K2 Principal Fund

Latest statistics and disclosures from K2 Principal Fund's latest quarterly 13F-HR filing:

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Positions held by K2 Principal Fund consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for K2 Principal Fund

Companies in the K2 Principal Fund portfolio as of the December 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ringcentral Cl A Call Option (RNG) 7.8 $89M NEW 234k 378.97
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 6.6 $75M NEW 200k 373.88
Pennymac Financial Services Call Option (PFSI) 6.0 $68M +81% 1.0M 65.61
Ishares Tr 20 Yr Tr Bd Etf Call Option (TLT) 3.3 $37M NEW 237k 157.72
Planet Fitness Cl A Call Option (PLNT) 3.2 $37M NEW 476k 77.65
Ci Financial Corp (CIXX) 2.1 $24M NEW 2.0M 12.41
Spdr Gold Tr Gold Shs Put Option (GLD) 1.6 $18M NEW 100k 178.36
Weyerhaeuser Co Mtn Be Com New Call Option (WY) 1.5 $17M +28% 516k 33.53
Las Vegas Sands Call Option (LVS) 1.3 $14M NEW 240k 59.60
Bunge Call Option (BG) 1.2 $14M -41% 209k 65.58
Churchill Capital Corp Iv Cl A (CCIV) 1.2 $13M NEW 1.3M 10.01
Viveon Health Acquisition Unit 99/99/9999 (VHAQ.U) 1.1 $13M NEW 1.3M 10.27
Vaneck Vectors Etf Tr Semiconductor Et Put Option (SMH) 1.1 $13M -17% 58k 218.42
Proofpoint Call Option (PFPT) 1.1 $12M -33% 91k 136.41

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Xpo Logistics Inc equity Call Option (XPO) 1.0 $12M NEW 97k 119.20
Qualcomm Call Option (QCOM) 1.0 $11M -25% 75k 152.35
Natural Order Acquisition Unit 99/99/9999 (NOACU) 1.0 $11M NEW 1.0M 10.85
Gs Acquisition Hldgs Corp Ii Com Cl A (GSAH) 0.9 $11M NEW 988k 10.90
Silicon Laboratories Note 1.375 3/0 (Principal) 0.9 $11M +35% 7.7k 1382.56
Palo Alto Networks Note 0.750 7/0 (Principal) 0.9 $11M +84% 7.4k 1414.15
Iamgold Corp (IAG) 0.9 $11M NEW 2.2M 4.67
Seven Oaks Acquisition Corp Unit 12/18/2025 (SVOKU) 0.9 $10M NEW 992k 10.35
Colony Starwood Homes Note 3.500 1/1 (Principal) 0.9 $10M 7.5k 1339.07
Cc Neuberger Prin Hldgs Ii Unit 99/99/9999 (PRPB.U) 0.8 $9.7M -8% 898k 10.78
Cree Note 0.875 9/0 (Principal) 0.8 $9.3M 5.2k 1813.79
SSR MNG Note 2.500 4/0 (Principal) 0.8 $9.3M NEW 6.8k 1367.19
Spdr Ser Tr BLMBRG BRC CNVRT Put Option (CWB) 0.8 $9.0M NEW 108k 82.79
Synaptics Note 0.500 6/1 (Principal) 0.7 $8.3M NEW 6.0k 1375.67
Globis Acquisition Corp Unit 11/01/2025 (GLAQU) 0.7 $8.2M NEW 800k 10.28
Louisiana-Pacific Corporation (LPX) 0.7 $7.6M +142% 206k 37.17
