John G.Ullman & Associates as of Sept. 30, 2011
Portfolio Holdings for John G.Ullman & Associates
John G.Ullman & Associates holds 142 positions in its portfolio as reported in the September 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Johnson & Johnson (JNJ) | 6.8 | $22M | 337k | 63.69 | |
| Exxon Mobil Corporation (XOM) | 4.7 | $15M | 204k | 72.63 | |
| Corning Incorporated (GLW) | 3.0 | $9.3M | 755k | 12.36 | |
| Duke Energy Corporation | 3.0 | $9.3M | 466k | 19.99 | |
| Ida (IDA) | 2.9 | $9.2M | 244k | 37.78 | |
| Amgen (AMGN) | 2.8 | $8.9M | 162k | 54.96 | |
| Emerson Electric (EMR) | 2.6 | $8.2M | 199k | 41.31 | |
| Bristol Myers Squibb (BMY) | 2.5 | $7.8M | 250k | 31.38 | |
| Nextera Energy (NEE) | 2.4 | $7.6M | 141k | 54.02 | |
| Cisco Systems (CSCO) | 2.3 | $7.1M | 460k | 15.50 | |
| Great Plains Energy Incorporated | 2.2 | $7.0M | 364k | 19.30 | |
| Bce (BCE) | 2.2 | $6.9M | 183k | 37.46 | |
| Coca-Cola Company (KO) | 2.2 | $6.8M | 101k | 67.56 | |
| Intel Corporation (INTC) | 2.1 | $6.5M | 305k | 21.33 | |
| Vanguard Short-Term Bond ETF (BSV) | 1.9 | $5.9M | 73k | 81.42 | |
| Applied Materials (AMAT) | 1.6 | $5.2M | 500k | 10.36 | |
| Pall Corporation | 1.6 | $5.1M | 121k | 42.40 | |
| Exelon Corporation (EXC) | 1.6 | $5.1M | 119k | 42.61 | |
| Granite Construction (GVA) | 1.5 | $4.6M | 246k | 18.77 | |
| Analog Devices (ADI) | 1.4 | $4.4M | 141k | 31.25 | |
| Merck & Co (MRK) | 1.4 | $4.3M | 133k | 32.70 | |
| Laclede | 1.4 | $4.3M | 112k | 38.75 | |
| Monsanto Company | 1.3 | $4.0M | 66k | 60.05 | |
| Pfizer (PFE) | 1.3 | $4.0M | 224k | 17.68 | |
| MDU Resources (MDU) | 1.2 | $3.8M | 201k | 19.19 | |
| GlaxoSmithKline | 1.2 | $3.8M | 93k | 41.29 | |
| Abbott Laboratories (ABT) | 1.2 | $3.7M | 71k | 51.15 | |
| Honeywell International (HON) | 1.2 | $3.6M | 83k | 43.92 | |
| Lindsay Corporation (LNN) | 1.1 | $3.5M | 66k | 53.79 | |
| Aberdeen Australia Equity Fund (IAF) | 1.1 | $3.5M | 365k | 9.57 | |
| Medtronic | 1.1 | $3.4M | 103k | 33.24 | |
| Schlumberger (SLB) | 1.1 | $3.4M | 57k | 59.72 | |
| 3M Company (MMM) | 1.0 | $3.2M | 44k | 71.80 | |
| DENTSPLY International | 0.9 | $2.9M | 95k | 30.69 | |
| iShares MSCI Singapore Index Fund | 0.9 | $2.9M | 265k | 11.00 | |
| Texas Instruments Incorporated (TXN) | 0.8 | $2.7M | 100k | 26.65 | |
| Encana Corp | 0.8 | $2.7M | 139k | 19.21 | |
| 0.8 | $2.6M | 5.1k | 515.07 | ||
| Sigma-Aldrich Corporation | 0.8 | $2.5M | 40k | 61.79 | |
| Syngenta | 0.8 | $2.4M | 47k | 51.87 | |
| iShares MSCI All Peru Capped Index Fund (EPU) | 0.7 | $2.3M | 66k | 35.07 | |
| Novartis (NVS) | 0.7 | $2.1M | 38k | 55.76 | |
| Tyco International Ltd S hs | 0.7 | $2.0M | 50k | 40.74 | |
| Brooks Automation (AZTA) | 0.6 | $2.0M | 244k | 8.15 | |
| Calgon Carbon Corporation | 0.6 | $1.9M | 134k | 14.57 | |
