III Capital Management

III Capital Management as of March 31, 2021

Portfolio Holdings for III Capital Management

III Capital Management holds 126 positions in its portfolio as reported in the March 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Workday Note 0.250% 10/01/22 (Principal) 14.1 $117M 68M 1.73
J2 Global Note 3.250% 06/15/29 (Principal) 8.0 $67M 38M 1.77
Nuance Communications Note 1.500% 11/01/35 (Principal) 5.1 $42M 20M 2.12
Etsy Note 0.125% 10/01/26 (Principal) 5.0 $42M 18M 2.37
Colony Starwood Homes Note 3.500% 01/15/22 (Principal) 4.8 $40M 28M 1.42
Square Note 0.500% 05/15/23 (Principal) 4.7 $39M 13M 2.92
Repligen Corp Note 0.375% 07/15/24 (Principal) 4.1 $35M 20M 1.76
Dexcom Note 0.750% 12/01/23 (Principal) 3.8 $31M 14M 2.21
American Airls Group Note 6.500% 07/01/25 (Principal) 3.5 $29M 17M 1.72
Wix Note 0.000% 07/01/23 (Principal) 3.1 $26M 13M 2.01
Southwest Airls Note 1.250% 05/01/25 (Principal) 3.1 $26M 15M 1.72
Viavi Solutions Note 1.000% 03/01/24 (Principal) 2.8 $23M 18M 1.32
PG&E CONV PRFD 5.50 - matures 2.7 $23M 200k 114.77
Sarepta Therapeutics Note 1.500% 11/15/24 (Principal) 2.6 $22M 17M 1.30
Insight Enterprises Note 0.750% 02/15/25 (Principal) 2.5 $21M 14M 1.47
Blackline Note 0.125% 08/01/24 (Principal) 2.5 $21M 13M 1.58
Pacira Biosciences Note 2.375% 04/01/22 (Principal) 2.3 $19M 16M 1.22
Fti Consulting Note 2.000% 08/15/23 (Principal) 2.3 $19M 13M 1.47
Q2 HLDGS Note 0.750% 02/15/23 (Principal) 2.2 $18M 10M 1.79
Isis Pharmaceuticals Inc Del Note 1.000% 11/15/21 (Principal) 1.8 $15M 15M 1.02
Priceline Grp Note 0.900% 09/15/21 (Principal) 1.6 $13M 11M 1.18
Dish Network Corporation Note 3.375% 08/15/26 (Principal) 1.5 $12M 13M 0.97
Proofpoint Note 0.250% 08/15/24 (Principal) 1.4 $12M 11M 1.06
Mongodb Note 0.250% 01/15/26 (Principal) 1.4 $12M 8.0M 1.44
Altair Engr Note 0.250% 06/01/24 (Principal) 1.3 $11M 7.3M 1.45
Twitter Note 0.250% 06/15/24 (Principal) 1.2 $10M 7.5M 1.33
Nuance Communications Note 1.000% 12/15/35 (Principal) 0.8 $6.5M 3.5M 1.85
Nio Inc spon ads (NIO) 0.8 $6.3M 162k 38.98
Conmed Corp Note 2.625% 02/01/24 (Principal) 0.7 $5.9M 3.8M 1.57
Illumina (ILMN) 0.6 $5.2M 14k 384.00
Aes Corp 0.6 $5.1M 50k 102.90
Microchip Technology (MCHP) 0.4 $3.5M 22k 155.18
Becton, Dickinson and (BDX) 0.4 $3.4M 14k 243.12
South Jersey Inds 0.4 $3.0M 60k 49.97
Kkr & Co (KKR) 0.3 $2.6M 53k 48.84
Gigcapital4 Unt 0.3 $2.5M 250k 9.87
Facebook Inc cl a (META) 0.2 $2.0M 6.9k 294.41
Dell Technologies (DELL) 0.2 $1.9M 22k 88.14
Oak Street Health 0.2 $1.9M 35k 54.27
Rapid7 (RPD) 0.2 $1.9M 26k 74.59
Liberty Media Corp Delaware Com A Siriusxm 0.2 $1.9M 42k 44.07
Cornerstone Buil 0.2 $1.7M 124k 14.03
Everbridge, Inc. Cmn (EVBG) 0.2 $1.6M 14k 121.11
Vici Pptys (VICI) 0.2 $1.5M 54k 28.23
Alphabet Inc Class C cs (GOOG) 0.2 $1.5M 707.00 2067.89
Pulte (PHM) 0.2 $1.4M 26k 52.42
Imax Corp Cad (IMAX) 0.1 $1.2M 58k 20.09
Itron (ITRI) 0.1 $1.2M 13k 88.64
Willscot Mobile Mini Holdin Cl A Ord (WSC) 0.1 $1.1M 40k 27.75
Pan American Silver Corp Can (PAAS) 0.1 $1.1M 36k 30.03
Altimar Acquisition Corp Iii 0.1 $1.0M 100k 10.00
Dhc Acquisition Corp 0.1 $999k 100k 9.99
Decarbonization Plus Acqu Ii 0.1 $996k 100k 9.96
Tb Sa Acquisition Corp 0.1 $985k 100k 9.85
Delta Air Lines (DAL) 0.1 $965k 20k 48.25
CarMax (KMX) 0.1 $795k 6.0k 132.50
Golden Arrow Merger Corp (GAMCU) 0.1 $746k 75k 9.95