Howard Hughes Call Option (HHC) 0.6 $7.4M +115% 94k 78.95
Avaya Hldgs Corp Note 2.250 6/1 (Principal) 0.6 $7.3M 7.0k 1052.23
Healthcare Services Acqu Cor Unit 11/18/2023 (HCARU) 0.6 $7.2M NEW 700k 10.22
Priceline Grp Note 0.900 9/1 (Principal) 0.6 $7.0M 6.0k 1165.00
Foley Trasimene Acquistn Cor Com Cl A (WPF) 0.6 $7.0M -11% 622k 11.18
Social Capital Hedosopha Hld Shs Cl A (IPOF) 0.6 $6.9M NEW 557k 12.30
MGM Resorts International. Call Option (MGM) 0.6 $6.5M +17% 205k 31.51
Ftac Olympus Acquisition Cor Cl A Shs (FTOC) 0.6 $6.5M NEW 626k 10.30
Ballard Pwr Sys Put Option (BLDP) 0.6 $6.4M NEW 275k 23.40
Dpcm Cap Com Cl A (XPOA) 0.6 $6.4M NEW 615k 10.41
Atlas Air Worldwide Hldgs In Note 1.875 6/0 (Principal) 0.6 $6.4M +59% 5.6k 1140.09
Tuscan Holdings Ii Acq Corp (THCA) 0.5 $6.3M -26% 570k 11.01
Aerojet Rocketdyne Hldgs Note 2.25012/1 (Principal) 0.5 $6.2M 3.1k 2030.70
Fg New Amer Acquisition Corp Unit 08/31/2027 (FGNA.U) 0.5 $6.2M -30% 583k 10.62
Zillow Group Note 1.500 7/0 (Principal) 0.5 $6.2M NEW 3.6k 1695.33
Select Sector Spdr Tr Sbi Materials Put Option (XLB) 0.5 $6.2M NEW 85k 72.39
Gores Hldgs V Com Cl A (GRSV) 0.5 $6.1M NEW 589k 10.40
Vesper Healthcare Acqstn Cor Com Cl A (VSPR) 0.5 $5.9M NEW 522k 11.31
Newmark Group Cl A (NMRK) 0.5 $5.8M +409% 790k 7.29
Dycom Inds Note 0.750 9/1 (Principal) 0.5 $5.3M NEW 5.2k 1022.50
Roman Dbdr Tech Acquisition Unit 99/99/9999 (DBDRU) 0.5 $5.2M NEW 500k 10.40
Ishares Tr Msci Emg Mkt Etf Call Option (EEM) 0.5 $5.2M NEW 100k 51.67
Cf Acquisition Corp Iv Unit 12/31/2027 (CFIVU) 0.5 $5.1M NEW 500k 10.29
Marriott Vactins Worldwid Note 1.500 9/1 (Principal) 0.4 $5.1M 4.5k 1133.35
Bausch Health Companies Call Option (BHC) 0.4 $5.1M +26% 245k 20.80
Mallard Acquisition Corp Unit 06/30/2027 (MACUU) 0.4 $5.1M NEW 482k 10.57
Shake Shack Cl A Call Option (SHAK) 0.4 $4.9M NEW 58k 84.78
Ishares Msci Jpn Etf New Call Option (EWJ) 0.4 $4.7M NEW 70k 67.57
Carriage Services (CSV) 0.4 $4.6M +709% 147k 31.32
Gopro Note 3.500 4/1 (Principal) 0.4 $4.6M NEW 4.0k 1146.00
Southwest Airls Note 1.250 5/0 (Principal) 0.4 $4.4M 3.0k 1458.33
Varian Medical Systems (VAR) 0.4 $4.3M +395% 25k 175.01
Horizon Acquisition Corporat Unit 99/99/9999 (HZON.U) 0.4 $4.3M NEW 400k 10.74
Newell Rubbermaid Call Option (NWL) 0.4 $4.2M NEW 200k 21.23
Winnebago Inds Note 1.500 4/0 (Principal) 0.4 $4.2M NEW 3.5k 1196.00
