135 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 304.37155 19985 SH Sole 19985 0 19985
33731K102 FIRST TR/ABERDEEN EMERG OPT COM 1.273130288 57.4621 SH Sole 57.4621 0 57.4621
337930507 FLAGSTAR BANCORP INC COM NEW 1.1 1000 SH Sole 1000 0 1000
344419106 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 2865.715635 31155.856 SH Sole 31155.856 0 31155.856
345370860 FORD MTR CO DEL *W EXP 01/01/201 1718.133922 174252.9333 SH Sole 174252.9333 0 174252.9333
345370860 FORD MTR CO DEL COM PAR $0.01 85.428 3150 SH Sole 3150 0 3150
354613101 FRANKLIN RES INC COM 3717.248744 29721.346 SH Sole 29721.346 0 29721.346
35671D857 FREEPORT-MCMORAN COPPER & GO COM 1844.459834 46600.8043 SH Sole 46600.8043 0 46600.8043
35906A108 FRONTIER COMMUNICATIONS CORP COM 1.79889 366 SH Sole 366 0 366
364730101 GANNETT INC COM 4.26 240 SH Sole 240 0 240
365558105 GARDNER DENVER INC COM 48.328 800 SH Sole 800 0 800
368802104 GENERAL AMERN INVS INC COM 22.40526 771 SH Sole 771 0 771
369550108 GENERAL DYNAMICS CORP COM 56.06976 848 SH Sole 848 0 848
369604103 GENERAL ELECTRIC CO COM 1034.543483 45554.5347 SH Sole 45554.5347 0 45554.5347
370334104 GENERAL MLS INC COM 128.51625 3225 SH Sole 3225 0 3225
37045V100 GENERAL MTRS CO COM 0.6825 30 SH Sole 30 0 30
37045V118 GENERAL MTRS CO *W EXP 07/10/201 0.38584 28 SH Sole 28 0 28
37045V126 GENERAL MTRS CO *W EXP 07/10/201 0.23128 28 SH Sole 28 0 28
374297109 GETTY RLTY CORP NEW COM 8.975 500 SH Sole 500 0 500
375558103 GILEAD SCIENCES INC COM 4884.20955 73635 SH Sole 73635 0 73635
37733W105 GLAXOSMITHKLINE PLC SPONSORED ADR 46.24 1000 SH Sole 1000 0 1000
37950E747 GLOBAL X FDS GLOB X NOR ETF 3.02 200 SH Sole 200 0 200
37950E754 GLOBAL X FDS GLB X URANIUM 1.9125 250 SH Sole 250 0 250
38141G104 GOLDMAN SACHS GROUP INC COM 39.788 350 SH Sole 350 0 350
38259P508 GOOGLE INC CL A 3.7725 5 SH Sole 5 0 5
393657101 GREENBRIER COS INC COM 24.21 1500 SH Sole 1500 0 1500
406216101 HALLIBURTON CO COM 3325.13626 98698.019 SH Sole 98698.019 0 98698.019
410123103 HANCOCK JOHN INCOME SECS TR COM 22.425 1300 SH Sole 1300 0 1300
431475102 HEALTHSOUTH CORP COM NEW 131.4965 4525 SH Sole 4525 0 4525
422704106 HECLA MNG CO COM 9.89752946 1511.0732 SH Sole 1511.0732 0 1511.0732
423074103 HEINZ H J CO COM 590.3844 10552 SH Sole 10552 0 10552
42809H107 HESS CORP COM 12.087 225 SH Sole 225 0 225
428236103 HEWLETT PACKARD CO COM 1.74012 102 SH Sole 102 0 102
428291108 HEXCEL CORP NEW COM 5.2844 220 SH Sole 220 0 220
437076102 HOME DEPOT INC COM 171.8528159 2846.6592 SH Sole 2846.6592 0 2846.6592
437306103 HOME PROPERTIES INC COM 245.14127 4001 SH Sole 4001 0 4001
441060100 HOSPIRA INC COM 63.999 1950 SH Sole 1950 0 1950
44106M102 HOSPITALITY PPTYS TR COM SH BEN INT 11.89 500 SH Sole 500 0 500
446150104 HUNTINGTON BANCSHARES INC COM 4.137 600 SH Sole 600 0 600
