John G.Ullman & Associates

John G Ullman & Associates as of Sept. 30, 2013

Portfolio Holdings for John G Ullman & Associates

John G Ullman & Associates holds 151 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Johnson & Johnson (JNJ) 5.6 $28M 319k 86.69
Exxon Mobil Corporation (XOM) 4.0 $19M 225k 86.04
Corning Incorporated (GLW) 3.9 $19M 1.3M 14.59
Emerson Electric (EMR) 3.2 $16M 242k 64.70
Bristol Myers Squibb (BMY) 2.9 $14M 302k 46.28
Schlumberger (SLB) 2.6 $13M 147k 88.36
Coca-Cola Company (KO) 2.6 $13M 333k 37.88
Pall Corporation 2.5 $12M 158k 77.04
Intel Corporation (INTC) 2.4 $12M 510k 22.92
Pfizer (PFE) 2.1 $10M 354k 28.73
Great Plains Energy Incorporated 2.0 $9.7M 438k 22.20
GlaxoSmithKline 2.0 $9.7M 194k 50.17
Merck & Co (MRK) 1.9 $9.6M 201k 47.61
Ida (IDA) 1.8 $9.0M 185k 48.40
Microsoft Corporation (MSFT) 1.8 $8.9M 266k 33.28
Honeywell International (HON) 1.8 $8.6M 103k 83.04
Granite Construction (GVA) 1.6 $8.0M 262k 30.60
Amgen (AMGN) 1.6 $7.8M 70k 111.93
3M Company (MMM) 1.6 $7.7M 65k 119.42
Exelon Corporation (EXC) 1.4 $7.0M 237k 29.64
Bce (BCE) 1.4 $7.0M 164k 42.70
Duke Energy (DUK) 1.4 $7.0M 105k 66.78
International Business Machines (IBM) 1.4 $6.8M 37k 185.18
Novartis (NVS) 1.4 $6.8M 89k 76.71
Analog Devices (ADI) 1.2 $6.0M 127k 47.05
Dresser-Rand 1.2 $5.9M 94k 62.40
Nextera Energy (NEE) 1.1 $5.2M 65k 80.15
MDU Resources (MDU) 1.1 $5.2M 185k 27.97
Brooks Automation (AZTA) 1.1 $5.2M 554k 9.31
Cisco Systems (CSCO) 1.0 $5.0M 215k 23.43
Sigma-Aldrich Corporation 1.0 $4.7M 55k 85.29
iShares MSCI Singapore Index Fund 0.9 $4.4M 332k 13.35
Medtronic 0.9 $4.4M 82k 53.25
Portland General Electric Company (POR) 0.9 $4.3M 151k 28.23
Tompkins Financial Corporation (TMP) 0.8 $4.0M 86k 46.22
Procter & Gamble Company (PG) 0.8 $3.9M 51k 75.58
Encana Corp 0.8 $3.9M 224k 17.33
Lindsay Corporation (LNN) 0.8 $3.9M 47k 81.62
Steris Corporation 0.8 $3.8M 89k 42.96
Zoltek Companies 0.8 $3.8M 226k 16.69
Thermo Fisher Scientific (TMO) 0.8 $3.7M 41k 92.14
Flowserve Corporation (FLS) 0.7 $3.6M 58k 62.40
DENTSPLY International 0.7 $3.5M 81k 43.41
iShares MSCI Brazil Index (EWZ) 0.7 $3.5M 72k 47.91
Claymore AlphaShares China All Cap ETF 0.7 $3.4M 132k 25.93
Google 0.7 $3.4M 3.9k 875.97
iShares MSCI All Peru Capped Index Fund (EPU) 0.7 $3.3M 101k 32.62
Aberdeen Australia Equity Fund (IAF) 0.7 $3.3M 316k 10.34
Monsanto Company 0.6 $3.0M 29k 104.36
Walt Disney Company (DIS) 0.6 $2.8M 43k 64.50
China Mobile 0.6 $2.8M 49k 56.43
Apple (AAPL) 0.6 $2.8M 5.8k 476.79
Dolby Laboratories (DLB) 0.6 $2.7M 78k 34.50
Freeport-McMoRan Copper & Gold (FCX) 0.5 $2.6M 79k 33.09
Archer Daniels Midland Company (ADM) 0.5 $2.5M 69k 36.84
Applied Materials (AMAT) 0.5 $2.5M 143k 17.53
Laclede 0.5 $2.5M 55k 45.01
JPMorgan Chase & Co. (JPM) 0.5 $2.2M 43k 51.70
Ingersoll-rand Co Ltd-cl A 0.5 $2.2M 34k 64.93
General Electric Company 0.4 $2.1M 90k 23.88
Mentor Graphics Corporation 0.4 $2.2M 92k 23.37
Watts Water Technologies (WTS) 0.4 $2.1M 38k 56.37
Brazil Infrastructure Index Fund 0.4 $2.1M 118k 18.21
Ellsworth Fund (ECF) 0.4 $2.1M 263k 7.87
Petroleo Brasileiro SA (PBR) 0.4 $2.0M 128k 15.49
iShares MSCI Canada Index (EWC) 0.4 $2.0M 69k 28.31
Neogen Corporation (NEOG) 0.4 $1.9M 32k 60.72
Xylem (XYL) 0.4 $1.9M 70k 27.93
Aegion 0.4 $1.8M 78k 23.72
iShares FTSE/Xinhua China 25 Index (FXI) 0.4 $1.8M 49k 37.07
Claymore S&P Global Water Index 0.4 $1.8M 72k 25.66
