III Capital Management

III Capital Management as of June 30, 2022

Portfolio Holdings for III Capital Management

III Capital Management holds 167 positions in its portfolio as reported in the June 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Beyond Meat Put Option (BYND) 16.5 $213M 61k 3494.19
Omnicell Note 0.250% 09/15/25 (Principal) 3.9 $50M 40M 1.28
Insight Enterprises Note 0.750% 02/15/25 (Principal) 3.5 $45M 34M 1.34
Blackline Note 0.125% 08/01/24 (Principal) 3.3 $42M 38M 1.10
Workday Note 0.250% 10/01/22 (Principal) 3.1 $40M 38M 1.05
Workiva Note 1.125% 08/15/26 (Principal) 2.9 $37M 34M 1.08
Fti Consulting Note 2.000% 08/15/23 (Principal) 2.8 $36M 20M 1.80
Live Nation Entertainment In Note 2.500% 03/15/23 (Principal) 2.7 $35M 27M 1.30
Palo Alto Networks Note 0.750% 07/01/23 (Principal) 2.5 $32M 17M 1.88
Zendesk Note 0.625% 06/15/25 (Principal) 2.2 $28M 29M 0.97
Middleby Corp Note 1.000% 09/01/25 (Principal) 2.2 $28M 25M 1.13
Dish Network Corporation Note 0.000% 12/15/25 (Principal) 2.1 $26M 38M 0.71
Atlas Air Worldwide Hldgs In Note 1.875% 06/01/24 (Principal) 2.1 $26M 23M 1.17
Zillow Group Note 1.375% 09/01/26 (Principal) 2.0 $25M 25M 1.01
Granite Constr Note 2.750% 11/01/24 (Principal) 1.9 $25M 23M 1.10
Allscripts Healthcare Soluti Note 0.875% 01/01/27 (Principal) 1.8 $24M 19M 1.26
Meritor Note 3.250% 10/15/37 (Principal) 1.8 $23M 21M 1.10
Twitter Note 0.250% 06/15/24 (Principal) 1.8 $23M 23M 0.98
Mongodb Note 0.250% 01/15/26 (Principal) 1.7 $22M 16M 1.40
Twitter Note 0.000% 03/15/26 (Principal) 1.6 $20M 23M 0.89
Rapid7 Note 2.250% 05/01/25 (Principal) 1.5 $20M 15M 1.28
Silicon Laboratories Note 0.625% 06/15/25 (Principal) 1.5 $19M 15M 1.30
Snap Note 0.250% 05/01/25 (Principal) 1.5 $19M 20M 0.99
Box Note 0.000% 01/15/26 (Principal) 1.4 $18M 16M 1.14
Carnival Corp Note 5.750% 04/01/23 (Principal) 1.3 $17M 16M 1.12
Guidewire Software Note 1.250% 03/15/25 (Principal) 1.3 $16M 18M 0.94
Mandiant Note 0.875% 06/01/24 (Principal) 1.2 $16M 15M 1.09
Envista Holdings Corporation Note 2.375% 06/01/25 (Principal) 1.1 $15M 7.7M 1.91
Dropbox Note 0.000% 03/01/28 (Principal) 1.1 $15M 16M 0.88
Insulet Corp Note 0.375% 09/01/26 (Principal) 1.1 $14M 13M 1.15
Winnebago Inds Note 1.500% 04/01/25 (Principal) 1.1 $14M 14M 1.03
SSR MNG Note 2.500% 04/01/39 (Principal) 1.0 $13M 11M 1.15
Algonquin Pwr Utils Corp Unit 99/99/9999 (AQNU) 0.9 $12M 275k 43.79
Cable One Note 0.000% 03/15/26 (Principal) 0.9 $11M 14M 0.83
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 0.9 $11M 115k 96.04
Progress Software Corp Note 1.000% 04/15/26 (Principal) 0.8 $11M 11M 0.97
Under Armour Note 1.500% 06/01/24 (Principal) 0.8 $10M 9.5M 1.05