454089103 INDIA FD INC COM 4.648 200 SH Sole 200 0 200
456615103 INERGY L P UNIT LTD PTNR 5.709 300 SH Sole 300 0 300
G47791101 INGERSOLL-RAND PLC SHS 50.6466 1130 SH Sole 1130 0 1130
457187102 INGREDION INC COM 2.53736 46 SH Sole 46 0 46
458140100 INTEL CORP COM 109.9666586 4853.9686 SH Sole 4853.9686 0 4853.9686
459200101 INTERNATIONAL BUSINESS MACHS COM 8081.754327 38957.601 SH Sole 38957.601 0 38957.601
460146103 INTL PAPER CO COM 1.696223904 46.7022 SH Sole 46.7022 0 46.7022
46130Y101 INVESCO VALUE MUN BD TR COM 7.975 500 SH Sole 500 0 500
46132L107 INVESCO VAN KAMP BOND FND COM 8.848 400 SH Sole 400 0 400
46131T101 INVESCO VAN KAMPEN TR NY MUN COM 8.2502 497 SH Sole 497 0 497
464285105 ISHARES GOLD TRUST ISHARES 433.90875 25125 SH Sole 25125 0 25125
464286509 ISHARES INC MSCI CDA INDEX 790.45505 27745 SH Sole 27745 0 27745
464286640 ISHARES INC MSCI CHILE INVES 3.7272 60 SH Sole 60 0 60
464286848 ISHARES INC MSCI JAPAN 7.19845 785 SH Sole 785 0 785
464286871 ISHARES INC MSCI HONG KONG 5.5534024 305.132 SH Sole 305.132 0 305.132
46428Q109 ISHARES SILVER TRUST ISHARES 8.7048 260 SH Sole 260 0 260
464287168 ISHARES TR DJ SEL DIV INX 91.46666564 1585.7605 SH Sole 1585.7605 0 1585.7605
464287176 ISHARES TR BARCLYS TIPS BD 575.5564638 4726.9749 SH Sole 4726.9749 0 4726.9749
464287226 ISHARES TR BARCLY USAGG B 22.4896 200 SH Sole 200 0 200
464287234 ISHARES TR MSCI EMERG MKT 130.4966636 3157.814 SH Sole 3157.814 0 3157.814
464287242 ISHARES TR IBOXX INV CPBD 115.07265 945 SH Sole 945 0 945
464287325 ISHARES TR S^P GBL HLTHCR 14.43825 225 SH Sole 225 0 225
464287333 ISHARES TR S^P GBL FIN 8.5731 205 SH Sole 205 0 205
464287341 ISHARES TR S^P GBL ENER 4.7196 120 SH Sole 120 0 120
464287440 ISHARES TR BARCLYS 7-10 YR 331.99606 3061 SH Sole 3061 0 3061
464287457 ISHARES TR BARCLYS 1-3 YR 848.887 10046 SH Sole 10046 0 10046
464287499 ISHARES TR RUSSELL MIDCAP 5.9805 54 SH Sole 54 0 54
464287507 ISHARES TR S^P MIDCAP 400 5.72344 58 SH Sole 58 0 58
464287515 ISHARES TR S^P NA SOFTWR 2.3569 37 SH Sole 37 0 37
464287598 ISHARES TR RUSSELL1000VAL 7.218 100 SH Sole 100 0 100
464287614 ISHARES TR RUSSELL1000GRW 3.1349 47 SH Sole 47 0 47
464287648 ISHARES TR RUSL 2000 GROW 959.44635 10035 SH Sole 10035 0 10035
464287705 ISHARES TR S^P MIDCP VALU 9.3511 110 SH Sole 110 0 110
464287739 ISHARES TR DJ US REAL EST 26.0739 405 SH Sole 405 0 405
464287879 ISHARES TR S^P SMLCP VALU 9.48 120 SH Sole 120 0 120
464288166 ISHARES TR AGENCY BD FD 12.5455 110 SH Sole 110 0 110
464288570 ISHARES TR MSCI KLD400 SOC 32.825772 630 SH Sole 630 0 630
464288588 ISHARES TR BARCLYS MBS BD 5.67632 52 SH Sole 52 0 52
464288612 ISHARES TR BARCLYS INTER GV 2195.41617 19413 SH Sole 19413 0 19413
464288620 ISHARES TR BARCLYS CR BD 4.78464 42 SH Sole 42 0 42
