III Capital Management

III Capital Management as of Sept. 30, 2022

Portfolio Holdings for III Capital Management

III Capital Management holds 138 positions in its portfolio as reported in the September 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Beyond Meat Put Option (BYND) 24.1 $331M 83k 3975.40
Palo Alto Networks Note 0.750% 07/01/23 (Principal) 7.4 $102M 55M 1.85
Live Nation Entertainment In Note 2.500% 03/15/23 (Principal) 3.3 $45M 38M 1.18
Fti Consulting Note 2.000% 08/15/23 (Principal) 3.2 $44M 27M 1.65
Workiva Note 1.125% 08/15/26 (Principal) 3.2 $44M 37M 1.18
Cnx Res Corp Note 2.250% 05/01/26 (Principal) 3.2 $44M 31M 1.39
Zscaler Note 0.125% 07/01/25 (Principal) 3.2 $44M 34M 1.28
Zendesk Note 0.625% 06/15/25 (Principal) 2.9 $40M 41M 0.98
Omnicell Note 0.250% 09/15/25 (Principal) 2.5 $34M 32M 1.06
Allscripts Healthcare Soluti Note 0.875% 01/01/27 (Principal) 2.4 $33M 26M 1.28
Blackline Note 0.125% 08/01/24 (Principal) 2.4 $33M 32M 1.04
Snap Note 0.250% 05/01/25 (Principal) 2.2 $31M 34M 0.92
Palo Alto Networks Note 0.375% 06/01/25 (Principal) 2.2 $30M 18M 1.69
Granite Constr Note 2.750% 11/01/24 (Principal) 1.8 $25M 24M 1.03
Rapid7 Note 2.250% 05/01/25 (Principal) 1.8 $24M 24M 1.01
Insight Enterprises Note 0.750% 02/15/25 (Principal) 1.8 $24M 19M 1.29
Dish Network Corporation Note 0.000% 12/15/25 (Principal) 1.7 $23M 35M 0.66
Envista Holdings Corporation Note 2.375% 06/01/25 (Principal) 1.6 $23M 14M 1.65
Winnebago Inds Note 1.500% 04/01/25 (Principal) 1.6 $22M 21M 1.05
Pure Storage Note 0.125% 04/15/23 (Principal) 1.6 $22M 19M 1.13
Zillow Group Note 0.750% 09/01/24 (Principal) 1.6 $21M 22M 1.00
Mongodb Note 0.250% 01/15/26 (Principal) 1.4 $20M 17M 1.17
Enphase Energy Note 0.000% 03/01/26 (Principal) 1.4 $20M 17M 1.16
Natera Note 2.250% 05/01/27 (Principal) 1.0 $14M 10M 1.36
Middleby Corp Note 1.000% 09/01/25 (Principal) 1.0 $13M 12M 1.14
Dropbox Note 0.000% 03/01/28 (Principal) 0.9 $13M 15M 0.86
Etsy Note 0.125% 10/01/26 (Principal) 0.9 $13M 9.5M 1.34
Nrg Energy Note 2.750% 06/01/48 (Principal) 0.9 $13M 12M 1.08
Silicon Laboratories Note 0.625% 06/15/25 (Principal) 0.9 $12M 10M 1.19
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 0.9 $12M 115k 103.77
Under Armour Note 1.500% 06/01/24 (Principal) 0.8 $12M 12M 0.97
Box Note 0.000% 01/15/26 (Principal) 0.8 $11M 10M 1.11
Algonquin Pwr Utils Corp Unit 06/15/2024 (AQNU) 0.7 $10M 275k 37.56
Ati Note 3.500% 06/15/25 (Principal) 0.7 $10M 5.6M 1.83
Sabre Glbl Note 4.000% 04/15/25 (Principal) 0.6 $8.9M 9.3M 0.96
Vanguard Scottsdale Fds Int-term Corp (VCIT) 0.6 $8.5M 112k 75.68
Akamai Technologies Note 0.125% 05/01/25 (Principal) 0.6 $8.2M 8.0M 1.02
Cable One Note 0.000% 03/15/26 (Principal) 0.6 $8.0M 11M 0.77
Pandora Media Note 1.750% 12/01/23 (Principal) 0.5 $7.4M 7.0M 1.05
Beyond Meat Note 0.000% 03/15/27 (Principal) 0.5 $7.3M 23M 0.31
Smiledirectclub Cl A Com Put Option (SDCCQ) 0.5 $6.8M 51k 134.00