Churchill Capital Corp Iv Unit 99/99/9999 (CCIV.U) 0.4 $4.1M -43% 401k 10.30
Landcadia Holdings Iii Unit 99/99/9999 (LCYAU) 0.4 $4.1M NEW 370k 11.17
Parsley Energy Cl A 0.4 $4.1M NEW 288k 14.20
Chp Merger Corp Com Cl A (CHPM) 0.4 $4.1M 397k 10.26
Eidos Therapeutics 0.3 $4.0M NEW 30k 131.59
Zillow Group Cl C Cap Stk (Z) 0.3 $4.0M NEW 31k 129.79
Bmc Stk Hldgs 0.3 $3.9M NEW 73k 53.68
Willis Towers Watson SH (WLTW) 0.3 $3.9M +211% 19k 210.69
Gcm Grosvenor W Exp 11/17/202 Call Option (GCMGW) 0.3 $3.9M NEW 2.2M 1.80
Seacor Holdings Note 2.50012/1 (Principal) 0.3 $3.9M NEW 3.9k 998.19
Magnachip Semiconductor Corp Call Option (MX) 0.3 $3.9M -45% 285k 13.52
Lf Cap Acquisition Corp W Exp 06/22/202 Call Option 0.3 $3.7M +132% 1.9M 1.94
Crescent Acquisition Corp Com Cl A (CRSA) 0.3 $3.7M NEW 353k 10.45
Ishares Tr Msci Eafe Etf Call Option (EFA) 0.3 $3.6M NEW 50k 72.96
Fortuna Silver Mines SDCV 4.65010/3 (Principal) 0.3 $3.6M NEW 2.1k 1749.88
Nxp Semiconductors N V Call Option (NXPI) 0.3 $3.6M NEW 23k 159.00
PNM Resources (PNM) 0.3 $3.4M NEW 70k 48.52
First Majestic Silver Corp Note 1.875 3/0 (Principal) 0.3 $3.4M NEW 2.3k 1472.37
Vail Resorts Put Option (MTN) 0.3 $3.3M -25% 12k 279.00
Atlas Air Worldwide Hldgs In Note 2.250 6/0 (Principal) 0.3 $3.3M 3.2k 1046.33
Wpx Energy 0.3 $3.2M NEW 393k 8.15
7gc & Co Holdings Unit 12/23/2025 (VIIAU) 0.3 $3.2M NEW 300k 10.55
Front Yard Residential Corp 0.3 $3.2M -54% 195k 16.20
Jfrog Ord Shs Call Option (FROG) 0.3 $3.1M NEW 50k 62.84
Corner Growth Acquisition Unit 01/01/2027 (COOLU) 0.3 $3.1M NEW 300k 10.45
Roth Ch Acquisition Ii Unit 12/11/2025 (ROCCU) 0.3 $3.1M NEW 300k 10.40
Seagate Technology SH Call Option (STX) 0.3 $3.1M NEW 50k 62.16
Altitude Acquisition Corp Unit 11/30/2027 (ALTUU) 0.3 $3.1M NEW 300k 10.35
Senior Connect Acquisitn Cor Unit 12/09/2023 (SNRHU) 0.3 $3.1M NEW 300k 10.29
Transalta Corp (TAC) 0.3 $3.1M -5% 317k 9.67
Pluralsight Note 0.375 3/0 (Principal) 0.3 $3.0M NEW 3.1k 988.32
Chardan Healthcr Acqstn 2 Unit 99/99/9999 (CHAQ.U) 0.3 $3.0M 286k 10.59
Horizon Acquisition Corp Unit 99/99/9999 (HZAC.U) 0.3 $3.0M NEW 284k 10.56
Seacor Holdings Note 3.250 5/1 (Principal) 0.3 $2.9M NEW 3.0k 992.91
Focus Finl Partners Com Cl A Put Option (FOCS) 0.3 $2.9M NEW 68k 43.50
Fiserv Call Option (FISV) 0.2 $2.8M NEW 25k 113.88
Slack Technologies Com Cl A (WORK) 0.2 $2.8M NEW 66k 42.24
Virtusa Corporation 0.2 $2.7M NEW 54k 51.14