464288687 ISHARES TR US PFD STK IDX 3374.17168 84650.569 SH Sole 84650.569 0 84650.569
464288695 ISHARES TR S^P GLB MTRLS 0.5931 10 SH Sole 10 0 10
464288844 ISHARES TR DJ OIL EQUIP 1.371628524 26.3724 SH Sole 26.3724 0 26.3724
464288851 ISHARES TR DJ OIL^GAS EXP 2.5624 40 SH Sole 40 0 40
464288869 ISHARES TR RSSL MCRCP IDX 2.27212 43 SH Sole 43 0 43
46564T107 ITERIS INC COM 0.302 200 SH Sole 200 0 200
478160104 JOHNSON & JOHNSON COM 1485.14832 21552 SH Sole 21552 0 21552
478366107 JOHNSON CTLS INC COM 218.104 7960 SH Sole 7960 0 7960
46625H100 JPMORGAN CHASE & CO COM 141.5751406 3497.4096 SH Sole 3497.4096 0 3497.4096
46625H365 JPMORGAN CHASE & CO ALERIAN ML ETN 1045.088464 25840 SH Sole 25840 0 25840
487836108 KELLOGG CO COM 1.5498 30 SH Sole 30 0 30
494368103 KIMBERLY CLARK CORP COM 1.981552312 23.1004 SH Sole 23.1004 0 23.1004
49455U100 KINDER MORGAN MANAGEMENT LLC SHS 57.46915724 752.2141 SH Sole 752.2141 0 752.2141
49803T102 KITE RLTY GROUP TR COM 2.55 500 SH Sole 500 0 500
50060P106 KOPPERS HOLDINGS INC COM 294.98385 8445 SH Sole 8445 0 8445
50075N104 KRAFT FOODS INC CL A 560.3581225 13551.587 SH Sole 13551.587 0 13551.587
502424104 L-3 COMMUNICATIONS HLDGS INC COM 10.7565 150 SH Sole 150 0 150
50540R409 LABORATORY CORP AMER HLDGS COM NEW 3282.685 35500 SH Sole 35500 0 35500
50183L107 LDK SOLAR CO LTD SPONSORED ADR 1.09 1000 SH Sole 1000 0 1000
531172104 LIBERTY PPTY TR SH BEN INT 13.79304547 380.6028 SH Sole 380.6028 0 380.6028
53217V109 LIFE TECHNOLOGIES CORP COM 11.7252 240 SH Sole 240 0 240
532457108 LILLY ELI & CO COM 1673.95228 35308 SH Sole 35308 0 35308
536020100 LINN ENERGY LLC UNIT LTD LIAB 13.95476646 338.3794 SH Sole 338.3794 0 338.3794
53635B107 LIQUIDITY SERVICES INC COM 47.69855 950 SH Sole 950 0 950
502161102 LSI CORPORATION COM 0.15893 23 SH Sole 23 0 23
N53745100 LYONDELLBASELL INDUSTRIES N SHS - A - 4275.180436 82756.106 SH Sole 82756.106 0 82756.106
55261F104 M & T BK CORP COM 892.79112 9382 SH Sole 9382 0 9382
556269108 MADDEN STEVEN LTD COM 41.534 950 SH Sole 950 0 950
56382Q102 MANNING & NAPIER INC CL A 32.1816 2640 SH Sole 2640 0 2640
565849106 MARATHON OIL CORP COM 23.77428 804 SH Sole 804 0 804
56585A102 MARATHON PETE CORP COM 21.94518 402 SH Sole 402 0 402
57060U100 MARKET VECTORS ETF TR GOLD MINER ETF 3467.56865 64585 SH Sole 64585 0 64585
57060U407 MARKET VECTORS ETF TR GBL ALTER ENRG 4.084 400 SH Sole 400 0 400
57060U605 MARKET VECTORS ETF TR AGRIBUS ETF 5.179 100 SH Sole 100 0 100
57060U845 MARKET VECTORS ETF TR MKTVEC INTMUETF 144.631 6100 SH Sole 6100 0 6100
571903202 MARRIOTT INTL INC NEW CL A 1.205062 30.82 SH Sole 30.82 0 30.82
57164Y107 MARRIOTT VACATIONS WRLDWDE C COM 0.10806 3 SH Sole 3 0 3
55262C100 MBIA INC COM 20.26 2000 SH Sole 2000 0 2000