| International Business Machines (IBM) | 0.6 | $1.9M | 11k | 174.83 | |
| Zimmer Holdings (ZBH) | 0.6 | $1.8M | 33k | 53.50 | |
| Neogen Corporation (NEOG) | 0.6 | $1.8M | 51k | 34.74 | |
| Xyratex | 0.6 | $1.7M | 186k | 9.27 | |
| Baxter International (BAX) | 0.5 | $1.7M | 30k | 56.15 | |
| ITT Corporation | 0.5 | $1.7M | 41k | 41.99 | |
| Walt Disney Company (DIS) | 0.5 | $1.6M | 54k | 30.16 | |
| Vale (VALE) | 0.5 | $1.6M | 70k | 22.80 | |
| Hewlett-Packard Company | 0.5 | $1.6M | 72k | 22.46 | |
| PowerShares Gld Drg Haltr USX China | 0.5 | $1.6M | 83k | 19.33 | |
| Covidien | 0.5 | $1.6M | 36k | 44.11 | |
| Steris Corporation | 0.5 | $1.6M | 53k | 29.27 | |
| Swiss Helvetia Fund (SWZ) | 0.5 | $1.5M | 136k | 11.19 | |
| PowerShares WilderHill Clean Energy | 0.5 | $1.5M | 272k | 5.45 | |
| Bancroft Fund (BCV) | 0.5 | $1.5M | 100k | 14.80 | |
| Otter Tail Corporation (OTTR) | 0.5 | $1.4M | 79k | 18.29 | |
| St. Jude Medical | 0.5 | $1.5M | 40k | 36.20 | |
| Petroleo Brasileiro SA (PBR) | 0.4 | $1.4M | 62k | 22.46 | |
| Bk Nova Cad (BNS) | 0.4 | $1.4M | 28k | 50.14 | |
| PT Telekomunikasi Indonesia (TLK) | 0.4 | $1.4M | 41k | 33.07 | |
| Tellabs | 0.4 | $1.3M | 310k | 4.29 | |
| Transcanada Corp | 0.4 | $1.3M | 33k | 40.49 | |
| Spectra Energy | 0.4 | $1.2M | 48k | 24.52 | |
| WisdomTree Dreyfus ETF BZ Real Fnd | 0.4 | $1.2M | 49k | 24.42 | |
| Cubist Pharmaceuticals | 0.4 | $1.2M | 33k | 35.32 | |
| Watts Water Technologies (WTS) | 0.4 | $1.2M | 44k | 26.65 | |
| American Software (AMSWA) | 0.3 | $1.1M | 154k | 7.25 | |
| Suncor Energy (SU) | 0.3 | $1.1M | 43k | 25.44 | |
| Tele Norte Leste Participacoes SA | 0.3 | $1.1M | 113k | 9.53 | |
| WisdomTree Dreyfus Emerging Currency (CEW) | 0.3 | $1.1M | 52k | 20.67 | |
| Stryker Corporation (SYK) | 0.3 | $1.0M | 22k | 47.11 | |
| Elmira Savings Bank | 0.3 | $1.0M | 63k | 16.26 | |
| Ellsworth Fund (ECF) | 0.3 | $1.0M | 160k | 6.43 | |
| Itron (ITRI) | 0.3 | $981k | 33k | 29.50 | |
| KT Corporation (KT) | 0.3 | $988k | 67k | 14.78 | |
| NorthWestern Corporation (NWE) | 0.3 | $982k | 31k | 31.93 | |
| Wisdomtree Asia Local Debt etf us | 0.3 | $954k | 19k | 49.43 | |
| Zoltek Companies | 0.3 | $910k | 142k | 6.43 | |
| Cenovus Energy (CVE) | 0.3 | $874k | 29k | 30.72 | |
| Telecom Argentina (TEO) | 0.3 | $868k | 47k | 18.63 | |
| URS Corporation | 0.3 | $877k | 30k | 29.67 | |
| Microsoft Corporation (MSFT) | 0.3 | $809k | 33k | 24.89 | |
| Endo Pharmaceuticals | 0.2 | $764k | 27k | 27.99 | |
| Roper Industries (ROP) | 0.2 | $746k | 11k | 68.95 | |
| Teva Pharmaceutical Industries (TEVA) | 0.2 | $666k | 18k | 37.20 | |
| Quest Diagnostics Incorporated (DGX) | 0.2 | $660k | 13k | 49.34 | |
| PowerShares Water Resources | 0.2 | $660k | 44k | 15.02 | |
