K2 Principal Fund

K2 Principal Fund as of June 30, 2024

Portfolio Holdings for K2 Principal Fund

K2 Principal Fund holds 218 positions in its portfolio as reported in the June 2024 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Silverback Therapeutics Call Option (SPRY) 4.1 $22M 2.6M 8.51
Ishares Tr 20 Yr Tr Bd Etf Put Option (TLT) 3.8 $20M 222k 91.78
Marathon Digital Holdings In Note 1.00012/0 (Principal) 2.9 $16M 18k 865.20
Atlantica Sustainable Infra Note 4.000 7/1 (Principal) 2.8 $15M 15k 980.70
Dropbox Note 3/0 (Principal) 2.8 $15M 16k 933.80
Peloton Interactive Note 2/1 (Principal) 2.6 $14M 16k 879.40
Nutanix Note 0.25010/0 (Principal) 2.6 $14M 12k 1165.30
Microstrategy Note 2/1 (Principal) 2.3 $12M 10k 1202.00
Vanguard Index Fds Sp 500 Etf Shs Call Option (VOO) 2.1 $11M 23k 500.13
Ishares Gold Tr Ishares New (IAU) 2.0 $11M 250k 43.93
Iteos Therapeutics Call Option (ITOS) 2.0 $11M 707k 14.84
Tripadvisor Note 0.250 4/0 (Principal) 1.9 $11M 12k 910.00
Box Note 1/1 (Principal) 1.8 $9.8M 8.5k 1150.10
Envestnet Note 0.750 8/1 (Principal) 1.8 $9.7M 10k 968.70
Lendingtree Note 0.500 7/1 (Principal) 1.8 $9.6M 10k 934.40
Spirit Airls Note 1.000 5/1 (Principal) 1.7 $9.1M 18k 494.50
Rapid7 Note 0.250 3/1 (Principal) 1.7 $9.1M 10k 907.30
First Majestic Silver Corp Note 0.375 1/1 (Principal) 1.5 $8.0M 9.5k 840.00
Vistra Energy Call Option (VST) 1.5 $7.9M 93k 85.98
Wisdomtree Note 3.250 6/1 (Principal) 1.5 $7.9M 7.3k 1079.40
Everbridge Note 0.12512/1 (Principal) 1.4 $7.5M 7.7k 979.60
Snap Note 0.250 5/0 (Principal) 1.4 $7.5M 7.1k 1050.50
Ringcentral Note 3/0 (Principal) 1.4 $7.4M 7.8k 953.00
Seritage Growth Pptys Cl A Call Option (SRG) 1.4 $7.3M 1.6M 4.67
Virgin Galactic Holdings Conv Bond (Principal) 1.3 $6.9M 24k 293.75
Nice Note 9/1 (Principal) 1.3 $6.9M 7.3k 942.50
Ishares Bitcoin Tr SHS (IBIT) 1.3 $6.8M 200k 34.14
Akamai Technologies Note 0.375 9/0 (Principal) 1.3 $6.8M 7.0k 968.30
Perficient Note 0.12511/1 (Principal) 1.3 $6.8M 7.0k 968.10
Spdr Gold Tr Gold Shs Put Option (GLD) 1.2 $6.5M 30k 215.01
Centurion Acquisition Corp Unit 05/31/2032 (ALFUU) 1.2 $6.4M 639k 9.99
Sabre Glbl Note 4.000 4/1 (Principal) 1.1 $6.1M 6.3k 962.80
Lumentum Hldgs Note 1.50012/1 (Principal) 1.1 $5.7M 6.0k 943.50
Blackline Note 3/1 (Principal) 1.0 $5.5M 6.0k 911.80
MDU Resources Call Option (MDU) 0.9 $5.0M 200k 25.10
Jetblue Airways Corp Note 0.500 4/0 (Principal) 0.9 $4.9M 5.5k 885.90
Techtarget Note 12/1 (Principal) 0.9 $4.8M 5.0k 963.30
Lionheart Holdings Unit 99/99/9999 (CUBWU) 0.9 $4.8M 480k 9.99
PAR Technology Corporation (PAR) 0.9 $4.8M 101k 47.09
Tfii Cn (TFII) 0.9 $4.7M 33k 145.16
Hess (HES) 0.9 $4.7M 32k 147.52
