III Capital Management

III Capital Management as of June 30, 2021

Portfolio Holdings for III Capital Management

III Capital Management holds 142 positions in its portfolio as reported in the June 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Workday Note 0.250% 10/01/22 (Principal) 9.5 $120M 73M 1.65
Cloudflare Note 0.750% 05/15/25 (Principal) 5.8 $73M 26M 2.85
American Airls Group Note 6.500% 07/01/25 (Principal) 5.0 $63M 40M 1.57
Dexcom Note 0.750% 12/01/23 (Principal) 4.5 $57M 22M 2.60
Etsy Note 0.125% 10/01/26 (Principal) 4.1 $52M 22M 2.40
Repligen Corp Note 0.375% 07/15/24 (Principal) 3.6 $45M 25M 1.80
Wix Note 0.000% 07/01/23 (Principal) 3.5 $44M 21M 2.07
Sabre Glbl Note 4.000% 04/15/25 (Principal) 3.5 $44M 24M 1.82
Square Note 0.500% 05/15/23 (Principal) 3.5 $44M 14M 3.13
Insight Enterprises Note 0.750% 02/15/25 (Principal) 3.2 $41M 27M 1.52
National Vision Hldgs Note 2.500% 05/15/25 (Principal) 3.2 $40M 23M 1.77
Blackline Note 0.125% 08/01/24 (Principal) 3.1 $39M 24M 1.61
Viavi Solutions Note 1.000% 03/01/24 (Principal) 3.1 $39M 27M 1.42
Dicks Sporting Goods Note 3.250% 04/15/25 (Principal) 2.8 $36M 12M 2.96
Altair Engr Note 0.250% 06/01/24 (Principal) 2.8 $35M 23M 1.55
Colony Starwood Homes Note 3.500% 01/15/22 (Principal) 2.8 $35M 22M 1.64
Lumentum Hldgs Note 0.250% 03/15/24 (Principal) 2.5 $32M 22M 1.46
Pioneer Nat Res Note 0.250% 05/15/25 (Principal) 2.3 $29M 18M 1.60
Fti Consulting Note 2.000% 08/15/23 (Principal) 2.1 $27M 19M 1.43
Southwest Airls Note 1.250% 05/01/25 (Principal) 2.0 $26M 17M 1.52
Nuance Communications Note 1.000% 12/15/35 (Principal) 1.8 $23M 10M 2.25
Sarepta Therapeutics Note 1.500% 11/15/24 (Principal) 1.7 $22M 17M 1.32
Priceline Grp Note 0.900% 09/15/21 (Principal) 1.6 $21M 19M 1.09
Algonquin Pwr Utils Corp (AQNU) 1.6 $20M 400k 49.53
Integra Lifesciences Hldgs C Note 0.500% 08/15/25 (Principal) 1.4 $17M 16M 1.10
Pacira Biosciences Note 2.375% 04/01/22 (Principal) 1.4 $17M 16M 1.09
Lyft Note 1.500% 05/15/25 (Principal) 1.2 $15M 9.0M 1.71
Nuance Communications Note 1.250% 04/01/25 (Principal) 1.2 $15M 5.5M 2.78
Zynga Note 0.250% 06/01/24 (Principal) 0.9 $12M 8.4M 1.38
Twitter Note 0.250% 06/15/24 (Principal) 0.9 $11M 8.0M 1.38
Guidewire Software Note 1.250% 03/15/25 (Principal) 0.9 $11M 9.3M 1.17
Mongodb Note 0.250% 01/15/26 (Principal) 0.8 $10M 5.7M 1.82
Dish Network Corporation Note 3.375% 08/15/26 (Principal) 0.8 $10M 9.9M 1.02
Akamai Technologies Note 0.375% 09/01/27 (Principal) 0.7 $8.7M 7.5M 1.16
Nio Inc spon ads (NIO) 0.7 $8.5M 159k 53.20
PG&E CONV PRFD 5.50 - matures 0.6 $7.9M 78k 101.26