Innoviva Note 2.500% 08/15/25 (Principal) 0.5 $6.3M 6.5M 0.97
Dynavax Technologies Corp Note 2.500% 05/15/26 (Principal) 0.4 $5.1M 4.0M 1.27
Redfin Corp Note 0.000% 10/15/25 (Principal) 0.4 $5.0M 8.5M 0.59
Groupon Note 1.125% 03/15/26 (Principal) 0.3 $4.2M 6.5M 0.64
Q2 HLDGS Note 0.125% 11/15/25 (Principal) 0.3 $4.1M 5.0M 0.81
Booking Holdings Call Option (BKNG) 0.3 $4.0M 695.00 5822.22
Microstrategy Note 0.750% 12/15/25 (Principal) 0.3 $3.8M 5.0M 0.76
Zillow Group Note 1.375% 09/01/26 (Principal) 0.3 $3.8M 3.9M 0.97
Liberty Media Corp Del Com A Siriusxm 0.2 $3.0M 79k 38.06
Alphabet Cap Stk Cl C (GOOG) 0.2 $3.0M 31k 96.14
Snap Note 0.000% 05/01/27 (Principal) 0.2 $2.8M 4.0M 0.69
Acropolis Infrastructure Acq Unit 99/99/9999 0.2 $2.6M 270k 9.78
Shyft Group (SHYF) 0.2 $2.6M 126k 20.43
Shake Shack Note 0.000% 03/01/28 (Principal) 0.2 $2.4M 3.5M 0.67
Alnylam Pharmaceuticals (ALNY) 0.2 $2.3M 11k 200.09
Cable One Note 1.125% 03/15/28 (Principal) 0.2 $2.2M 3.0M 0.73
Verint Systems Note 0.250% 04/15/26 (Principal) 0.2 $2.1M 2.5M 0.84
Delta Air Lines Inc Del Com New (DAL) 0.2 $2.1M 75k 28.06
Bleuacacia Unit 10/30/2026 0.1 $2.0M 200k 9.96
M/I Homes (MHO) 0.1 $1.6M 45k 36.22
Elliott Opportunity Ii Corp Unit 99/99/9999 0.1 $1.6M 160k 9.87
Aetherium Acquisition Corp Unit 12/21/2026 (GMFIU) 0.1 $1.5M 150k 10.01
Burtech Acquisition Corp Unit 12/10/2026 (BRKHU) 0.1 $1.5M 150k 9.98
Redwood Trust Put Option (RWT) 0.1 $1.4M 33k 42.40
Boyd Gaming Corporation (BYD) 0.1 $1.3M 27k 47.63
Williams Rowland Acquisition Unit 99/99/9999 0.1 $1.1M 110k 10.10
Omnilit Acquisition Corp Unit 11/08/2026 0.1 $1.1M 105k 10.10
Avis Budget (CAR) 0.1 $1.0M 7.0k 148.43
Marriott Vacations Wrldwde Cp (VAC) 0.1 $1.0M 8.5k 121.76
Shuaa Partners Acquistn Corp Unit 02/24/2027 0.1 $1.0M 100k 10.15
Cartica Acquisition Corp Unit 04/30/2028 (CRTUF) 0.1 $1.0M 100k 10.14
Uta Acquisition Corporation Unit 12/01/2026 0.1 $1.0M 100k 10.11
Nubia Brand International Unit 11/16/2026 0.1 $1.0M 100k 10.11
World Quantum Growth Acquisi Unit 99/99/9999 0.1 $1.0M 100k 10.05
Infinite Acquisition Corp Unit 99/99/9999 0.1 $1.0M 100k 10.03
Hnr Acquisition Corp (EONR) 0.1 $1.0M 100k 10.02
Opy Acquisition Corp I Unit 09/22/2026 0.1 $994k 100k 9.94
Caesars Entertainment (CZR) 0.1 $991k 31k 32.23
Aimfinity Investment Corp I Unit 02/01/2029 (AIMUF) 0.1 $990k 100k 9.90
Gsr Ii Meteora Acquisitn Cor Unit 02/24/2027 0.1 $927k 90k 10.30
Gogreen Investments Corp Unit 99/99/9999 0.1 $916k 90k 10.18
Realogy Grp Llc/realogy Note 0.250% 06/15/26 (Principal) 0.1 $878k 1.3M 0.70
Corsair Partnering Corp Unit 99/99/9999 0.1 $804k 82k 9.85
Futuretech Ii Acquisition Unit 12/23/2022 (FTIIU) 0.1 $803k 80k 10.04
Southwest Airlines Call Option (LUV) 0.1 $788k 15k 52.38
Lamf Global Ventures Corp I Unit 11/05/2026 0.1 $756k 75k 10.08
Aura Fat Projs Acquisition C Unit 03/31/2027 0.1 $756k 75k 10.08
Portage Fintech Acquisitn Unit 07/08/2026 0.0 $674k 69k 9.77