Gopro Note 1.25011/1 (Principal) 0.9 $4.6M 5.0k 925.60
Core Scientific (CORZ) 0.8 $4.4M 478k 9.30
Intel Corporation (INTC) 0.8 $4.2M 135k 30.97
Lithium Americas Argentina C Note 1.750 1/1 (Principal) 0.7 $3.8M 5.1k 752.50
NET Lease Office Properties Call Option (NLOP) 0.7 $3.8M 155k 24.62
Upwork Note 0.250 8/1 (Principal) 0.7 $3.5M 4.0k 886.10
Modivcare (MODV) 0.6 $3.3M 128k 26.24
Wisdomtree Note 5.750 8/1 (Principal) 0.6 $3.3M 2.7k 1233.40
Antero Res Put Option (AR) 0.6 $3.3M 100k 32.63
Albertsons Cos Common Stock (ACI) 0.6 $3.2M 161k 19.75
Hashicorp Com Cl A (HCP) 0.6 $3.0M 88k 33.69
Amazon (AMZN) 0.5 $2.8M 15k 193.25
Melar Acquisition Corp. I Unit 06/10/2029 (MACIU) 0.5 $2.8M 282k 10.00
Infinera Corp Note 3.750 8/0 (Principal) 0.5 $2.7M 2.5k 1089.70
Core Scientific W Exp 01/23/202 (CORZZ) 0.5 $2.6M 305k 8.69
V.F. Corporation (VFC) 0.5 $2.6M 191k 13.50
Embrace Change Acquisitn Cor Ordinary Shares (EMCG) 0.5 $2.6M 227k 11.25
Arcosa Call Option (ACA) 0.5 $2.5M 30k 83.41
Lumentum Hldgs Note 0.500 6/1 (Principal) 0.4 $2.3M 3.0k 781.20
Nuvasive Note 0.375 3/1 (Principal) 0.4 $2.3M 2.4k 961.90
Tortoiseecofin Acquisition C Shs Cl A (TRTL) 0.4 $2.3M 208k 10.92
Monterey Cap Acquisition Cor Class A Com (MCAC) 0.4 $2.3M 200k 11.30
Broadcom (AVGO) 0.4 $2.2M 1.4k 1605.53
Everest Consolidator Acq Cor Cl A Com (MNTN) 0.4 $2.2M 200k 11.24
Battery Future Acquisition C Cl A Ord Shs (BFAC) 0.4 $2.2M 200k 11.04
Ero Copper Corp Put Option (ERO) 0.4 $2.1M 100k 21.38
Chenghe Acquisition Ii Unit 05/30/2031 (CHEB.U) 0.4 $2.1M 208k 10.01
Philip Morris International Call Option (PM) 0.4 $2.0M 20k 101.33
Haynes Intl Com New (HAYN) 0.4 $2.0M 34k 58.70
Royal Gold Put Option (RGLD) 0.4 $1.9M 16k 125.16
Mr Cooper Group (COOP) 0.4 $1.9M 23k 81.23
Catalent (CTLT) 0.3 $1.9M 33k 56.23
Investcorp Europe Acquisitio Class A Ord Shs (IVCB) 0.3 $1.9M 163k 11.35
MKS Instruments (MKSI) 0.3 $1.8M 14k 130.58
Cleveland-cliffs Put Option (CLF) 0.3 $1.8M 116k 15.39
Algonquin Power & Utilities equs Call Option (AQN) 0.3 $1.8M 300k 5.86
Fortune Rise Acquisition Cor Cl A (FRLA) 0.3 $1.7M 155k 11.25
Evergreen Corporation Class A Ord Shs (EVGR) 0.3 $1.7M 146k 11.48
Agnico Put Option (AEM) 0.3 $1.6M 25k 65.40
Nxp Semiconductors N V (NXPI) 0.3 $1.6M 6.0k 269.09
Bukit Jalil Gbl Acquisition Ord Shs (BUJA) 0.3 $1.6M 150k 10.69
Kinross Gold Corp Put Option (KGC) 0.3 $1.6M 192k 8.32
Four Leaf Acquisition Corp Com Cl A (FORL) 0.3 $1.6M 145k 10.92
Steel Dynamics (STLD) 0.3 $1.6M 12k 129.50
PROS Holdings (PRO) 0.3 $1.5M 53k 28.65
Ib Acquisition Corp Com Shs (IBAC) 0.3 $1.5M 150k 9.97
Zalatoris Acquisition Corp Com Cl A (TCOA) 0.3 $1.5M 133k 11.00
Marvell Technology (MRVL) 0.3 $1.4M 21k 69.90
