John G.Ullman & Associates

John G.Ullman & Associates as of Sept. 30, 2012

Portfolio Holdings for John G.Ullman & Associates

John G.Ullman & Associates holds 128 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Johnson & Johnson (JNJ) 6.2 $24M 347k 68.91
Exxon Mobil Corporation (XOM) 4.7 $18M 198k 91.45
Emerson Electric (EMR) 3.2 $12M 257k 48.27
Pall Corporation 2.9 $11M 179k 63.49
Amgen (AMGN) 2.5 $9.9M 117k 84.29
Bristol Myers Squibb (BMY) 2.4 $9.1M 270k 33.75
Schlumberger (SLB) 2.4 $9.1M 125k 72.33
Ida (IDA) 2.1 $8.2M 191k 43.27
Coca-Cola Company (KO) 2.1 $8.1M 215k 37.93
Lindsay Corporation (LNN) 2.0 $7.7M 107k 71.97
GlaxoSmithKline 2.0 $7.6M 165k 46.24
Pfizer (PFE) 2.0 $7.6M 304k 24.85
Honeywell International (HON) 2.0 $7.6M 127k 59.75
Cisco Systems (CSCO) 1.9 $7.5M 391k 19.10
Novartis (NVS) 1.7 $6.5M 107k 61.26
3M Company (MMM) 1.6 $6.3M 69k 92.42
Merck & Co (MRK) 1.6 $6.3M 141k 45.10
Granite Construction (GVA) 1.5 $5.9M 204k 28.72
Dresser-Rand 1.5 $5.8M 105k 55.11
Monsanto Company 1.5 $5.8M 63k 91.02
Great Plains Energy Incorporated 1.5 $5.8M 259k 22.26
Bce (BCE) 1.5 $5.8M 131k 43.94
Analog Devices (ADI) 1.4 $5.5M 141k 39.18
Duke Energy (DUK) 1.4 $5.3M 82k 64.79
Steris Corporation 1.3 $4.9M 138k 35.47
Nextera Energy (NEE) 1.2 $4.8M 68k 70.33
Applied Materials (AMAT) 1.2 $4.8M 426k 11.16
Thermo Fisher Scientific (TMO) 1.2 $4.7M 80k 58.83
Intel Corporation (INTC) 1.2 $4.7M 206k 22.66
Procter & Gamble Company (PG) 1.2 $4.7M 67k 69.36
Portland General Electric Company (POR) 1.1 $4.4M 163k 27.04
iShares MSCI Brazil Index (EWZ) 1.1 $4.4M 82k 54.06
iShares MSCI Singapore Index Fund 1.1 $4.3M 317k 13.41
Texas Instruments Incorporated (TXN) 1.1 $4.1M 148k 27.56
Aberdeen Australia Equity Fund (IAF) 1.1 $4.1M 394k 10.38
Medtronic 1.0 $3.9M 91k 43.12
Flowserve Corporation (FLS) 1.0 $3.9M 31k 127.73
Bancroft Fund (BCV) 0.9 $3.6M 216k 16.79
Ingersoll-rand Co Ltd-cl A 0.9 $3.6M 80k 44.82
Google 0.9 $3.4M 4.5k 754.46
Microsoft Corporation (MSFT) 0.9 $3.4M 115k 29.76
Oge Energy Corp (OGE) 0.9 $3.4M 62k 55.46
DENTSPLY International 0.8 $3.3M 86k 38.14
Brooks Automation (AZTA) 0.8 $3.1M 386k 8.04
Sigma-Aldrich Corporation 0.8 $3.0M 41k 71.98
Tyco International Ltd S hs 0.8 $2.9M 52k 56.26
Syngenta 0.8 $2.9M 39k 74.84
Xyratex 0.7 $2.9M 314k 9.17
Laclede 0.7 $2.6M 60k 43.00
Calavo Growers (CVGW) 0.7 $2.6M 102k 25.00
Calgon Carbon Corporation 0.7 $2.5M 176k 14.31
Walt Disney Company (DIS) 0.6 $2.5M 47k 52.28
Zimmer Holdings (ZBH) 0.6 $2.5M 37k 67.61
Dolby Laboratories (DLB) 0.6 $2.4M 73k 32.75
Ellsworth Fund (ECF) 0.6 $2.4M 328k 7.35
iShares MSCI All Peru Capped Index Fund (EPU) 0.6 $2.3M 53k 44.30
International Business Machines (IBM) 0.6 $2.3M 11k 207.46
Landec Corporation (LFCR) 0.6 $2.1M 186k 11.45
Archer Daniels Midland Company (ADM) 0.5 $2.0M 75k 27.18
Te Connectivity Ltd for (TEL) 0.5 $2.0M 60k 34.02