580135101 MCDONALDS CORP COM 1655.17 18040 SH Sole 18040 0 18040
580645109 MCGRAW HILL COS INC COM 1628.4197 29830 SH Sole 29830 0 29830
58502B106 MEDNAX INC COM 89.34 1200 SH Sole 1200 0 1200
585055106 MEDTRONIC INC COM 8.624 200 SH Sole 200 0 200
58933Y105 MERCK & CO INC NEW COM 42.073635 933 SH Sole 933 0 933
552727109 MFS CHARTER INCOME TR SH BEN INT 10.74744 1062 SH Sole 1062 0 1062
59318E102 MFS HIGH YIELD MUN TR SH BEN INT 10.74 2000 SH Sole 2000 0 2000
594918104 MICROSOFT CORP COM 5923.37088 199038 SH Sole 199038 0 199038
596278101 MIDDLEBY CORP COM 300.664 2600 SH Sole 2600 0 2600
608753109 MOLYCORP INC DEL COM 2.3 200 SH Sole 200 0 200
61166W101 MONSANTO CO NEW COM 3.6408 40 SH Sole 40 0 40
614115103 MONTGOMERY STR INCOME SECS I COM 22.074 1300 SH Sole 1300 0 1300
615369105 MOODYS CORP COM 4076.17708 92283.837 SH Sole 92283.837 0 92283.837
617446448 MORGAN STANLEY COM NEW 6.09336 364 SH Sole 364 0 364
61945C103 MOSAIC CO NEW COM 5.761 100 SH Sole 100 0 100
620076307 MOTOROLA SOLUTIONS INC COM NEW 60.5589 1198 SH Sole 1198 0 1198
636274300 NATIONAL GRID PLC SPON ADR NEW 1.384 25 SH Sole 25 0 25
637071101 NATIONAL OILWELL VARCO INC COM 10.4143 130 SH Sole 130 0 130
63886Q109 NATURAL GAS SERVICES GROUP COM 2.99 200 SH Sole 200 0 200
46032U108 NAVIOS MARITIME HOLDINGS INC COM 19.71 5475 SH Sole 5475 0 5475
64110W102 NETEASE INC SPONSORED ADR 3761.6607 67005 SH Sole 67005 0 67005
646025106 NEW JERSEY RES COM 4.572 100 SH Sole 100 0 100
651639106 NEWMONT MINING CORP COM 0.020232618 0.3612 SH Sole 0.3612 0 0.3612
65339F101 NEXTERA ENERGY INC COM 1.533186967 21.7999 SH Sole 21.7999 0 21.7999
65473P105 NISOURCE INC COM 10.192 400 SH Sole 400 0 400
65535H208 NOMURA HLDGS INC SPONSORED ADR 0.89 250 SH Sole 250 0 250
655663102 NORDSON CORP COM 229.22325 3915 SH Sole 3915 0 3915
655844108 NORFOLK SOUTHERN CORP COM 2793.95544 43909.405 SH Sole 43909.405 0 43909.405
66987V109 NOVARTIS A G SPONSORED ADR 44.22972 722 SH Sole 722 0 722
670346105 NUCOR CORP COM 14.3475 375 SH Sole 375 0 375
670651108 NUVEEN CAL AMT-FREE MUN INC COM 11.8026 747 SH Sole 747 0 747
67062X101 NUVEEN N Y INVT QUALITY MUN COM 123.27013 7907 SH Sole 7907 0 7907
67101R107 NUVEEN N Y PREM INCOME MUN F COM 71.7836 4340 SH Sole 4340 0 4340
67066X107 NUVEEN NY DIVID ADVNTG MUN F COM 51.677 3334 SH Sole 3334 0 3334
670986108 NUVEEN NY QUALITY INCM MUN F COM 149.1516 9561 SH Sole 9561 0 9561
67073Y106 NV ENERGY INC COM 12.9672 720 SH Sole 720 0 720
674599105 OCCIDENTAL PETE CORP DEL COM 61.5329 715 SH Sole 715 0 715
670837103 OGE ENERGY CORP COM 294.2153 5305 SH Sole 5305 0 5305
68268N103 ONEOK PARTNERS LP UNIT LTD PARTN 23.8 400 SH Sole 400 0 400
68389X105 ORACLE CORP COM 284.0838 9030 SH Sole 9030 0 9030
686688102 ORMAT TECHNOLOGIES INC COM 0.75 40 SH Sole 40 0 40