Ptk Acquisition Corp Unit 99/99/9999 (PTK.U) 0.2 $2.7M +33% 255k 10.75
Acacia Communications Call Option 0.2 $2.7M +7% 38k 72.95
Social Capital Hedosopha Hld Shs Cl A (IPOE) 0.2 $2.7M NEW 216k 12.44
Cf Fin Acquisition Corp Iii Unit 09/30/2027 (CFACU) 0.2 $2.7M NEW 250k 10.73
Abbvie Call Option (ABBV) 0.2 $2.7M 25k 107.16
Rodgers Silicon Valley Aq Unit 11/30/2025 (RSVAU) 0.2 $2.7M NEW 200k 13.35
Proptech Investment Corp Ii Unit 99/99/9999 (PTICU) 0.2 $2.7M NEW 250k 10.63
Under Armour CL C (UA) 0.2 $2.7M 178k 14.88
Black Knight Put Option (BKI) 0.2 $2.7M -70% 30k 88.37
Motive Capital Corp Unit 99/99/9999 (MOTV.U) 0.2 $2.6M NEW 250k 10.54
Dd3 Acquisition Corp Ii Unit 99/99/9999 (DDMXU) 0.2 $2.6M NEW 250k 10.50
Osprey Technlgy Aquistion Com Cl A (SFTW) 0.2 $2.6M NEW 250k 10.47
Eos Energy Enterprises W Exp 05/06/202 Call Option (EOSEW) 0.2 $2.6M NEW 315k 8.31
Golden Falcon Acquisition Unit 99/99/9999 (GFX.U) 0.2 $2.6M NEW 250k 10.40
Alteryx Note 0.500 8/0 (Principal) 0.2 $2.6M 2.5k 1036.00
Concho Resources 0.2 $2.6M NEW 44k 58.34
Pfizer Call Option (PFE) 0.2 $2.6M NEW 70k 36.81
Realpage Note 1.500 5/1 (Principal) 0.2 $2.6M NEW 2.0k 1286.50
Ackrell Spac Partners I Unit 12/01/2026 (ACKIU) 0.2 $2.6M NEW 250k 10.29
Mr Cooper Group (COOP) 0.2 $2.6M NEW 83k 31.03
Atlas Crest Invt Corp Unit 99/99/9999 (ACIC.U) 0.2 $2.6M NEW 243k 10.55
Health Sciences Acq Corp 2 Ord Shs (HSAQ) 0.2 $2.6M +33% 200k 12.81
Silicon Laboratories Put Option (SLAB) 0.2 $2.5M +100% 20k 127.35
Horizon Acquisition Corp Com Cl A (HZAC) 0.2 $2.5M NEW 250k 10.02
M/a Call Option (MTSI) 0.2 $2.5M -75% 45k 55.04
Far Peak Acquisition Corp Unit 99/99/9999 (FPAC.U) 0.2 $2.4M NEW 236k 10.35
Ambev Sa Sponsored Adr (ABEV) 0.2 $2.4M +21% 788k 3.06
Osprey Technlgy Aquistion Unit 10/30/2024 (SFTW.U) 0.2 $2.4M 221k 10.94
Knight-swift Transn Hldgs In Cl A Put Option (KNX) 0.2 $2.4M NEW 57k 41.83
Forest Road Acquisition Corp Unit 99/99/9999 (FRX.U) 0.2 $2.4M NEW 226k 10.50
Urovant Sciences SH (UROV) 0.2 $2.4M NEW 147k 16.13
Pure Storage Note 0.125 4/1 (Principal) 0.2 $2.3M NEW 2.1k 1101.73
Crowdstrike Hldgs Cl A (CRWD) 0.2 $2.3M NEW 11k 211.82
Ishares Tr China Lg-cap Etf Call Option (FXI) 0.2 $2.3M NEW 50k 46.44
Ptk Acquisition Corp (PTK) 0.2 $2.3M NEW 228k 10.14
Bgc Partners Cl A (BGCP) 0.2 $2.3M +47% 576k 4.00
Avanti Acquisition Corp Unit 99/99/9999 (AVAN.U) 0.2 $2.3M NEW 210k 10.84
Tiffany & Co. 0.2 $2.2M NEW 17k 131.44