Genesis Unicorn Capital Corp Unit 06/30/2026 0.0 $664k 66k 10.00
Pono Cap Two Unit 07/31/2027 0.0 $658k 65k 10.12
Invitation Homes Put Option (INVH) 0.0 $638k 5.5k 116.00
Jaws Hurricane Acquisitn Cor Unit 06/08/2026 0.0 $619k 63k 9.78
Ishares Tr Iboxx Inv Cp Etf Put Option (LQD) 0.0 $569k 12k 49.48
Uniti Group Inc Com reit Put Option 0.0 $566k 3.2k 176.88
Iconic Sports Acquisition Unit 99/99/9999 0.0 $563k 56k 10.15
Royal Caribbean Cruises (RCL) 0.0 $553k 15k 37.84
Jaws Juggernaut Acquisitn Unit 06/17/2026 0.0 $535k 54k 9.84
Bilander Acquisition Corp Unit 05/19/2026 0.0 $525k 54k 9.74
Apx Acquisition Corp I Unit 12/07/2026 (APXIU) 0.0 $506k 50k 10.12
Investcorp Europe Acquisitio Unit 12/15/2026 0.0 $506k 50k 10.12
Everest Consolidator Acq Cor Unit 99/99/9999 0.0 $503k 50k 10.06
Lf Capital Acquisition Corp Unit 05/15/2028 0.0 $503k 50k 10.06
Proof Acquisition Corp I Unit 99/99/9999 0.0 $503k 50k 10.06
Cactus Acquisition Corp 1 Lt Unit 08/17/2028 (CTSUF) 0.0 $503k 50k 10.06
Vmg Consumer Acquisition Cor Unit 11/08/2026 0.0 $500k 50k 10.00
Jackson Acquisition Unit 99/99/9999 0.0 $499k 50k 9.98
Viscogliosi Bros Acquistn Unit 03/18/2027 0.0 $497k 50k 9.94
Draftkings Com Cl A (DKNG) 0.0 $454k 30k 15.13
Denali Capital Acquisitn Cor Unit 03/28/2027 0.0 $452k 45k 10.04
Banyan Acquisition Corporati Unit 09/30/2028 0.0 $450k 45k 10.00
Academy Sports & Outdoor (ASO) 0.0 $430k 10k 42.16
Toll Brothers (TOL) 0.0 $420k 10k 42.00
Counter Press Acquisition Unit 02/07/2027 0.0 $395k 39k 10.05
Pulte (PHM) 0.0 $355k 9.5k 37.46
Gopro Cl A (GPRO) 0.0 $345k 70k 4.93
Skydeck Acquisition Corp Unit 05/13/2026 0.0 $273k 28k 9.90
Eg Acquisition Corp Unit 99/99/9999 0.0 $270k 28k 9.78
Ap Acquisition Corp Unit 99/99/9999 (APCA.U) 0.0 $262k 26k 10.15
7 Acquisition Corporation Unit 11/05/2026 0.0 $253k 25k 10.12
Investcorp India Acquistn Unit 06/01/2028 (IVAUF) 0.0 $252k 25k 10.08
Embrace Change Acquisitn Cor Unit 03/17/2027 (EMCUF) 0.0 $242k 24k 10.08
Golden Arrow Merger Corp Unit 07/31/2026 (GAMCU) 0.0 $183k 19k 9.77
Bath &#38 Body Works In (BBWI) 0.0 $168k 5.2k 32.51
American Airls Put Option (AAL) 0.0 $162k 5.5k 29.20
Ares Capital Corporation Call Option (ARCC) 0.0 $156k 2.5k 62.40
Dish Network Corporation Cl A Put Option 0.0 $153k 1.5k 102.00
Ishares Tr 7-10 Yr Trsy Bd Call Option (IEF) 0.0 $143k 1.0k 143.00
Western Digital (WDC) 0.0 $133k 4.1k 32.44
BioMarin Pharmaceutical Call Option (BMRN) 0.0 $101k 400.00 252.50
Victorias Secret And Common Stock (VSCO) 0.0 $43k 1.5k 28.94
Bigbear Ai Hldgs *w Exp 12/31/28 (BBAI.WS) 0.0 $14k 99k 0.14
Hnr Acquisition Corp *w Exp 07/29/28 (EONR.WS) 0.0 $11k 100k 0.11
Effector Therapeutics *w Exp 12/31/27 (EFTRW) 0.0 $7.0k 42k 0.17
Uphealth *w Exp 07/01/24 (UPHLW) 0.0 $2.0k 33k 0.06
Workday Cl A (WDAY) 0.0 $0 3.00 0.00
Social Capital Hedosopha Hld *w Exp 10/14/25 0.0 $0 42k 0.00
Anzu Special Acquisitin Corp *w Exp 12/31/27 0.0 $0 10k 0.00