John G.Ullman & Associates

John G Ullman & Associates as of Sept. 30, 2014

Portfolio Holdings for John G Ullman & Associates

John G Ullman & Associates holds 148 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Johnson & Johnson (JNJ) 5.9 $31M 289k 106.59
Exxon Mobil Corporation (XOM) 4.0 $21M 221k 94.05
Corning Incorporated (GLW) 3.9 $20M 1.1M 19.34
Emerson Electric (EMR) 3.4 $18M 281k 62.58
Coca-Cola Company (KO) 3.1 $16M 382k 42.66
Intel Corporation (INTC) 2.9 $15M 439k 34.82
Schlumberger (SLB) 2.4 $13M 124k 101.69
Pfizer (PFE) 2.4 $13M 425k 29.57
Merck & Co (MRK) 2.3 $12M 205k 59.28
Pall Corporation 2.3 $12M 142k 83.70
Bristol Myers Squibb (BMY) 2.2 $12M 225k 51.18
International Business Machines (IBM) 2.1 $11M 57k 189.82
GlaxoSmithKline 2.0 $10M 222k 45.97
Great Plains Energy Incorporated 1.8 $9.1M 377k 24.17
Bce (BCE) 1.6 $8.4M 198k 42.76
Honeywell International (HON) 1.6 $8.3M 89k 93.12
Granite Construction (GVA) 1.6 $8.1M 256k 31.81
Cisco Systems (CSCO) 1.5 $7.8M 311k 25.17
Ida (IDA) 1.4 $7.1M 133k 53.61
General Electric Company 1.3 $6.8M 266k 25.62
Amgen (AMGN) 1.3 $6.6M 47k 140.45
Brooks Automation (AZTA) 1.3 $6.7M 634k 10.51
Microsoft Corporation (MSFT) 1.2 $6.5M 140k 46.36
Lindsay Corporation (LNN) 1.2 $6.3M 84k 74.75
Novartis (NVS) 1.1 $5.9M 63k 94.13
Duke Energy (DUK) 1.1 $5.7M 77k 74.77
Dresser-Rand 1.1 $5.7M 69k 82.26
Nextera Energy (NEE) 1.1 $5.5M 58k 93.88
Otter Tail Corporation (OTTR) 1.1 $5.5M 204k 26.67
iShares MSCI Singapore Index Fund 1.0 $5.0M 378k 13.34
3M Company (MMM) 0.9 $4.9M 35k 141.68
Exelon Corporation (EXC) 0.9 $4.8M 141k 34.09
Medtronic 0.9 $4.5M 73k 61.95
Portland General Electric Company (POR) 0.9 $4.5M 139k 32.12
Eli Lilly & Co. (LLY) 0.9 $4.5M 69k 64.85
Thermo Fisher Scientific (TMO) 0.8 $4.4M 36k 121.70
Apple (AAPL) 0.8 $4.0M 40k 100.74
Applied Materials (AMAT) 0.8 $4.0M 185k 21.61
Procter & Gamble Company (PG) 0.7 $3.8M 45k 83.74
Ingersoll-rand Co Ltd-cl A 0.7 $3.8M 67k 56.36
MDU Resources (MDU) 0.7 $3.7M 133k 27.81
Analog Devices (ADI) 0.7 $3.6M 73k 49.49
Encana Corp 0.7 $3.6M 169k 21.21
Cytec Industries 0.7 $3.5M 75k 47.29
Itron (ITRI) 0.7 $3.5M 88k 39.31
EMC Corporation 0.7 $3.5M 120k 29.26
iShares MSCI Emerging Markets Indx (EEM) 0.7 $3.4M 83k 41.56
Flowserve Corporation (FLS) 0.7 $3.4M 48k 70.52
Walt Disney Company (DIS) 0.6 $3.3M 37k 89.04
Sigma-Aldrich Corporation 0.6 $3.3M 25k 136.02
Tompkins Financial Corporation (TMP) 0.6 $3.3M 75k 44.08
Altera Corporation 0.6 $3.2M 88k 35.78
Claymore AlphaShares China All Cap ETF 0.6 $3.0M 114k 26.86
DENTSPLY International 0.6 $3.0M 67k 45.59
Ishares Inc em mkt min vol (EEMV) 0.6 $3.0M 50k 59.80
Adt 0.6 $3.0M 85k 35.46
China Mobile 0.5 $2.7M 47k 58.75
Tyco International Ltd S hs 0.5 $2.7M 61k 44.57
IXYS Corporation 0.5 $2.7M 259k 10.50
Oge Energy Corp (OGE) 0.5 $2.6M 70k 37.12
Dolby Laboratories (DLB) 0.5 $2.6M 61k 41.79
Hologic (HOLX) 0.5 $2.5M 103k 24.33
SPDR S&P Biotech (XBI) 0.5 $2.4M 16k 155.98
Monsanto Company 0.4 $2.3M 20k 112.49
Laclede 0.4 $2.3M 49k 46.40
Xylem (XYL) 0.4 $2.3M 64k 35.48
Landec Corporation (LFCR) 0.4 $2.2M 179k 12.25
JPMorgan Chase & Co. (JPM) 0.4 $2.1M 35k 60.23
Abbott Laboratories (ABT) 0.4 $2.1M 50k 41.59
iShares MSCI Brazil Index (EWZ) 0.4 $2.1M 48k 43.45
Terex Corporation (TEX) 0.4 $2.0M 64k 31.78
