III Capital Management

III Capital Management as of Sept. 30, 2020

Portfolio Holdings for III Capital Management

III Capital Management holds 74 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Tesla Convertible Bond (Principal) 18.5 $104M 18M 5.95
DocuSign Convertible Bond (Principal) 8.9 $50M 17M 3.03
Square Convertible Bond (Principal) 5.7 $32M 15M 2.16
Zynga Convertible Bond (Principal) 5.1 $29M 23M 1.27
Chegg Convertible Bond (Principal) 4.6 $26M 17M 1.52
Aerojet Rocketdyne Holdings Convertible Bond (Principal) 4.2 $24M 15M 1.59
IH Merger Sub Convertible Bond (Principal) 3.3 $19M 14M 1.29
Synaptics Convertible Bond (Principal) 3.3 $18M 15M 1.24
Lumentum Holdings Convertible Bond (Principal) 3.2 $18M 13M 1.40
ServiceNow Convertible Bond (Principal) 3.1 $17M 4.8M 3.59
Neurocrine Biosciences Convertible Bond (Principal) 3.1 $17M 13M 1.38
Danaher Corporation 4.75 mnd cv p 2.9 $16M 11k 1477.00
Wix.com Convertible Bond (Principal) 2.8 $16M 8.5M 1.88
PG&E CONV PRFD 5.50 - matures 2.2 $12M 125k 98.14
Booking Holdings Call Option (BKNG) 2.2 $12M 1.4k 8750.00
J2 Global Convertible Bond (Principal) 2.0 $11M 10M 1.14
FTI Consulting Convertible Bond (Principal) 1.9 $11M 8.5M 1.23
Guidewire Software Convertible Bond (Principal) 1.6 $9.2M 8.1M 1.14
Nextera Energy Inc unit 99/99/9999 1.6 $8.9M 190k 46.81
Proofpoint Convertible Bond (Principal) 1.3 $7.6M 7.6M 1.00
Nextera Energy 1.3 $7.1M 150k 47.57
Splunk Convertible Bond (Principal) 1.2 $7.0M 5.0M 1.39
Nio Convertible Bond (Principal) 1.2 $6.5M 2.7M 2.38
Altair Engineering Convertible Bond (Principal) 1.1 $6.1M 5.5M 1.11
Viavi Solutions Convertible Bond (Principal) 1.0 $5.9M 5.3M 1.11
NuVasive Convertible Bond (Principal) 1.0 $5.8M 5.6M 1.03
Pinduoduo Convertible Bond (Principal) 1.0 $5.4M 3.0M 1.81
Gfl Environmental Inc unit 99/99/9999t 0.9 $5.3M 100k 53.34
iQIYI Convertible Bond (Principal) 0.9 $5.1M 5.3M 0.95
Becton, Dickinson and (BDX) 0.6 $3.5M 15k 232.63
Palo Alto Networks Convertible Bond (Principal) 0.6 $3.4M 3.0M 1.13
Liberty Broadband Cl C (LBRDK) 0.6 $3.4M 24k 142.86
Live Nation Entertainment Convertible Bond (Principal) 0.6 $3.3M 3.0M 1.10
Vici Pptys (VICI) 0.5 $3.0M 129k 23.37
Etsy Convertible Bond (Principal) 0.5 $3.0M 1.9M 1.58
Nio Inc spon ads Put Option (NIO) 0.5 $2.8M 116k 23.70
Alibaba Group Holding Call Option (BABA) 0.5 $2.6M 445.00 5811.24
Southern Co unit 08/01/2022 0.4 $2.3M 50k 46.58
Willscot Mobile Mini Holdin Cl A Ord (WSC) 0.4 $2.3M 136k 16.68
Pan American Silver Corp Can (PAAS) 0.4 $2.1M 67k 32.15
Gaming & Leisure Pptys (GLPI) 0.4 $2.0M 54k 36.93
Cornerstone Buil 0.3 $1.9M 243k 7.98
Liberty Media Corp Delaware Com A Siriusxm 0.3 $1.6M 50k 33.15
Dell Technologies (DELL) 0.2 $1.4M 20k 67.65
Alphabet Inc Class C cs (GOOG) 0.2 $1.3M 900.00 1468.89
Facebook Inc cl a (META) 0.2 $1.3M 5.0k 261.80
Liberty Interactive Corp 0.2 $1.2M 170k 7.18
Senseonics Holdings Convertible Bond (Principal) 0.2 $1.2M 2.5M 0.46
Pure Storage Convertible Bond (Principal) 0.2 $966k 1.0M 0.97
Go Acquisition Corp 0.1 $756k 75k 10.08
Lionheart Acquisition Corp I 0.1 $747k 75k 9.96
Pulte (PHM) 0.1 $740k 16k 46.25
DISH Network 0.1 $580k 20k 29.00
Iqiyi Put Option (IQ) 0.1 $570k 9.5k 60.00
Aspirational Consumer Lifest 0.1 $500k 50k 10.00
Outfront Media 0.1 $367k 25k 14.52
M.D.C. Holdings 0.1 $353k 7.5k 47.07
Cohn Robbins Holdings Unt 0.1 $335k 33k 10.07
Kismet Acquisition One Corp 0.1 $319k 25k 12.76
Navsight Hldgs 0.0 $251k 25k 10.04
Cinemark Holdings (CNK) 0.0 $218k 22k 9.96
Ionis Pharmaceuticals Put Option (IONS) 0.0 $195k 1.0k 195.00
Synaptics, Incorporated Put Option (SYNA) 0.0 $130k 1.0k 130.00
J Global Put Option (ZD) 0.0 $90k 1.3k 72.00
Tesla Motors Put Option (TSLA) 0.0 $62k 2.9k 21.23
Illumina Call Option (ILMN) 0.0 $56k 115.00 486.96
World Wrestling Entertainment 0.0 $40k 1.0k 39.60
ON Semiconductor Put Option (ON) 0.0 $36k 1.6k 22.40
Extra Space Storage Call Option (EXR) 0.0 $27k 200.00 135.00
Pinduoduo Put Option (PDD) 0.0 $10k 250.00 40.00
Nextera Energy Partners Put Option (XIFR) 0.0 $5.0k 31.00 161.29
Royal Caribbean Cruises Put Option (RCL) 0.0 $1.0k 10.00 100.00
Etsy Put Option (ETSY) 0.0 $1.0k 500.00 2.00
Amplify Energy Corp (AMPY) 0.0 $0 211.00 0.00