Zendesk Note 0.250% 03/15/23 (Principal) 0.8 $9.9M 8.3M 1.20
Integra Lifesciences Hldgs C Note 0.500% 08/15/25 (Principal) 0.7 $9.5M 10M 0.95
Mesa Labs Note 1.375% 08/15/25 (Principal) 0.7 $9.4M 10M 0.94
Lumentum Hldgs Note 0.250% 03/15/24 (Principal) 0.7 $9.1M 6.5M 1.39
Sabre Glbl Note 4.000% 04/15/25 (Principal) 0.7 $8.5M 8.2M 1.04
Nrg Energy Note 2.750% 06/01/48 (Principal) 0.6 $8.1M 7.5M 1.08
Beyond Meat Note 0.000% 03/15/27 (Principal) 0.6 $7.7M 20M 0.39
Pandora Media Note 1.750% 12/01/23 (Principal) 0.6 $7.7M 7.0M 1.10
On Semiconductor Corp Note 0.000% 05/01/27 (Principal) 0.6 $7.6M 6.5M 1.16
Viavi Solutions Note 1.000% 03/01/24 (Principal) 0.5 $6.4M 5.7M 1.13
Repligen Corp Note 0.375% 07/15/24 (Principal) 0.5 $6.1M 4.0M 1.52
Q2 HLDGS Note 0.125% 11/15/25 (Principal) 0.4 $5.6M 7.0M 0.81
National Vision Hldgs Note 2.500% 05/15/25 (Principal) 0.4 $5.6M 5.0M 1.12
Wix Note 0.000% 07/01/23 (Principal) 0.4 $5.4M 5.7M 0.95
Stride Note 1.125% 09/01/27 (Principal) 0.4 $4.5M 4.5M 1.00
Conmed Corp Note 2.625% 02/01/24 (Principal) 0.3 $4.5M 3.7M 1.21
Wayfair Note 1.125% 11/01/24 (Principal) 0.3 $4.4M 5.5M 0.80
Innoviva Note 2.500% 08/15/25 (Principal) 0.3 $4.4M 4.0M 1.10
Microstrategy Note 0.750% 12/15/25 (Principal) 0.3 $4.3M 7.0M 0.61
Envestnet Note 0.750% 08/15/25 (Principal) 0.3 $4.3M 5.0M 0.86
Groupon Note 1.125% 03/15/26 (Principal) 0.3 $4.2M 6.5M 0.64
Alphabet Cap Stk Cl C (GOOG) 0.3 $4.2M 1.9k 2187.07
Hubspot Note 0.375% 06/01/25 (Principal) 0.3 $4.1M 3.2M 1.28
John Bean Technologies Corp Note 0.250% 05/15/26 (Principal) 0.3 $3.7M 4.0M 0.93
American Electric Power Company (AEP) 0.3 $3.7M 39k 95.92
Redfin Corp Note 0.000% 10/15/25 (Principal) 0.3 $3.5M 6.0M 0.59
Cable One Note 1.125% 03/15/28 (Principal) 0.2 $3.1M 3.7M 0.84
Clarivate 5.25% Pfd Conv A 0.2 $2.9M 50k 57.14
Liberty Media Corp Del Com A Siriusxm 0.2 $2.8M 79k 36.04
Snap Note 0.000% 05/01/27 (Principal) 0.2 $2.8M 4.0M 0.71
Acropolis Infrastructure Acq Unit 99/99/9999 0.2 $2.6M 270k 9.75
Ares Capital Corporation Call Option (ARCC) 0.2 $2.4M 27k 87.33
Shake Shack Note 0.000% 03/01/28 (Principal) 0.2 $2.0M 3.0M 0.67
Bleuacacia Unit 10/30/2026 0.2 $2.0M 200k 9.95
Delta Air Lines Inc Del Com New (DAL) 0.1 $1.9M 65k 28.97
Boyd Gaming Corporation (BYD) 0.1 $1.7M 34k 49.74
Shyft Group (SHYF) 0.1 $1.7M 91k 18.59
Pan American Silver Corp Can (PAAS) 0.1 $1.7M 85k 19.66
M/I Homes (MHO) 0.1 $1.6M 40k 39.65
Elliott Opportunity Ii Corp Unit 99/99/9999 0.1 $1.6M 160k 9.79
Burtech Acquisition Corp Unit 12/10/2026 (BRKHU) 0.1 $1.5M 150k 10.21
Aetherium Acquisition Corp Unit 12/21/2026 (GMFIU) 0.1 $1.5M 150k 10.02