Gx Acquisition Corp Com Cl A (GXGX) 0.2 $2.2M 200k 11.00
Ishares Msci Mexico Etf Call Option (EWW) 0.2 $2.2M NEW 50k 43.00
Falcon Capital Acquisitn Cor Unit 08/20/2027 (FCACU) 0.2 $2.1M +33% 201k 10.68
TeleNav 0.2 $2.1M NEW 454k 4.70
Twitter Note 1.000 9/1 (Principal) 0.2 $2.1M NEW 2.1k 1020.58
Better World Acquisition Cor Unit 11/15/2027 (BWACU) 0.2 $2.1M NEW 193k 11.05
Starboard Value Acquisitn Com Cl A (SVAC) 0.2 $2.1M NEW 199k 10.36
Cincinnati Bell Com New (CBB) 0.2 $2.1M +104% 135k 15.28
Invesco Exch Traded Fd Tr Ii Solar Etf Put Option (TAN) 0.2 $2.1M NEW 20k 102.75
Equity Distr Acquisition Cor Com Cl A (EQD) 0.2 $2.0M NEW 200k 10.24
Xilinx (XLNX) 0.2 $2.0M NEW 14k 141.80
Mountain Crest Acquisition C 0.2 $2.0M NEW 191k 10.51
Cloudflare Cl A Com (NET) 0.2 $1.9M NEW 25k 76.00
Ishares Msci Brazil Etf Call Option (EWZ) 0.2 $1.9M NEW 50k 37.08
Maxim Integrated Products (MXIM) 0.2 $1.8M -37% 20k 88.64
Ishares Tr Iboxx Hi Yd Etf Put Option (HYG) 0.2 $1.7M +150% 20k 87.30
Watford Hldgs SH (WTRE) 0.2 $1.7M NEW 50k 34.59
Tilray Com Cl 2 (TLRY) 0.1 $1.6M NEW 202k 8.12
Tuscan Hldgs Corp W Exp 04/01/202 Call Option (THCBW) 0.1 $1.6M -83% 342k 4.76
Marquee Raine Acquisition Unit 12/01/2025 (MRACU) 0.1 $1.6M NEW 150k 10.83
Ihs Markit SH (INFO) 0.1 $1.6M NEW 18k 89.83
Mercer International (MERC) 0.1 $1.6M NEW 157k 10.25
CoreLogic (CLGX) 0.1 $1.5M NEW 20k 77.34
American Renal Associates Ho 0.1 $1.5M NEW 128k 11.45
Alberton Acquisition Corp Ord Shs (ALAC) 0.1 $1.4M -28% 127k 11.41
McDonald's Corporation (MCD) 0.1 $1.4M NEW 6.7k 214.60
Inmode SH (INMD) 0.1 $1.4M NEW 30k 47.47
Palo Alto Networks Put Option (PANW) 0.1 $1.4M NEW 4.0k 355.50
Drive Shack (DS) 0.1 $1.4M -6% 590k 2.38
Ishares Tr Us Home Cons Etf Put Option (ITB) 0.1 $1.4M -88% 25k 55.80
Jaws Spitfire Acquisition Unit 99/99/9999 (SPFR.U) 0.1 $1.4M NEW 125k 11.05
Atlas Air Worldwide Hldgs In Com New Put Option (AAWW) 0.1 $1.4M +25% 25k 54.56
Redball Acquisition Corp Com Cl A (RBAC) 0.1 $1.3M NEW 123k 10.89
BioMarin Pharmaceutical Call Option (BMRN) 0.1 $1.3M NEW 15k 87.67
Vesper Healthcare Acqstn Cor W Exp 09/30/202 Call Option (VSPRW) 0.1 $1.3M NEW 489k 2.65
Ishares Silver Tr Ishares Call Option (SLV) 0.1 $1.2M -33% 50k 24.58
Just Energy Group Com New (JENGQ) 0.1 $1.2M +3% 205k 5.97
PennyMac Mortgage Investment Trust (PMT) 0.1 $1.2M -31% 68k 17.60
Tuscan Hldgs Corp Ii W Exp 99/99/999 Call Option (THCAW) 0.1 $1.2M -15% 497k 2.39