Illumina (ILMN) 0.5 $6.4M 14k 473.19
Insulet Corp Note 0.375% 09/01/26 (Principal) 0.5 $6.1M 4.5M 1.36
Allscripts Healthcare Solutn Note 0.875% 01/01/27 (Principal) 0.4 $5.2M 3.5M 1.49
Interdigital Note 2.000% 06/01/24 (Principal) 0.4 $5.2M 4.7M 1.11
Sunnova Energy International (NOVAQ) 0.4 $5.1M 135k 37.66
Livongo Health Note 0.875% 06/01/25 (Principal) 0.4 $4.8M 3.0M 1.59
Nextera Energy Inc unit 09/01/2022s 0.3 $4.2M 75k 55.85
Dell Technologies (DELL) 0.3 $3.5M 35k 99.66
Becton, Dickinson and (BDX) 0.3 $3.4M 14k 243.19
South Jersey Inds 0.3 $3.3M 60k 55.35
Facebook Inc cl a (META) 0.2 $3.1M 8.9k 347.63
Elliott Opportunity Ii Corp 0.2 $3.0M 300k 10.01
Liberty Media Corp Delaware Com A Siriusxm 0.2 $2.5M 54k 46.58
Eg Acquisition Corp 0.2 $2.5M 250k 10.00
Skydeck Acquisition Corp 0.2 $2.5M 250k 10.00
Cornerstone Buil 0.2 $2.5M 136k 18.18
Nextera Energy Inc unit 99/99/9999 0.2 $2.4M 50k 48.66
Giginternational1 0.2 $2.4M 240k 10.04
Alphabet Inc Class C cs (GOOG) 0.2 $2.0M 807.00 2505.58
Hubspot Note 0.375% 06/01/25 (Principal) 0.2 $2.0M 925k 2.12
Metropcs Communications (TMUS) 0.1 $1.6M 11k 144.82
Motive Capital Corp 0.1 $1.5M 148k 10.04
Pan American Silver Corp Can (PAAS) 0.1 $1.4M 48k 28.55
Shift Technologi 0.1 $1.4M 160k 8.58
Pulte (PHM) 0.1 $1.3M 24k 54.54
Illumina Inc option Call Option 0.1 $1.2M 277.00 4310.47
Altimar Acquisition Corp Iii 0.1 $1.0M 100k 10.10
Jaws Hurricane Acquisitn Cor 0.1 $1.0M 100k 10.06
Jaws Juggernaut Acquisitn 0.1 $1.0M 100k 10.06
Dhc Acquisition Corp 0.1 $1.0M 100k 10.04
Big Sky Growth Partners 0.1 $999k 100k 9.99
Tb Sa Acquisition Corp 0.1 $997k 100k 9.97
Dynamics Special Purpose Cor 0.1 $994k 100k 9.94
Zillow Group Inc Cl C Cap Stk (Z) 0.1 $977k 8.0k 122.12
Pontem Corporation 0.1 $972k 100k 9.72
Hh&l Acquisition 0.1 $970k 100k 9.70
L Brands 0.1 $940k 13k 72.03
Delta Air Lines (DAL) 0.1 $865k 20k 43.25
Alibaba Group Hldg Call Option 0.1 $810k 650.00 1246.15
CarMax (KMX) 0.1 $774k 6.0k 129.00
Royal Caribbean Cruises (RCL) 0.1 $767k 9.0k 85.22
Gores Guggenheim 0.1 $751k 75k 10.01
Virgin Group Acquisit Corp I 0.1 $751k 75k 10.01
Esm Acquisition Corporation 0.1 $750k 75k 10.00
Magnum Opus Acquisition 0.1 $750k 75k 10.00
Golden Arrow Merger Corp (GAMCU) 0.1 $745k 75k 9.93
Vici Pptys (VICI) 0.1 $677k 22k 30.99
Sunrun (RUN) 0.1 $669k 12k 55.75
Nextgen Acquisition Corp Ii 0.0 $540k 50k 10.80
Silver Spike Acquisitn Corp 0.0 $505k 50k 10.10
Uphealth 0.0 $505k 75k 6.73
H I G Acquisition Corp 0.0 $502k 50k 10.04
Ftac Hera Acquisition Corp 0.0 $502k 50k 10.04
Noble Rock Acquisition Corp 0.0 $500k 50k 10.00