704326107 PAYCHEX INC COM 37.48454 1126 SH Sole 1126 0 1126
69329Y104 PDL BIOPHARMA INC COM 32.08426144 4166.7872 SH Sole 4166.7872 0 4166.7872
704549104 PEABODY ENERGY CORP COM 7.910128086 354.8734 SH Sole 354.8734 0 354.8734
706327103 PEMBINA PIPELINE CORP COM 0.5901 21 SH Sole 21 0 21
708062104 PENNANTPARK INVT CORP COM 21.22 2000 SH Sole 2000 0 2000
709102107 PENNSYLVANIA RL ESTATE INVT SH BEN INT 12.688 800 SH Sole 800 0 800
713448108 PEPSICO INC COM 917.53305 12965 SH Sole 12965 0 12965
M5364E104 PERION NETWORK LTD SHS 7.02 1000 SH Sole 1000 0 1000
71654V408 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 11.4675 500 SH Sole 500 0 500
717081103 PFIZER INC COM 3170.7606 127596 SH Sole 127596 0 127596
69331C108 PG^E CORP COM 12.801 300 SH Sole 300 0 300
718172109 PHILIP MORRIS INTL INC COM 7079.107112 78709.2185 SH Sole 78709.2185 0 78709.2185
718546104 PHILLIPS 66 COM 75.81495 1635 SH Sole 1635 0 1635
72201R205 PIMCO ETF TR 1-5 US TIP IDX 1.0784 20 SH Sole 20 0 20
723484101 PINNACLE WEST CAP CORP COM 25.5024 483 SH Sole 483 0 483
724078100 PIPER JAFFRAY COS COM 0.07635 3 SH Sole 3 0 3
726503105 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 20.727 235 SH Sole 235 0 235
731068102 POLARIS INDS INC COM 271.31885 3355 SH Sole 3355 0 3355
73755L107 POTASH CORP SASK INC COM 7.1643 165 SH Sole 165 0 165
73935S105 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 17.32639678 604.1282 SH Sole 604.1282 0 604.1282
73937B779 POWERSHARES ETF TR II S^P500 LOW VOL 28.17 1000 SH Sole 1000 0 1000
73935X161 POWERSHARES ETF TRUST WILDERHILL PRO 12.475 500 SH Sole 500 0 500
73935X575 POWERSHARES ETF TRUST WATER RESOURCE 6.4317 330 SH Sole 330 0 330
73935X773 POWERSHARES ETF TRUST DYN SFTWR PORT 267.02524 9626 SH Sole 9626 0 9626
73935X856 POWERSHARES ETF TRUST DYN BIOT & GEN 0.70064 29 SH Sole 29 0 29
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73936T623 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 3.46 200 SH Sole 200 0 200
73935A104 POWERSHARES QQQ TRUST UNIT SER 1 1422.867524 20750.5837 SH Sole 20750.5837 0 20750.5837
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73936B507 POWERSHS DB MULTI SECT COMM DB OIL FUND 3.52485 135 SH Sole 135 0 135
73936B705 POWERSHS DB MULTI SECT COMM DB BASE METALS 0.891 45 SH Sole 45 0 45
693506107 PPG INDS INC COM 2090.6622 18205 SH Sole 18205 0 18205
742718109 PROCTER & GAMBLE CO COM 1843.576419 26579.8215 SH Sole 26579.8215 0 26579.8215
744573106 PUBLIC SVC ENTERPRISE GROUP COM 10.6194 330 SH Sole 330 0 330
747316107 QUAKER CHEM CORP COM 65.338 1400 SH Sole 1400 0 1400
747525103 QUALCOMM INC COM 45.36872505 726.2482 SH Sole 726.2482 0 726.2482
74835Y101 QUESTCOR PHARMACEUTICALS INC COM 28.8132 1560 SH Sole 1560 0 1560
750917106 RAMBUS INC DEL COM 11.08 2000 SH Sole 2000 0 2000