Village Farms International (VFF) 0.1 $1.2M NEW 91k 12.89
Dmy Technology Group Inc Iii Unit 99/99/9999 (DMYI.U) 0.1 $1.1M NEW 100k 11.40
Roman Dbdr Tech Acquisition W Exp 10/31/202 Call Option (DBDRW) 0.1 $1.1M NEW 927k 1.22
Etf Ser Solutions Us Glb Jets Put Option (JETS) 0.1 $1.1M 50k 22.38
Lf Cap Acquisition Corp Cl A 0.1 $1.1M NEW 103k 10.62
Live Oak Acquisition Corp Ii Unit 99/99/9999 (LOKB.U) 0.1 $1.1M NEW 100k 10.85
Xl Fleet Corp W Exp 06/01/202 Call Option 0.1 $1.1M NEW 132k 8.10
Fintech Acquisition Corp V Unit 99/99/9999 (FTCVU) 0.1 $1.1M NEW 100k 10.67
Chardan Healthcr Acqstn 2 (CHAQ) 0.1 $1.1M NEW 104k 10.20
Insu Acquisition Corp Iii Unit 12/31/2026 (IIIIU) 0.1 $1.1M NEW 100k 10.57
Union Acquisition Corp Ii SH (LATN) 0.1 $1.0M NEW 100k 10.40
Concord Acquisition Corp Unit 12/28/2025 (CND.U) 0.1 $1.0M NEW 100k 10.31
SL Green Realty Put Option 0.1 $1.0M NEW 17k 59.62
Andina Acquisition Corp Iii SH (ANDA) 0.1 $1.0M +41% 95k 10.66
Revolution Accelertn Acqu Unit 12/01/2025 (RAACU) 0.1 $1.0M NEW 97k 10.41
Alexion Pharmaceuticals (ALXN) 0.1 $937k NEW 6.0k 156.17
Acamar Partners Acqsition Cl A 0.1 $900k -86% 80k 11.21
Scvx Corp Unit 99/99/9999 (SCVX.U) 0.1 $890k -7% 77k 11.49
Taseko Cad (TGB) 0.1 $872k NEW 525k 1.66
Gores Holdings Vi Unit 08/24/2027 (GHVIU) 0.1 $848k NEW 80k 10.60
Zimmer Holdings (ZBH) 0.1 $847k 5.5k 154.00
Social Capital Hedosopha Hld W Exp 09/26/202 Call Option (IPOF.WS) 0.1 $789k NEW 241k 3.27
W.R. Grace & Co. Call Option (GRA) 0.1 $773k NEW 14k 54.82
Us Ecology W Exp 10/17/202 Call Option (ECOLW) 0.1 $770k 112k 6.89
Brooge Energy W Exp 12/20/202 Call Option (BROGW) 0.1 $763k 1.2M 0.62
Select Sector Spdr Tr Energy Put Option (XLE) 0.1 $758k NEW 20k 37.90
Social Capital Hedosopha Hld Shs Cl A (IPOD) 0.1 $753k NEW 55k 13.69
Longview Acquisition Corp W Exp 05/27/202 Call Option 0.1 $743k NEW 113k 6.59
Fg New Amer Acquisition Corp W Exp 08/31/202 Call Option (FGNA.WS) 0.1 $611k NEW 421k 1.45
Condor Hospitality Tr Com New (CDOR) 0.1 $596k -6% 151k 3.94
Trident Acquisitions Corp W Exp 05/09/202 Call Option (TDACW) 0.1 $587k -56% 256k 2.29
Longevity Acquisition Corp W Exp 07/31/202 Call Option 0.1 $583k -55% 374k 1.56
Peloton Interactive Cl A Com Put Option (PTON) 0.0 $530k NEW 3.5k 151.50
Ptk Acquisition Corp W Exp 12/12/202 Call Option (PTK.WS) 0.0 $527k NEW 458k 1.15
Sc Health Corp W Exp 99/99/999 Call Option (SCPE.WS) 0.0 $524k 388k 1.35