Calgon Carbon Corporation 0.4 $1.8M 93k 18.99
Tyco International Ltd S hs 0.3 $1.7M 47k 34.99
Syngenta 0.3 $1.7M 20k 81.31
Darling International (DAR) 0.3 $1.6M 78k 21.16
St. Jude Medical 0.3 $1.7M 31k 53.66
Eli Lilly & Co. (LLY) 0.3 $1.6M 32k 50.33
Texas Instruments Incorporated (TXN) 0.3 $1.6M 41k 40.30
Argan (AGX) 0.3 $1.6M 73k 21.97
PowerShares Gld Drg Haltr USX China 0.3 $1.6M 56k 28.66
EMC Corporation 0.3 $1.6M 61k 25.56
Zimmer Holdings (ZBH) 0.3 $1.6M 19k 82.12
Vale (VALE) 0.3 $1.5M 99k 15.61
Oge Energy Corp (OGE) 0.3 $1.5M 42k 36.10
Landec Corporation (LFCR) 0.3 $1.5M 119k 12.20
Talisman Energy Inc Com Stk 0.3 $1.4M 125k 11.50
Astec Industries (ASTE) 0.3 $1.4M 39k 35.95
iShares MSCI Australia Index Fund (EWA) 0.3 $1.4M 56k 25.27
Baxter International (BAX) 0.3 $1.4M 21k 65.69
Itron (ITRI) 0.3 $1.4M 32k 42.82
Transcanada Corp 0.3 $1.4M 32k 43.93
Elmira Savings Bank 0.3 $1.4M 57k 24.27
American Software (AMSWA) 0.3 $1.3M 149k 8.54
Covidien 0.3 $1.3M 21k 60.95
Abbott Laboratories (ABT) 0.2 $1.3M 38k 33.19
Xyratex 0.2 $1.2M 109k 11.13
American Capital 0.2 $1.2M 87k 13.75
Cubist Pharmaceuticals 0.2 $1.2M 19k 63.53
Bk Nova Cad (BNS) 0.2 $1.2M 20k 57.30
Adt 0.2 $1.2M 30k 40.67
Stryker Corporation (SYK) 0.2 $1.1M 17k 67.61
NorthWestern Corporation (NWE) 0.2 $1.1M 24k 44.93
Ega Emerging Global Shs Tr glob shs china 0.2 $1.1M 61k 17.67
Roper Industries (ROP) 0.2 $1.0M 7.8k 132.88
Gsv Cap Corp 0.2 $1.0M 69k 14.82
Calavo Growers (CVGW) 0.2 $975k 32k 30.23
Tetra Tech (TTEK) 0.2 $948k 37k 25.88
iShares MSCI Emerging Markets Indx (EEM) 0.2 $870k 21k 40.75
Te Connectivity Ltd for (TEL) 0.2 $875k 17k 51.78
Hardinge 0.2 $819k 53k 15.45
Swiss Helvetia Fund (SWZ) 0.2 $843k 59k 14.23
Ishares Tr (ECNS) 0.2 $840k 19k 43.30
Chemung Financial Corp (CHMG) 0.2 $836k 24k 34.63
Endo Pharmaceuticals 0.2 $806k 18k 45.43
Sun Hydraulics Corporation 0.1 $741k 20k 36.26
SPDR S&P China (GXC) 0.1 $740k 10k 74.00
WuXi PharmaTech 0.1 $688k 25k 27.41
Cenovus Energy (CVE) 0.1 $629k 21k 29.86
MKS Instruments (MKSI) 0.1 $634k 24k 26.58
Penn West Energy Trust 0.1 $632k 57k 11.14
Mosaic (MOS) 0.1 $645k 15k 43.00
Halliburton Company (HAL) 0.1 $602k 13k 48.16
Pepsi (PEP) 0.1 $595k 7.5k 79.57
Vanguard Short-Term Bond ETF (BSV) 0.1 $587k 7.3k 80.41
Suncor Energy (SU) 0.1 $612k 17k 35.80
WisdomTree Dreyfus ETF BZ Real Fnd 0.1 $590k 33k 18.13
Regeneron Pharmaceuticals (REGN) 0.1 $490k 1.6k 313.10
Market Vectors Vietnam ETF. 0.1 $453k 25k 17.91
At&t (T) 0.1 $372k 11k 33.78
Covance 0.1 $394k 4.6k 86.46
Ciena Corporation (CIEN) 0.1 $331k 13k 24.98
Pentair 0.1 $356k 5.5k 64.93
Verizon Communications (VZ) 0.1 $295k 6.3k 46.60
Chesapeake Energy Corporation 0.1 $294k 11k 25.86
Companhia Paranaense de Energia 0.1 $279k 20k 13.95
Tortoise Energy Infrastructure 0.1 $294k 6.4k 45.89
Itt 0.1 $273k 7.6k 35.97
Verisign (VRSN) 0.1 $247k 4.9k 50.93
ConocoPhillips (COP) 0.1 $262k 3.8k 69.55
Net Servicos de Comunicacao SA 0.1 $263k 21k 12.32
Quest Diagnostics Incorporated (DGX) 0.1 $225k 3.6k 61.88
WisdomTree Dreyfus Emerging Currency (CEW) 0.0 $203k 10k 20.10
Supervalu 0.0 $82k 10k 8.20
Arch Coal 0.0 $83k 20k 4.13
Tellabs 0.0 $57k 25k 2.28
Advanced Micro Devices (AMD) 0.0 $38k 10k 3.80
iPass 0.0 $34k 17k 2.02
Sonus Networks 0.0 $34k 10k 3.40
Oclaro 0.0 $73k 41k 1.78
Equal Energy 0.0 $52k 11k 4.73
Exide Technologies 0.0 $4.0k 10k 0.40