Colombier Acquisition Corp I Com Shs Cl A (CLBR) 0.3 $1.4M 137k 10.28
Graf Global Corp Unit 05/31/2032 (GRAF.U) 0.3 $1.4M 138k 10.00
Dell Technologies CL C Put Option (DELL) 0.3 $1.4M 10k 137.91
Patria Latin Amrcn Opprnty A Class A Ord Shs (PLAO) 0.3 $1.4M 120k 11.44
Freeport-mcmoran CL B Put Option (FCX) 0.3 $1.4M 28k 48.60
Alphabet Cap Stk Cl C (GOOG) 0.2 $1.2M 6.8k 183.42
Churchill Capital Corp Vii Com Cl A (CVII) 0.2 $1.2M 114k 10.77
Distoken Acquisition Corp Ordinary Shares (DIST) 0.2 $1.2M 114k 10.75
Digital World Acquisition Co Class A (DJT) 0.2 $1.2M 202k 5.96
Cslm Acquisition Corp Class A Ord Shs (CSLM) 0.2 $1.2M 104k 11.24
Quetta Acquisition Corp (QETA) 0.2 $1.2M 112k 10.35
Golden Star Acquisition Corp Usd Ord Shs (GODN) 0.2 $1.2M 107k 10.78
Tlgy Acquisition Corporation Class A Ord Shs (TLGY) 0.2 $1.1M 100k 11.43
Brookfield Business Partners Unit Ltd L P (BBU) 0.2 $1.1M 60k 18.85
Pulte Call Option (PHM) 0.2 $1.1M 10k 110.10
Ares Acquisition Corp Ii Shs Class A (AACT) 0.2 $1.1M 102k 10.67
Gold Royalty Corp Common Shares (GROY) 0.2 $1.1M 761k 1.41
Equinox Gold Corp equities Put Option (EQX) 0.2 $1.1M 205k 5.23
Aimfinity Investment Corp I Unit 04/21/2027 (AIMBU) 0.2 $1.1M 94k 11.34
Newmont Mining Corporation (NEM) 0.2 $1.0M 25k 41.87
Zeo Energy Corp Cl A (ZEO) 0.2 $1.0M 481k 2.15
Kratos Defense Sec Solutio Com New (KTOS) 0.2 $1000k 50k 20.01
Ciena Corp Com New (CIEN) 0.2 $931k 19k 48.18
Excelfin Acquisition Corp Com Cl A (XFIN) 0.2 $926k 84k 11.02
Columbus McKinnon (CMCO) 0.2 $886k 26k 34.54
Hibbett Sports (HIBB) 0.2 $869k 10k 87.21
Bitfarms (BITF) 0.2 $816k 317k 2.57
Atlantica Sustainable Infr P SHS (AY) 0.1 $757k 35k 21.95
Rf Acquisition Corp Ii Unit 05/01/2026 (RFAIU) 0.1 $755k 75k 10.06
Shopify Cl A (SHOP) 0.1 $727k 11k 66.05
Micron Technology (MU) 0.1 $723k 5.5k 131.53
Sable Offshore Corp W Exp 99/99/999 (SOC.WS) 0.1 $709k 166k 4.27
Climaterock Class A Ord (CLRC) 0.1 $699k 61k 11.44
Bynordic Acquisition Corp Class A Com (BYNO) 0.1 $646k 57k 11.29
Pharmacyte Biotech Com New (PMCB) 0.1 $642k 328k 1.96
Compass Digital Acquisitn Class A Ord (CDAQ) 0.1 $572k 53k 10.88
Futuretech Ii Acquisition Class A Com (FTII) 0.1 $551k 50k 11.02
Cadence Design Systems (CDNS) 0.1 $551k 1.8k 307.75
Sdcl Edge Acquisition Corp Cl A Ord Shs (SEDA) 0.1 $551k 50k 11.01
Fortuna Mng Corp Com New (FSM) 0.1 $550k 113k 4.89
Integral Acquisition Corp 1 Class A Com (INTE) 0.1 $549k 50k 10.98
Enphys Acquisition Corp Cl A Ord Shs (NFSCF) 0.1 $545k 50k 10.98
Ferroglobe SHS (GSM) 0.1 $536k 100k 5.36
Dmy Squared Technology Group Cl A Com (DMYY) 0.1 $536k 50k 10.72
Taiwan Semiconductor Mfg Sponsored Ads (TSM) 0.1 $529k 3.0k 173.81