Greenvision Acquisition Corp (GRNV) 0.0 $516k NEW 50k 10.32
Property Solutions Acquisiti (PSAC) 0.0 $500k NEW 50k 10.00
Property Solutions Acquisiti W Exp 03/20/202 Call Option (PSACW) 0.0 $498k NEW 475k 1.05
Gx Acquisition Corp W Exp 05/24/202 Call Option (GXGXW) 0.0 $493k -34% 171k 2.88
Collectors Universe Com New 0.0 $486k NEW 6.4k 75.44
Gopro Cl A Call Option (GPRO) 0.0 $475k NEW 57k 8.28
PG&E Corporation (PCG) 0.0 $475k -77% 38k 12.46
Thunder Brdg Acquistion Ii L W Exp 11/30/202 Call Option (THBRW) 0.0 $462k -71% 125k 3.70
MFA Mortgage Investments (MFA) 0.0 $456k NEW 117k 3.89
Barclays Bank Ipth Sr B S&p (VXX) 0.0 $449k -18% 27k 16.79
Ready Cap Corp Com reit (RC) 0.0 $442k NEW 36k 12.44
Roth Ch Acquisition I W Exp 01/28/202 Call Option 0.0 $417k NEW 95k 4.40
Cymabay Therapeutics (CBAY) 0.0 $412k NEW 72k 5.73
Falcon Capital Acquisitn Cor W Exp 08/20/202 Call Option (FCACW) 0.0 $409k NEW 190k 2.15
Andina Acquisition Corp Iii W Exp 07/31/202 Call Option (ANDAW) 0.0 $403k NEW 507k 0.80
Ssr Mining Call Option (SSRM) 0.0 $402k NEW 20k 20.10
Avaya Holdings Corp Call Option (AVYA) 0.0 $383k NEW 20k 19.15
Direxion Shs Etf Tr Daily Gold Miner (DUST) 0.0 $362k NEW 18k 19.89
Scvx Corp W Exp 01/24/202 Call Option (SCVX.WS) 0.0 $361k 212k 1.70
Merit Medical Systems (MMSI) 0.0 $359k -59% 6.5k 55.47
Dpcm Cap W Exp 10/14/202 Call Option (XPOA.WS) 0.0 $333k NEW 155k 2.15
Hudson Pacific Properties Call Option (HPP) 0.0 $324k NEW 14k 24.00
Nextgen Acquisition Corp Cl A (NGAC) 0.0 $323k NEW 32k 10.06
Pitney Bowes (PBI) 0.0 $321k +396% 52k 6.17
Ftac Olympus Acquisition Cor W Exp 08/28/202 Call Option (FTOCW) 0.0 $317k NEW 167k 1.90
Vivos Therapeutics (VVOS) 0.0 $304k NEW 51k 5.92
Alteryx Com Cl A (AYX) 0.0 $304k -95% 2.5k 121.60
Rocket Cos Com Cl A Call Option (RKT) 0.0 $303k NEW 15k 20.20
Navsight Hldgs W Exp 01/01/203 Call Option (NSH.WS) 0.0 $280k NEW 219k 1.28
Hpx Corp W Exp 07/14/202 Call Option (HPX.WS) 0.0 $280k NEW 262k 1.07
Sc Health Corp Unit 99/99/9999 (SCPE.U) 0.0 $280k 27k 10.26
Yunhong Intl Cl A Shs (ZGYH) 0.0 $268k NEW 27k 9.93
Ark Etf Tr Innovation Etf Put Option (ARKK) 0.0 $249k NEW 2.0k 124.50
Cf Finance Acquisition Corp W Exp 08/01/202 Call Option 0.0 $241k NEW 100k 2.41
Yunhong Intl W Exp 01/31/202 Call Option (ZGYHW) 0.0 $228k NEW 309k 0.74
Biotelemetry 0.0 $220k NEW 3.1k 72.04
Genfit S A Ads (GNFT) 0.0 $215k +257% 45k 4.80
Gogo (GOGO) 0.0 $193k NEW 20k 9.65