Kismet Acquisition Three Cor 0.0 $499k 50k 9.98
Disruptive Acquisition Corp 0.0 $498k 50k 9.96
Supernova Partn Acq Co Iii L 0.0 $498k 50k 9.96
Lead Edge Growth Opportuniti 0.0 $400k 40k 10.00
Boston Scientific Corp call Call Option 0.0 $372k 1.0k 372.00
Frontier Acquisition Corp 0.0 $350k 35k 10.00
Orion Acquisition Corp 0.0 $347k 35k 9.91
Rosecliff Acquisition Corp I 0.0 $300k 30k 10.00
European Biotech Acqutn Corp 0.0 $299k 30k 9.97
Waldencast Acquisition Corp 0.0 $298k 29k 10.24
Atlantic Coastal Acquistn 0.0 $298k 30k 9.93
Kernel Group Holdings (KRNLU) 0.0 $255k 25k 10.20
Glass Houses Acquisition Cor 0.0 $252k 25k 10.08
Mason Industrial Technolgy I 0.0 $251k 25k 10.04
L Catterton Asia Acquisition 0.0 $250k 25k 10.00
Mdh Acquisition Corp Unit 0.0 $250k 25k 10.00
Independence Holdings Corp 0.0 $249k 25k 9.96
Tcw Special Purpose Acqu Cor 0.0 $249k 25k 9.96
Vector Acquisition Corp Ii 0.0 $248k 25k 9.92
Ionis Pharmaceuticals (IONS) 0.0 $239k 6.0k 39.83
Post Holdings Partnering Cor 0.0 $207k 20k 10.35
Empower 0.0 $166k 16k 10.59
Vpc Impact Acqu Holdi Iii In 0.0 $154k 15k 10.27
Microchip Technology Inc Cmn Stk cmn Call Option 0.0 $147k 460.00 319.57
Reinvent Technology Partners *w Exp 09/16/25 0.0 $136k 70k 1.95
Warburg Pincus Capital Corp 0.0 $101k 10k 10.10
Vpc Impact Acquisition Hldg 0.0 $100k 10k 10.00
Warburg Pincus Captal Corp I 0.0 $100k 10k 10.00
Rocket Internet Grwt Oprt 0.0 $100k 10k 10.00
Advanced Merger Partners 0.0 $99k 10k 9.90
Twin Ridge Capital Acquis 0.0 $99k 10k 9.90
Khosla Ventures Acqut Co Iii 0.0 $98k 10k 9.80
November 19 Puts On Bynd Us equity option Put Option 0.0 $75k 1.8k 41.67
American Airls Put Option 0.0 $67k 9.0k 7.44
Corazon Capital V838 Monocer 0.0 $50k 5.0k 10.00
Northern Star Invest Corp Ii 0.0 $50k 5.0k 10.00
Northern Star Invest Corp Iv 0.0 $50k 5.0k 10.00
Kismet Acquisition Two Corp 0.0 $49k 5.0k 9.80
Colonnade Acquisition Corp I 0.0 $49k 5.0k 9.80
Tcv Acquisition Corp 0.0 $49k 5.0k 9.80
Dragoneer Growth Opp Iii A 0.0 $47k 4.8k 9.80
Khosla Ventures Acqustn Co I 0.0 $40k 4.1k 9.76
Haymaker Acquisition Corp Ii 0.0 $40k 4.0k 10.00
Ionis Pharmaceuticals Inc put Put Option 0.0 $30k 802.00 37.41
Uber Technologies Inc call Call Option 0.0 $30k 400.00 75.00
Joyy Inc opt Put Option 0.0 $24k 1.0k 23.28
Sandbridge X2 Corp 0.0 $10k 1.0k 10.00
Nio Inc put Put Option 0.0 $10k 1.7k 5.97
Uphealth *w Exp 07/01/24 (UPHLW) 0.0 $6.0k 7.5k 0.80
Draftkings Inc Com Cl A 0.0 $6.0k 129.00 46.51
Pinduoduo Inc put Put Option 0.0 $1.0k 238.00 4.20
Amplify Energy Corp (AMPY) 0.0 $0 129.00 0.00