Royal Caribbean Cruises (RCL) 0.1 $526k 3.3k 159.43
Franco-Nevada Corporation Put Option (FNV) 0.1 $522k 4.4k 118.52
Apartment Invt Mgmt Cl A (AIV) 0.1 $508k 61k 8.29
Manhattan Associates Put Option (MANH) 0.1 $493k 2.0k 246.68
Solitario Expl & Rty Corp (XPL) 0.1 $484k 550k 0.88
iRobot Corporation Put Option (IRBT) 0.1 $456k 50k 9.11
Inspire Med Sys Call Option (INSP) 0.1 $455k 3.4k 133.83
Arogo Capital Acquisition Class A Com (AOGO) 0.1 $454k 41k 10.98
Playags (AGS) 0.1 $438k 38k 11.50
Amc Entmt Hldgs Cl A New Put Option (AMC) 0.1 $374k 75k 4.98
Nuvei Corporation Sub Vtg Shs (NVEI) 0.1 $361k 11k 32.38
Cetus Cap Acquisition Corp Class A Com (CETU) 0.1 $356k 33k 10.65
Canna Global Acquisition Cor Class A Com (CNGL) 0.1 $341k 33k 10.40
Greenfire Res Com Shs (GFR) 0.1 $338k 50k 6.75
Pearl Holdings Acquisitn Cor Class A Ord Shs (PRLH) 0.1 $333k 30k 11.02
Net Power Com Cl A (NPWR) 0.1 $325k 33k 9.83
X4 Pharmaceuticals (XFOR) 0.1 $284k 489k 0.58
Symbotic Class A Com (SYM) 0.1 $281k 8.0k 35.16
Squarespace Class A (SQSP) 0.0 $253k 5.8k 43.63
Hanesbrands (HBI) 0.0 $247k 50k 4.93
Oak Woods Acquisition Corp Cl A (OAKU) 0.0 $219k 20k 10.88
Wayfair Cl A Put Option (W) 0.0 $211k 4.0k 52.73
Southwestern Energy Company 0.0 $209k 31k 6.73
Marathon Petroleum Corp (MPC) 0.0 $208k 1.2k 173.48
Gold Royalty Corp W Exp 05/31/202 (GROY.WS) 0.0 $188k 988k 0.19
Vizsla Silver Corp Com New (VZLA) 0.0 $160k 89k 1.79
Everest Consolidator Acq Cor W Exp 99/99/999 (MNTN.WS) 0.0 $121k 606k 0.20
Tortoiseecofin Acquisition C W Exp 07/22/202 (TRTL.WS) 0.0 $118k 985k 0.12
Maxeon Solar Technologies Lt SHS Put Option (MAXN) 0.0 $117k 137k 0.85
Hhg Capital Corporation Ordinary Shares (HHGC) 0.0 $116k 10k 11.60
Churchill Capital Corp Vii W Exp 02/29/202 (CVIIW) 0.0 $102k 292k 0.35
Lifezone Metals W Exp 07/05/202 (LZM.WS) 0.0 $88k 195k 0.45
Ares Acquisition Corp Ii W Exp 99/99/999 (AACT.WS) 0.0 $71k 544k 0.13
Macrogenics (MGNX) 0.0 $63k 15k 4.25
Kernel Group Holdings W Exp 99/99/999 (KRNLW) 0.0 $48k 370k 0.13
Golden Arrow Merger Corp W Exp 07/31/202 (GAMCW) 0.0 $45k 300k 0.15
Sk Growth Opportunities Corp W Exp 06/28/202 (SKGRW) 0.0 $44k 184k 0.24
Hub Cyber Security W Exp 08/22/202 (HUBCZ) 0.0 $43k 2.1M 0.02
Murano Global Invts W Exp 03/19/202 (MRNOW) 0.0 $40k 247k 0.16
Integral Acquisition Corp 1 W Exp 05/31/202 (INTEW) 0.0 $35k 351k 0.10
Focus Impact Bh3 Acquisition W Exp 99/99/999 (BHACW) 0.0 $33k 408k 0.08
Nabors Energy Transition Cor W Exp 09/01/202 (NETDW) 0.0 $30k 295k 0.10
Spring Valley Acquistn Corp W Exp 02/25/202 (SVIIW) 0.0 $29k 361k 0.08
Gct Semiconductor Hldg W Exp 03/01/202 (GCTS.WS) 0.0 $28k 183k 0.15
Zeo Energy Corp W Exp 03/13/202 (ZEOWW) 0.0 $27k 668k 0.04