Pure Storage Note 0.125% 04/15/23 (Principal) 0.1 $1.4M 1.3M 1.12
Fubotv Note 3.250% 02/15/26 (Principal) 0.1 $1.4M 4.5M 0.31
Williams Rowland Acquisition Unit 99/99/9999 0.1 $1.1M 110k 10.01
Omnilit Acquisition Corp Unit 11/08/2026 0.1 $1.1M 105k 10.03
Uta Acquisition Corporation Unit 12/01/2026 0.1 $1.0M 100k 10.30
Gogreen Investments Corp Unit 99/99/9999 0.1 $1.0M 100k 10.10
Shuaa Partners Acquistn Corp Unit 02/24/2027 0.1 $1.0M 100k 10.05
Cartica Acquisition Corp Unit 04/30/2028 (CRTUF) 0.1 $1.0M 100k 10.05
Lionheart Iii Corp Unit 11/03/2026 0.1 $1.0M 100k 10.03
Infinite Acquisition Corp Unit 99/99/9999 0.1 $1.0M 100k 10.00
Nubia Brand International Unit 11/16/2026 0.1 $1.0M 100k 10.00
Gsr Ii Meteora Acquisitn Cor Unit 02/24/2027 0.1 $998k 100k 9.98
Perception Capital Corp Ii Unit 10/25/2026 0.1 $996k 99k 10.03
Hnr Acquisition Corp (EONR) 0.1 $996k 100k 9.96
World Quantum Growth Acquisi Unit 99/99/9999 0.1 $995k 100k 9.95
Opy Acquisition Corp I Unit 09/22/2026 0.1 $992k 100k 9.92
Aimfinity Investment Corp I Unit 02/01/2029 (AIMUF) 0.1 $986k 100k 9.86
Realogy Grp Llc/realogy Note 0.250% 06/15/26 (Principal) 0.1 $922k 1.3M 0.74
Royal Caribbean Cruises (RCL) 0.1 $859k 25k 34.90
Caesars Entertainment (CZR) 0.1 $832k 22k 38.26
Futuretech Ii Acquisition Unit 12/23/2022 (FTIIU) 0.1 $801k 80k 10.01
Corsair Partnering Corp Unit 99/99/9999 0.1 $799k 82k 9.79
Six Flags Entertainment (SIX) 0.1 $781k 36k 21.69
Lamf Global Ventures Corp I Unit 11/05/2026 0.1 $746k 75k 9.95
Uber Technologies (UBER) 0.1 $746k 37k 20.44
Aura Fat Projs Acquisition C Unit 03/31/2027 0.1 $744k 75k 9.92
Macom Tech Solutions Hldgs I Note 0.250% 03/15/26 (Principal) 0.1 $718k 815k 0.88
Ap Acquisition Corp Unit 99/99/9999 (APCA.U) 0.1 $705k 70k 10.07
Genesis Unicorn Capital Corp Unit 06/30/2026 0.1 $675k 66k 10.17
Academy Sports & Outdoor (ASO) 0.1 $675k 19k 35.53
Portage Fintech Acquisitn Unit 07/08/2026 0.1 $672k 69k 9.74
Meta Platforms Cl A (META) 0.1 $645k 4.0k 161.25
Jaws Hurricane Acquisitn Cor Unit 06/08/2026 0.0 $633k 63k 10.00
Iconic Sports Acquisition Unit 99/99/9999 0.0 $558k 56k 10.06
Jaws Juggernaut Acquisitn Unit 06/17/2026 0.0 $531k 54k 9.77
Pontem Corporation Shs Cl A 0.0 $531k 54k 9.83
Hh&l Acquisition Shs Cl A 0.0 $530k 54k 9.81
Bilander Acquisition Corp Unit 05/19/2026 0.0 $525k 54k 9.74
Talon 1 Acquisition Corp Unit 11/02/2026 0.0 $506k 50k 10.12
Everest Consolidator Acq Cor Unit 99/99/9999 0.0 $503k 50k 10.06
Investcorp Europe Acquisitio Unit 12/15/2026 0.0 $501k 50k 10.02
Cactus Acquisition Corp 1 Lt Unit 08/17/2028 (CTSUF) 0.0 $499k 50k 9.98
Lf Capital Acquisition Corp Unit 05/15/2028 0.0 $499k 50k 9.98