Social Capital Hedosopha Hld W Exp 09/26/202 Call Option (IPOE.WS) 0.0 $191k NEW 54k 3.53
Red Lion Hotels Corporation 0.0 $183k NEW 53k 3.46
Seaport Global Acquisitn Cor W Exp 12/15/202 Call Option (SGAMW) 0.0 $180k NEW 177k 1.02
Social Cap Hedspia Hldg Co I Com Cl A 0.0 $173k -96% 10k 16.80
Horizon Acquisition Corp W Exp 08/19/202 Call Option (HZAC.WS) 0.0 $165k NEW 114k 1.45
Northern Star Acquisition W Exp 08/29/202 Call Option (STIC.WS) 0.0 $161k NEW 45k 3.62
Agba Acquisition SH (AGBA) 0.0 $159k NEW 15k 10.51
Newborn Acquisition Corp Right 02/03/2025 Call Option 0.0 $144k NEW 104k 1.39
Alussa Energy Acquisition W Exp 10/31/202 Call Option (ALUS.WS) 0.0 $143k +9% 116k 1.23
Turmeric Acquisition Corp Unit 10/08/2025 (TMPMU) 0.0 $132k NEW 13k 10.25
Longevity Acquisition Corp Ord Shs 0.0 $125k NEW 11k 11.87
Biomx W Exp 10/16/202 Call Option (PHGE.WS) 0.0 $122k -64% 152k 0.80
Equity Distr Acquisition Cor W Exp 09/09/202 Call Option (EQD.WS) 0.0 $119k NEW 67k 1.79
Roman Dbdr Tech Acquisition Com Cl A (DBDR) 0.0 $101k NEW 10k 10.10
Chardan Healthcr Acqstn 2 W Exp 03/05/202 Call Option (CHAQ.WS) 0.0 $90k -30% 91k 0.99
Meten Edtechx Ed Group W Exp 03/31/202 Call Option (METXW) 0.0 $87k 379k 0.23
QEP Resources 0.0 $81k NEW 34k 2.39
Medicenna Therapeutics Corp. (MDNA) 0.0 $60k -93% 10k 5.90
Alberton Acquisition Corp Right 04/26/2021 Call Option (ALACR) 0.0 $48k -91% 65k 0.74
Osprey Technlgy Aquistion W Exp 10/30/202 Call Option (SFTW.WS) 0.0 $47k 32k 1.48
Greenvision Acquisition Corp W Exp 10/28/202 Call Option (GRNVW) 0.0 $46k 63k 0.73
Alberton Acquisition Corp W Exp 04/26/202 Call Option (ALACW) 0.0 $34k -93% 29k 1.19
Starboard Value Acquisitn W Exp 09/10/202 Call Option (SVACW) 0.0 $31k NEW 16k 1.94
Mountain Crest Acquisition C Right 03/19/2025 Call Option 0.0 $25k NEW 27k 0.93
Longevity Acquisition Corp Right 11/30/2020 Call Option 0.0 $24k -89% 22k 1.12
Crescent Acquisition Corp W Exp 03/08/202 Call Option (CRSAW) 0.0 $21k NEW 14k 1.49
Andina Acquisition Corp Iii Right 10/01/2025 Call Option (ANDAR) 0.0 $19k -83% 50k 0.38
Nextgen Acquisition Corp W Exp 10/06/202 Call Option (NGACW) 0.0 $16k NEW 11k 1.50
Greenvision Acquisition Corp Right 06/01/2021 Call Option (GRNVR) 0.0 $10k -86% 22k 0.46
Bristol-myers Squibb Right 99/99/9999 0.0 $0 +19% 60k 0.00

Past Filings by K2 Principal Fund

SEC 13F filings are viewable for K2 Principal Fund going back to 2014

View all past filings