Armada Acquisition Corp I W Exp 99/99/999 (AACIW) 0.0 $25k 208k 0.12
Investcorp Europe Acquisitio W Exp 12/15/202 (IVCBW) 0.0 $24k 345k 0.07
Spring Valley Acquistn Corp Right 02/25/2026 (SVIIR) 0.0 $24k 200k 0.12
Inflection Pt Acquisitn Crp W Exp 08/31/202 (IPXXW) 0.0 $23k 258k 0.09
Tlgy Acquisition Corporation W Exp 11/09/202 (TLGYW) 0.0 $22k 361k 0.06
Plum Acquisition Corp I W Exp 03/18/202 0.0 $19k 235k 0.08
Keen Vision Acquisition Corp W Exp 03/15/202 (KVACW) 0.0 $17k 247k 0.07
Pagaya Technologies W Exp 99/99/999 (PGYWW) 0.0 $17k 155k 0.11
Verde Clean Fuels W Exp 02/15/202 (VGASW) 0.0 $17k 92k 0.18
Nova Vision Acquisition Corp Right 12/23/2023 (NOVVR) 0.0 $13k 79k 0.16
Project Energy Reimagined Ac W Exp 99/99/999 (PEGRW) 0.0 $12k 206k 0.06
Agriculture Nat Sol Acq W Exp 10/01/202 (ANSCW) 0.0 $12k 76k 0.16
Ib Acquisition Corp Right 09/28/2025 (IBACR) 0.0 $12k 150k 0.08
Plum Acquisition Corp Iii W Exp 03/31/202 (PLMJW) 0.0 $11k 161k 0.07
Perception Capital Corp Iii W Exp 99/99/999 (PFTAW) 0.0 $11k 350k 0.03
Esh Acquisition Corp Right 99/99/9999 (ESHAR) 0.0 $10k 93k 0.11
Oak Woods Acquisition Corp W Exp 99/99/999 (OAKUW) 0.0 $10k 501k 0.02
Spark I Acquisition Corp W Exp 10/01/203 (SPKLW) 0.0 $10k 59k 0.17
Selina Hospitality Ordinary Shares (SLNAF) 0.0 $9.3k 133k 0.07
Mountain Co I Acquisitn W Exp 09/30/202 (MCAAW) 0.0 $8.7k 109k 0.08
Cslm Acquisition Corp W Exp 99/99/999 (CSLMW) 0.0 $8.1k 58k 0.14
Four Leaf Acquisition Corp W Exp 03/15/202 (FORLW) 0.0 $7.5k 189k 0.04
Legato Merger Corp Iii W Exp 05/08/203 (LEGT.WS) 0.0 $6.5k 50k 0.13
Digiasia Corp W Exp 04/02/202 (FAASW) 0.0 $6.0k 100k 0.06
Blue Ocean Acquisition Corp W Exp 99/99/999 (BOCNW) 0.0 $5.6k 281k 0.02
Battery Future Acquisition C W Exp 99/99/999 (BFAC.WS) 0.0 $4.7k 470k 0.01
Fintech Ecosystem Deve W Exp 04/01/202 (FEXDW) 0.0 $3.9k 196k 0.02
Maquia Capital Acquisition C W Exp 99/99/999 (MAQCW) 0.0 $3.6k 358k 0.01
Bowen Acquisition Corp Right 99/99/9999 (BOWNR) 0.0 $3.3k 30k 0.11
Monterey Cap Acquisition Cor W Exp 01/01/202 (MCACW) 0.0 $3.0k 149k 0.02
Bannix Acquisition Corp W Exp 07/31/202 (BNIXW) 0.0 $3.0k 148k 0.02
Alphatime Acquisition Corp W Exp 03/01/202 (ATMCW) 0.0 $2.8k 142k 0.02
Winvest Acquisition Corp W Exp 08/09/202 (WINVW) 0.0 $2.6k 258k 0.01
Haymaker Acquisition Corp Iv W Exp 05/31/202 (HYAC.WS) 0.0 $2.3k 13k 0.18
Borealis Foods W Exp 02/07/202 (BRLSW) 0.0 $2.1k 30k 0.07
Enphys Acquisition Corp W Exp 99/99/999 (NFSWF) 0.0 $2.1k 52k 0.04
Xbp Europe Holdings W Exp 11/30/202 (XBPEW) 0.0 $2.1k 52k 0.04
Nova Vision Acquisition Corp W Exp 12/31/202 (NOVVW) 0.0 $1.5k 152k 0.01
Bellevue Life Scncs Aqstn W Exp 02/09/202 (BLACW) 0.0 $246.340000 12k 0.02