Vmg Consumer Acquisition Cor Unit 11/08/2026 0.0 $498k 50k 9.96
Jackson Acquisition Unit 99/99/9999 0.0 $495k 50k 9.90
Proof Acquisition Corp I Unit 99/99/9999 0.0 $495k 50k 9.90
Viscogliosi Bros Acquistn Unit 03/18/2027 0.0 $495k 50k 9.90
Apx Acquisition Corp I Unit 12/07/2026 (APXIU) 0.0 $482k 50k 9.64
Banyan Acquisition Corporati Unit 09/30/2028 0.0 $452k 45k 10.04
Denali Capital Acquisitn Cor Unit 03/28/2027 0.0 $448k 45k 9.96
Toll Brothers (TOL) 0.0 $446k 10k 44.60
Ishares Tr Iboxx Inv Cp Etf Put Option (LQD) 0.0 $425k 6.5k 65.38
Counter Press Acquisition Unit 02/07/2027 0.0 $392k 39k 9.97
Pulte (PHM) 0.0 $375k 9.5k 39.57
Hovnanian Enterprises Cl A New (HOV) 0.0 $299k 7.0k 42.71
Avis Budget (CAR) 0.0 $294k 2.0k 147.00
Eg Acquisition Corp Unit 99/99/9999 0.0 $274k 28k 9.93
Vici Pptys (VICI) 0.0 $273k 9.2k 29.75
Skydeck Acquisition Corp Unit 05/13/2026 0.0 $269k 28k 9.75
American Airls Put Option (AAL) 0.0 $264k 5.5k 48.00
Investcorp India Acquistn Unit 06/01/2028 (IVAUF) 0.0 $251k 25k 10.04
Altimar Acquisition Corp Iii Unit 99/99/9999 0.0 $250k 25k 9.84
7 Acquisition Corporation Unit 11/05/2026 0.0 $249k 25k 9.96
Tb Sa Acquisition Corp Unit 03/25/2028 0.0 $245k 25k 9.81
Esm Acquisition Corporation Unit 99/99/9999 0.0 $184k 19k 9.82
Golden Arrow Merger Corp Unit 07/31/2026 (GAMCU) 0.0 $183k 19k 9.77
Western Digital (WDC) 0.0 $183k 4.1k 44.63
BioMarin Pharmaceutical Call Option (BMRN) 0.0 $154k 400.00 385.00
Uniti Group Inc Com reit Put Option 0.0 $152k 1.0k 152.00
Thrive Acquisition Corporati Unit 10/31/2028 0.0 $152k 15k 10.13
Bath &#38 Body Works In (BBWI) 0.0 $139k 5.2k 26.90
Kismet Acquisition Three Cor Unit 99/99/9999 0.0 $131k 14k 9.69
Ftac Hera Acquisition Corp Unit 02/28/2026 0.0 $124k 13k 9.77
Disruptive Acquisition Corp Unit 03/06/2026 0.0 $122k 13k 9.76
Noble Rock Acquisition Corp Unit 01/31/2028 0.0 $107k 11k 9.80
Big Sky Growth Partners Unit 04/01/2026 0.0 $98k 10k 9.80
Invitation Homes Put Option (INVH) 0.0 $65k 500.00 130.00
Redwood Trust Put Option (RWT) 0.0 $52k 1.5k 34.67
Victorias Secret And Common Stock (VSCO) 0.0 $41k 1.5k 27.59
Bigbear Ai Hldgs *w Exp 12/31/28 (BBAI.WS) 0.0 $40k 99k 0.40
Social Capital Hedosopha Hld *w Exp 10/14/25 0.0 $20k 42k 0.48
Dex Call Option (DXCM) 0.0 $11k 300.00 36.67
Hnr Acquisition Corp *w Exp 07/29/28 (EONR.WS) 0.0 $11k 100k 0.11
Effector Therapeutics *w Exp 12/31/27 (EFTRW) 0.0 $9.0k 42k 0.22
Expedia Group Com New Call Option (EXPE) 0.0 $2.0k 250.00 8.00
Crucible Acquisition Corp *w Exp 12/26/25 0.0 $1.0k 19k 0.05
Anzu Special Acquisitin Corp *w Exp 12/31/27 0.0 $1.0k 10k 0.10
Uphealth *w Exp 07/01/24 (UPHLW) 0.0 $1.0k 25k 0.04