75381M102 RARE ELEMENT RES LTD COM 1.968 400 SH Sole 400 0 400
754907103 RAYONIER INC COM 12.7426 260 SH Sole 260 0 260
760759100 REPUBLIC SVCS INC COM 1.506728202 54.7702 SH Sole 54.7702 0 54.7702
761713106 REYNOLDS AMERICAN INC COM 14.3022 330 SH Sole 330 0 330
767204100 RIO TINTO PLC SPONSORED ADR 4.676 100 SH Sole 100 0 100
780259206 ROYAL DUTCH SHELL PLC SPONS ADR A 353.50513 5093 SH Sole 5093 0 5093
749685103 RPM INTL INC COM 1426.1438 49970 SH Sole 49970 0 49970
78112T107 RUBICON TECHNOLOGY INC COM 0.958 100 SH Sole 100 0 100
78355W809 RYDEX ETF TRUST GUG S^P SC600 PG 77.5008 1380 SH Sole 1380 0 1380
78355W841 RYDEX ETF TRUST GUG S^P500EQWTHC 399.4583145 5145 SH Sole 5145 0 5145
78355W874 RYDEX ETF TRUST GUG S^P500 EWCON 269.529 3900 SH Sole 3900 0 3900
Y7388L103 SAFE BULKERS INC COM 5.8 1000 SH Sole 1000 0 1000
800013104 SANDERSON FARMS INC COM 224.933085 5070 SH Sole 5070 0 5070
808524201 SCHWAB STRATEGIC TR US LRG CAP ETF 20.575156 602 SH Sole 602 0 602
808524607 SCHWAB STRATEGIC TR US SML CAP ETF 11.34129 303 SH Sole 303 0 303
808524805 SCHWAB STRATEGIC TR INTL EQTY ETF 20.96584 812 SH Sole 812 0 812
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808524862 SCHWAB STRATEGIC TR SHT TM US TRES 2.223496 44 SH Sole 44 0 44
808524888 SCHWAB STRATEGIC TR INTL SCEQT ETF 4.84104 184 SH Sole 184 0 184
G7945E105 SEADRILL LIMITED SHS 7.844 200 SH Sole 200 0 200
81369Y209 SELECT SECTOR SPDR TR SBI HEALTHCARE 16.8504 420 SH Sole 420 0 420
81369Y308 SELECT SECTOR SPDR TR SBI CONS STPLS 11.643125 325 SH Sole 325 0 325
81369Y506 SELECT SECTOR SPDR TR SBI INT-ENERGY 27.9053 380 SH Sole 380 0 380
81369Y605 SELECT SECTOR SPDR TR SBI INT-FINL 4.677 300 SH Sole 300 0 300
81369Y704 SELECT SECTOR SPDR TR SBI INT-INDS 574.83608 15736 SH Sole 15736 0 15736
81369Y803 SELECT SECTOR SPDR TR TECHNOLOGY 4.00725 130 SH Sole 130 0 130
81369Y886 SELECT SECTOR SPDR TR SBI INT-UTILS 1.0917 30 SH Sole 30 0 30
816851109 SEMPRA ENERGY COM 18.0572 280 SH Sole 280 0 280
820280105 SHAW GROUP INC COM 4.362 100 SH Sole 100 0 100
824348106 SHERWIN WILLIAMS CO COM 41.6948 280 SH Sole 280 0 280
826197501 SIEMENS A G SPONSORED ADR 1.50225 15 SH Sole 15 0 15
828336107 SILVER WHEATON CORP COM 7.942 200 SH Sole 200 0 200
82835P103 SILVERCORP METALS INC COM 1.62 250 SH Sole 250 0 250
82929L109 SINGAPORE FD INC COM 7.736181712 559.7816 SH Sole 559.7816 0 559.7816
832248108 SMITHFIELD FOODS INC COM 258.201 13140 SH Sole 13140 0 13140
832696405 SMUCKER J M CO COM NEW 0.08633 1 SH Sole 1 0 1
833635105 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 6.164 100 SH Sole 100 0 100
836144105 SOURCE CAP INC COM 5.41632 104 SH Sole 104 0 104
842587107 SOUTHERN CO COM 26.50175 575 SH Sole 575 0 575
845467109 SOUTHWESTERN ENERGY CO COM 3.478 100 SH Sole 100 0 100