iShares MSCI All Peru Capped Index Fund (EPU) 0.4 $2.0M 59k 34.26
iShares MSCI Australia Index Fund (EWA) 0.4 $2.0M 84k 23.94
Mentor Graphics Corporation 0.4 $2.0M 96k 20.49
Neogen Corporation (NEOG) 0.4 $2.0M 50k 39.50
iShares MSCI Canada Index (EWC) 0.4 $2.0M 64k 30.69
Luxfer Holdings 0.4 $2.0M 114k 17.26
Argan (AGX) 0.4 $1.9M 57k 33.38
Petroleo Brasileiro SA (PBR) 0.3 $1.8M 127k 14.19
Vale (VALE) 0.3 $1.8M 160k 11.01
Transcanada Corp 0.3 $1.8M 34k 51.53
St. Jude Medical 0.3 $1.7M 28k 60.14
Zimmer Holdings (ZBH) 0.3 $1.6M 16k 100.56
Claymore S&P Global Water Index 0.3 $1.6M 58k 27.53
Hewlett-Packard Company 0.3 $1.6M 45k 35.47
Calgon Carbon Corporation 0.3 $1.6M 80k 19.38
Covidien 0.3 $1.5M 17k 86.51
American Software (AMSWA) 0.3 $1.5M 165k 8.82
Watts Water Technologies (WTS) 0.3 $1.5M 25k 58.26
Aegion 0.3 $1.4M 63k 22.26
Xerox Corporation 0.3 $1.4M 104k 13.23
Aberdeen Australia Equity Fund (IAF) 0.3 $1.3M 172k 7.81
iShares FTSE/Xinhua China 25 Index (FXI) 0.2 $1.3M 34k 38.27
Baxter International (BAX) 0.2 $1.3M 18k 71.79
Commercial Metals Company (CMC) 0.2 $1.3M 76k 17.07
Stryker Corporation (SYK) 0.2 $1.3M 16k 80.76
Cohu (COHU) 0.2 $1.3M 110k 11.97
Hardinge 0.2 $1.3M 116k 10.94
Emcor (EME) 0.2 $1.2M 30k 39.97
Google 0.2 $1.2M 2.1k 588.24
Companhia Paranaense de Energia 0.2 $1.2M 87k 13.68
Elmira Savings Bank 0.2 $1.2M 55k 22.25
Syngenta 0.2 $1.1M 18k 63.38
Pepsi (PEP) 0.2 $1.0M 11k 93.13
American Capital 0.2 $1.1M 74k 14.16
Gsv Cap Corp 0.2 $1.0M 101k 10.01
Bk Nova Cad (BNS) 0.2 $974k 16k 61.84
Brazil Infrastructure Index Fund 0.2 $990k 69k 14.41
Cubist Pharmaceuticals 0.2 $940k 14k 66.34
NorthWestern Corporation (NWE) 0.2 $941k 21k 45.35
Roper Industries (ROP) 0.2 $901k 6.2k 146.29
Ishares Tr (ECNS) 0.2 $872k 18k 47.39
Te Connectivity Ltd for (TEL) 0.1 $745k 14k 55.29
Tetra Tech (TTEK) 0.1 $691k 28k 24.96
Talisman Energy Inc Com Stk 0.1 $655k 76k 8.65
SPDR S&P China (GXC) 0.1 $682k 8.9k 76.63
Vanguard Short-Term Bond ETF (BSV) 0.1 $605k 7.6k 80.03
Market Vectors Vietnam ETF. 0.1 $622k 28k 21.90
Mosaic (MOS) 0.1 $604k 14k 44.41
Ega Emerging Global Shs Tr glob shs china 0.1 $517k 29k 17.74
Chemung Financial Corp (CHMG) 0.1 $513k 18k 28.12
Regeneron Pharmaceuticals (REGN) 0.1 $456k 1.3k 360.47
Cenovus Energy (CVE) 0.1 $441k 16k 26.86
Sun Hydraulics Corporation 0.1 $440k 12k 37.61
Swiss Helvetia Fund (SWZ) 0.1 $428k 32k 13.52
At&t (T) 0.1 $366k 10k 35.28
Suncor Energy (SU) 0.1 $386k 11k 36.14
Covance 0.1 $330k 4.2k 78.76
Verisign (VRSN) 0.1 $237k 4.3k 55.12
Verizon Communications (VZ) 0.1 $275k 5.5k 50.05
ConocoPhillips (COP) 0.1 $281k 3.7k 76.63
Chesapeake Energy Corporation 0.1 $242k 11k 22.98
WuXi PharmaTech 0.1 $283k 8.1k 35.06
Quest Diagnostics Incorporated (DGX) 0.1 $242k 4.0k 60.65
Berkshire Hathaway (BRK.B) 0.0 $200k 1.5k 137.93
Wells Fargo & Company (WFC) 0.0 $223k 4.3k 51.79
Gilead Sciences (GILD) 0.0 $226k 2.1k 106.65
Tortoise Energy Infrastructure 0.0 $210k 4.4k 48.20
Itt 0.0 $230k 5.1k 44.88
Intrexon 0.0 $222k 12k 18.56
JDS Uniphase Corporation 0.0 $160k 13k 12.80
Supervalu 0.0 $89k 10k 8.90
Advanced Micro Devices (AMD) 0.0 $34k 10k 3.40
Oclaro 0.0 $47k 33k 1.43
PowerShares WilderHill Clean Energy 0.0 $63k 10k 6.30
Arch Coal 0.0 $24k 12k 2.09
iPass 0.0 $22k 15k 1.49
Avalon Rare Metals Inc C ommon 0.0 $6.0k 19k 0.32