Esm Acquisition Corporation 0.1 $745k 75k 9.93
Gores Guggenheim 0.1 $744k 75k 9.92
Virgin Group Acquisit Corp I 0.1 $744k 75k 9.92
Nextgen Acquisition Corp Ii 0.1 $742k 75k 9.89
Magnum Opus Acquisition 0.1 $741k 75k 9.88
Illumina Inc option Call Option 0.1 $724k 277.00 2613.72
Zillow Group Inc Cl C Cap Stk (Z) 0.1 $648k 5.0k 129.60
H I G Acquisition Corp 0.1 $512k 50k 10.24
Motive Capital Corp 0.1 $502k 50k 10.04
Supernova Partn Acq Co Iii L 0.1 $500k 50k 10.00
Ftac Hera Acquisition Corp 0.1 $499k 50k 9.98
Silver Spike Acquisitn Corp 0.1 $497k 50k 9.94
Disruptive Acquisition Corp 0.1 $494k 50k 9.88
Kismet Acquisition Three Cor 0.1 $494k 50k 9.88
Noble Rock Acquisition Corp 0.1 $494k 50k 9.88
Microchip Technology Inc Cmn Stk cmn Call Option 0.1 $480k 460.00 1043.48
Danaher Corporation (DHR) 0.1 $472k 2.1k 224.76
Booking Holdings (BKNG) 0.1 $465k 200.00 2325.00
Caesars Entertainment (CZR) 0.1 $437k 5.0k 87.40
Empower 0.0 $411k 40k 10.33
Waldencast Acquisition Corp 0.0 $399k 40k 9.97
Lead Edge Growth Opportuniti 0.0 $398k 40k 9.95
Orion Acquisition Corp 0.0 $350k 35k 10.00
Frontier Acquisition Corp 0.0 $347k 35k 9.91
L Brands 0.0 $343k 5.6k 61.80
European Biotech Acqutn Corp 0.0 $301k 30k 10.03
Rosecliff Acquisition Corp I 0.0 $297k 30k 9.90
Atlantic Coastal Acquistn 0.0 $295k 30k 9.83
Independence Holdings Corp 0.0 $250k 25k 10.00
Glass Houses Acquisition Cor 0.0 $250k 25k 10.00
Kernel Group Holdings (KRNLU) 0.0 $249k 25k 9.96
L Catterton Asia Acquisition 0.0 $248k 25k 9.92
Mason Industrial Technolgy I 0.0 $248k 25k 9.92
Tcw Special Purpose Acqu Cor 0.0 $248k 25k 9.92
Mdh Acquisition Corp Unit 0.0 $248k 25k 9.92
Vector Acquisition Corp Ii 0.0 $247k 25k 9.88
American Airls Put Option 0.0 $234k 9.0k 26.00
Social Capital Hedosopha Hld *w Exp 12/31/25 0.0 $234k 43k 5.49
Boston Scientific Corp call Call Option 0.0 $213k 1.0k 213.00
Perficient (PRFT) 0.0 $199k 3.4k 58.53
November 19 Puts On Bynd Us equity option Put Option 0.0 $180k 1.8k 100.00
Vpc Impact Acqu Holdi Iii In 0.0 $148k 15k 9.87
Reinvent Technology Partners *w Exp 09/16/25 0.0 $141k 70k 2.03
Uber Technologies Inc call Call Option 0.0 $133k 1.4k 95.00
Advanced Merger Partners 0.0 $100k 10k 10.00
Rocket Internet Grwt Oprt 0.0 $100k 10k 10.00
Warburg Pincus Capital Corp 0.0 $100k 10k 10.00
Twin Ridge Capital Acquis 0.0 $99k 10k 9.90
Warburg Pincus Captal Corp I 0.0 $99k 10k 9.90
Khosla Ventures Acqut Co Iii 0.0 $99k 10k 9.90
Vpc Impact Acquisition Hldg 0.0 $98k 10k 9.80
Spotify Technology S A put Put Option 0.0 $77k 700.00 110.00
Draftkings Put Option 0.0 $54k 650.00 83.08
Joyy Inc opt Put Option 0.0 $54k 1.0k 52.38
Khosla Ventures Acqustn Co I 0.0 $50k 5.0k 10.00
Dragoneer Growth Opp Iii A 0.0 $50k 5.0k 10.00
Corazon Capital V838 Monocer 0.0 $49k 5.0k 9.80
Kismet Acquisition Two Corp 0.0 $49k 5.0k 9.80
Northern Star Invest Corp Ii 0.0 $49k 5.0k 9.80
Northern Star Invest Corp Iv 0.0 $49k 5.0k 9.80
Colonnade Acquisition Corp I 0.0 $49k 5.0k 9.80
Ionis Pharmaceuticals Inc put Put Option 0.0 $44k 802.00 54.86
Haymaker Acquisition Corp Ii 0.0 $39k 4.0k 9.75
World Wrestling Entertainment 0.0 $35k 647.00 54.10
Nio Inc put Put Option 0.0 $22k 1.7k 13.13
Svf Investment Corp 3 Cls A 0.0 $10k 1.0k 10.00
Sandbridge X2 Corp 0.0 $9.0k 1.0k 9.00
Pinduoduo Inc put Put Option 0.0 $6.0k 238.00 25.21
Amplify Energy Corp (AMPY) 0.0 $0 129.00 0.00