78467X109 SPDR DOW JONES INDL AVRG ETF UT SER 1 2048.95425 15285 SH Sole 15285 0 15285
78463V107 SPDR GOLD TRUST GOLD SHS 147.99729 861 SH Sole 861 0 861
78463X715 SPDR INDEX SHS FDS INTL ENRGY ETF 7.7717 310 SH Sole 310 0 310
78463X772 SPDR INDEX SHS FDS S^P INTL ETF 159.36525 3525 SH Sole 3525 0 3525
78463X848 SPDR INDEX SHS FDS MSCI ACWI EXUS 52.67501164 1735.814 SH Sole 1735.814 0 1735.814
78462F103 SPDR S^P 500 ETF TR TR UNIT 1326.10767 9211 SH Sole 9211 0 9211
78467Y107 SPDR S^P MIDCAP 400 ETF TR UTSER1 S^PDCRP 689.9932 3835 SH Sole 3835 0 3835
78464A102 SPDR SERIES TRUST MORGAN TECH ETF 66.96196 983 SH Sole 983 0 983
78464A417 SPDR SERIES TRUST BRCLYS YLD ETF 65.5423 1630 SH Sole 1630 0 1630
78464A433 SPDR SERIES TRUST NUVN BR NY MUNI 85.12 3500 SH Sole 3500 0 3500
78464A714 SPDR SERIES TRUST S^P RETAIL ETF 661.385 10540 SH Sole 10540 0 10540
78464A730 SPDR SERIES TRUST S^P OILGAS EXP 501.48845 9005 SH Sole 9005 0 9005
78464A763 SPDR SERIES TRUST S^P DIVID ETF 84.5355 1455 SH Sole 1455 0 1455
78464A789 SPDR SERIES TRUST S^P INS ETF 994.12005 23485 SH Sole 23485 0 23485
847560109 SPECTRA ENERGY CORP COM 1.55608 53 SH Sole 53 0 53
852061100 SPRINT NEXTEL CORP COM SER 1 7.1484 1295 SH Sole 1295 0 1295
854502101 STANLEY BLACK & DECKER INC COM 4941.790331 64810.365 SH Sole 64810.365 0 64810.365
85771P102 STATOIL ASA SPONSORED ADR 2.0632 80 SH Sole 80 0 80
86074Q102 STILLWATER MNG CO COM 0.88425 75 SH Sole 75 0 75
864159108 STURM RUGER & CO INC COM 58.3982 1180 SH Sole 1180 0 1180
867914103 SUNTRUST BKS INC COM 2.827 100 SH Sole 100 0 100
876568502 TATA MTRS LTD SPONSORED ADR 41.088 1600 SH Sole 1600 0 1600
87817A107 TEAM HEALTH HOLDINGS INC COM 96.3115 3550 SH Sole 3550 0 3550
872375100 TECO ENERGY INC COM 2.167416432 122.1768 SH Sole 122.1768 0 122.1768
882508104 TEXAS INSTRS INC COM 16.533 600 SH Sole 600 0 600
885160101 THOR INDS INC COM 315.2576 8680 SH Sole 8680 0 8680
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872540109 TJX COS INC NEW COM 60.06061302 1340.938 SH Sole 1340.938 0 1340.938
890110109 TOMPKINS FINANCIAL CORPORATI COM 105.39252 2601 SH Sole 2601 0 2601
891092108 TORO CO COM 63.648 1600 SH Sole 1600 0 1600
893529107 TRANSCAT INC COM 1.064 200 SH Sole 200 0 200
893662106 TRANSGLOBE ENERGY CORP COM 2.715 250 SH Sole 250 0 250
H8817H100 TRANSOCEAN LTD REG SHS 20.2005 450 SH Sole 450 0 450
89417E109 TRAVELERS COMPANIES INC COM 1.3652 20 SH Sole 20 0 20
896522109 TRINITY INDS INC COM 367.926705 12276.5 SH Sole 12276.5 0 12276.5
89784N104 TRUE RELIGION APPAREL INC COM 41.1669 1930 SH Sole 1930 0 1930
900435108 TURQUOISE HILL RES LTD COM 8.48 1000 SH Sole 1000 0 1000
90187B101 TWO HBRS INVT CORP COM 6.4625 550 SH Sole 550 0 550
90267B765 UBS AG LONDON BRH 2X LEV LNG LKD 23.22 900 SH Sole 900 0 900