MKS Instruments (MKSI) 0.5 $2.0M 79k 25.49
Covidien 0.5 $2.0M 33k 59.42
Zoltek Companies 0.5 $1.9M 244k 7.69
Neogen Corporation (NEOG) 0.5 $1.9M 45k 42.70
JPMorgan Chase & Co. (JPM) 0.5 $1.9M 46k 40.48
Activision Blizzard 0.5 $1.9M 165k 11.28
Baxter International (BAX) 0.4 $1.7M 28k 60.27
MDU Resources (MDU) 0.4 $1.7M 75k 22.04
Astec Industries (ASTE) 0.4 $1.6M 49k 31.60
St. Jude Medical 0.4 $1.5M 36k 42.13
Bk Nova Cad (BNS) 0.4 $1.5M 27k 54.81
Watts Water Technologies (WTS) 0.4 $1.5M 39k 37.84
Multi-Fineline Electronix 0.4 $1.4M 63k 22.56
Darling International (DAR) 0.4 $1.4M 75k 18.28
Transcanada Corp 0.4 $1.4M 30k 45.50
Tompkins Financial Corporation (TMP) 0.3 $1.3M 32k 40.53
Sunopta (STKL) 0.3 $1.3M 205k 6.39
Ciena Corporation (CIEN) 0.3 $1.3M 93k 13.59
CurrencyShares Canadian Dollar Trust 0.3 $1.2M 12k 101.15
Elmira Savings Bank 0.3 $1.2M 60k 19.80
Stryker Corporation (SYK) 0.3 $1.2M 21k 55.64
Roper Industries (ROP) 0.3 $1.1M 9.8k 109.90
Xylem (XYL) 0.3 $1.1M 43k 25.15
Apple (AAPL) 0.3 $1.0M 1.5k 667.33
WisdomTree Dreyfus ETF BZ Real Fnd 0.3 $1.0M 53k 18.88
American Software (AMSWA) 0.2 $950k 116k 8.16
WisdomTree Dreyfus Emerging Currency (CEW) 0.2 $978k 47k 20.79
NorthWestern Corporation (NWE) 0.2 $926k 26k 36.24
Wisdomtree Asia Local Debt etf us 0.2 $920k 18k 52.42
Swiss Helvetia Fund (SWZ) 0.2 $874k 81k 10.77
Cenovus Energy (CVE) 0.2 $866k 25k 34.85
Encana Corp 0.2 $868k 40k 21.92
Tetra Tech (TTEK) 0.2 $810k 31k 26.27
Endo Pharmaceuticals 0.2 $760k 24k 31.73
Suncor Energy (SU) 0.2 $784k 24k 32.86
SPDR S&P China (GXC) 0.2 $723k 11k 65.14
Oclaro 0.2 $681k 253k 2.69
General Electric Company 0.2 $663k 29k 22.72
WuXi PharmaTech 0.2 $638k 43k 14.94
Gsv Cap Corp 0.2 $662k 77k 8.63
EMC Corporation 0.2 $632k 23k 27.28
Exelon Corporation (EXC) 0.1 $594k 17k 35.57
Net Servicos de Comunicacao SA 0.1 $557k 42k 13.14
Halliburton Company (HAL) 0.1 $489k 15k 33.72
Pepsi (PEP) 0.1 $446k 6.3k 70.77
American Capital 0.1 $464k 41k 11.35
Tessera Technologies 0.1 $456k 33k 13.69
PowerShares Water Resources 0.1 $478k 25k 19.47
Market Vectors Vietnam ETF. 0.1 $476k 30k 16.05
At&t (T) 0.1 $434k 12k 37.69
URS Corporation 0.1 $401k 11k 35.33
Hardinge 0.1 $370k 36k 10.25
PowerShares QQQ Trust, Series 1 0.1 $370k 5.4k 68.58
Quest Diagnostics Incorporated (DGX) 0.1 $362k 5.7k 63.51
Regeneron Pharmaceuticals (REGN) 0.1 $317k 2.1k 152.70
Verisign (VRSN) 0.1 $290k 6.0k 48.74
Marvell Technology Group 0.1 $314k 34k 9.17
Chesapeake Energy Corporation 0.1 $254k 14k 18.88
Covance 0.1 $258k 5.5k 46.63
ConocoPhillips (COP) 0.1 $238k 4.2k 57.21
Itt 0.1 $226k 11k 20.12
Verizon Communications (VZ) 0.1 $203k 4.5k 45.49
TAOMEE HLDGS Ltd Sponsored 0.1 $184k 55k 3.34
Penn West Energy Trust 0.0 $168k 12k 14.24
PowerSecure International 0.0 $65k 11k 5.96
Supervalu 0.0 $24k 10k 2.40
iPass 0.0 $30k 14k 2.17
Sonus Networks 0.0 $19k 10k 1.90