| SPDR S&P China (GXC) | 0.2 | $653k | 12k | 55.81 | |
| Chemung Financial Corp (CHMG) | 0.2 | $622k | 27k | 23.00 | |
| Barrick Gold Corp (GOLD) | 0.2 | $611k | 13k | 46.64 | |
| New York Community Ban | 0.2 | $602k | 51k | 11.91 | |
| Titanium Metals Corporation | 0.2 | $611k | 41k | 14.98 | |
| PowerSecure International | 0.2 | $605k | 128k | 4.73 | |
| Micron Technology (MU) | 0.2 | $564k | 112k | 5.04 | |
| Ciena Corporation (CIEN) | 0.2 | $523k | 47k | 11.21 | |
| Dresser-Rand | 0.2 | $537k | 13k | 40.53 | |
| EMC Corporation | 0.2 | $514k | 25k | 20.99 | |
| Advantage Oil & Gas | 0.2 | $517k | 138k | 3.74 | |
| Net Servicos de Comunicacao SA | 0.1 | $474k | 62k | 7.71 | |
| General Electric Company | 0.1 | $440k | 29k | 15.23 | |
| Apple (AAPL) | 0.1 | $427k | 1.1k | 381.59 | |
| Ferro Corporation | 0.1 | $441k | 72k | 6.15 | |
| Insituform Technologies | 0.1 | $456k | 39k | 11.59 | |
| Tessera Technologies | 0.1 | $426k | 36k | 11.93 | |
| Claymore S&P Global Water Index | 0.1 | $427k | 23k | 18.33 | |
| Regeneron Pharmaceuticals (REGN) | 0.1 | $402k | 6.9k | 58.26 | |
| Archer Daniels Midland Company (ADM) | 0.1 | $423k | 17k | 24.81 | |
| DDi | 0.1 | $413k | 57k | 7.25 | |
| Alcatel-Lucent | 0.1 | $382k | 135k | 2.83 | |
| Oclaro | 0.1 | $391k | 107k | 3.64 | |
| CryoLife (AORT) | 0.1 | $360k | 80k | 4.49 | |
| Market Vectors Rare Earth Strat Met ETF | 0.1 | $339k | 22k | 15.37 | |
| At&t (T) | 0.1 | $327k | 12k | 28.49 | |
| Pepsi (PEP) | 0.1 | $319k | 5.2k | 61.94 | |
| Cohu (COHU) | 0.1 | $327k | 33k | 9.88 | |
| Market Vectors Vietnam ETF. | 0.1 | $323k | 19k | 17.27 | |
| Pharmaceutical Product Development | 0.1 | $295k | 12k | 25.65 | |
| Telefonica (TEF) | 0.1 | $281k | 15k | 19.13 | |
| Tompkins Financial Corporation (TMP) | 0.1 | $282k | 7.9k | 35.79 | |
| Procter & Gamble Company (PG) | 0.1 | $259k | 4.1k | 63.08 | |
| Sina Corporation | 0.1 | $247k | 3.5k | 71.59 | |
| Ingersoll-rand Co Ltd-cl A | 0.1 | $246k | 8.8k | 28.11 | |
| Covance | 0.1 | $260k | 5.7k | 45.41 | |
| Hardinge | 0.1 | $245k | 30k | 8.19 | |
| iShares MSCI Brazil Index (EWZ) | 0.1 | $255k | 4.9k | 52.04 | |
| Arch Coal | 0.1 | $206k | 14k | 14.61 | |
| ConocoPhillips (COP) | 0.1 | $225k | 3.6k | 63.20 | |
| Audiocodes Ltd Com Stk (AUDC) | 0.1 | $226k | 72k | 3.13 | |
| Hologic (HOLX) | 0.1 | $201k | 13k | 15.23 | |
| Penn West Energy Trust | 0.1 | $201k | 14k | 14.78 | |
| American Capital | 0.1 | $142k | 21k | 6.80 | |
| Landec Corporation (LFCR) | 0.1 | $163k | 31k | 5.33 | |
| AU Optronics | 0.0 | $53k | 14k | 3.94 | |
| UQM Technologies | 0.0 | $73k | 44k | 1.67 | |
| Suntech Power Holdings | 0.0 | $40k | 17k | 2.31 | |
| Sonus Networks | 0.0 | $22k | 10k | 2.14 | |
| American Defense Systems (EAG) | 0.0 | $3.0k | 50k | 0.06 |