911312106 UNITED PARCEL SERVICE INC CL B 1.55242487 21.691 SH Sole 21.691 0 21.691
912318201 UNITED STATES NATL GAS FUND UNIT PAR $0.001 1.6005 75 SH Sole 75 0 75
913017109 UNITED TECHNOLOGIES CORP COM 4403.269833 56243.0685 SH Sole 56243.0685 0 56243.0685
903236107 URS CORP NEW COM 360.5151 10210 SH Sole 10210 0 10210
902973304 US BANCORP DEL COM NEW 46.61385435 1359.0045 SH Sole 1359.0045 0 1359.0045
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918204108 V F CORP COM 5666.720805 35559.242 SH Sole 35559.242 0 35559.242
919794107 VALLEY NATL BANCORP COM 0.66132 66 SH Sole 66 0 66
922908553 VANGUARD INDEX FDS REIT ETF 3.898146 60 SH Sole 60 0 60
922908751 VANGUARD INDEX FDS SMALL CP ETF 286.82106 3579 SH Sole 3579 0 3579
922908769 VANGUARD INDEX FDS TOTAL STK MKT 2031.63525 27585 SH Sole 27585 0 27585
922042858 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 5544.12908 132889 SH Sole 132889 0 132889
922042866 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 5.036 100 SH Sole 100 0 100
92206C870 VANGUARD SCOTTSDALE FDS INT-TERM CORP 2343.15609 26727 SH Sole 26727 0 26727
921908844 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 427.48784 7163 SH Sole 7163 0 7163
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92553P201 VIACOM INC NEW CL B 3950.104056 73709.723 SH Sole 73709.723 0 73709.723
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92857W209 VODAFONE GROUP PLC NEW SPONS ADR NEW 382.527 13422 SH Sole 13422 0 13422
931142103 WAL-MART STORES INC COM 1112.9778 15081 SH Sole 15081 0 15081
929236107 WD-40 CO COM 10.528 200 SH Sole 200 0 200
H27013103 WEATHERFORD INTERNATIONAL LT REG SHS 1.268 100 SH Sole 100 0 100
94973V107 WELLPOINT INC COM 97.4568 1680 SH Sole 1680 0 1680
949746101 WELLS FARGO & CO NEW COM 189.8892786 5499.2551 SH Sole 5499.2551 0 5499.2551
94987E109 WELLS FARGO ADVANTAGE UTILS COM 12.06 1000 SH Sole 1000 0 1000
95058W100 WENDYS CO COM 0.00959119 2.1196 SH Sole 2.1196 0 2.1196
959802109 WESTERN UN CO COM 40.6306 2230 SH Sole 2230 0 2230
961214301 WESTPAC BKG CORP SPONSORED ADR 4500.109098 35066.696 SH Sole 35066.696 0 35066.696
966837106 WHOLE FOODS MKT INC COM 1.461 15 SH Sole 15 0 15
97381W104 WINDSTREAM CORP COM 2.91059167 288.463 SH Sole 288.463 0 288.463
981063100 WOORI FIN HLDGS CO LTD ADR 2.954 100 SH Sole 100 0 100
98233Q105 WRIGHT EXPRESS CORP COM 104.58 1500 SH Sole 1500 0 1500
98389B100 XCEL ENERGY INC COM 1.6626 60 SH Sole 60 0 60
984121103 XEROX CORP COM 63.91779384 8708.1463 SH Sole 8708.1463 0 8708.1463
98462Y100 YAMANA GOLD INC COM 1.3377 70 SH Sole 70 0 70
98584B103 YINGLI GREEN ENERGY HLDG CO ADR 0.17 100 SH Sole 100 0 100
988498101 YUM BRANDS INC COM 8.35857464 125.996 SH Sole 125.996 0 125.996
98952K107 ZHONGPIN INC COM 2.2 200 SH Sole 200 0 200