K2 Principal Fund

Latest statistics and disclosures from K2 Principal Fund's latest quarterly 13F-HR filing:

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Portfolio Holdings for K2 Principal Fund

Companies in the K2 Principal Fund portfolio as of the June 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Boeing Company Call Option (BA) 3.4 $41M NEW 170k 239.56
Inmode SH Call Option (INMD) 3.3 $40M +2806% 418k 94.68
The Beauty Health Company Com Cl A Call Option (SKIN) 2.4 $29M NEW 1.7M 16.80
Spdr Gold Tr Gold Shs Call Option (GLD) 2.3 $27M +17% 165k 165.60
Select Sector Spdr Tr Energy Call Option (XLE) 1.8 $22M +623% 405k 53.87
Howard Hughes (HHC) 1.7 $21M +70% 211k 97.46
Mercer International Call Option (MERC) 1.3 $16M +104% 1.2M 12.75
Palo Alto Networks Note 0.750 7/0 (Principal) 1.3 $15M 10k 1452.24
Cc Neuberger Prin Hldgs Ii Shs Cl A (PRPB) 1.3 $15M +68% 1.5M 9.89
Gopro Note 3.500 4/1 (Principal) 1.2 $14M +37% 11k 1277.55
Ishares Tr Russell 2000 Etf Put Option (IWM) 1.1 $14M NEW 60k 229.37
Colony Starwood Homes Note 3.500 1/1 (Principal) 1.1 $13M +7% 8.1k 1634.67
Ishares Gold Tr Ishares New Call Option (IAU) 1.1 $13M NEW 390k 33.71
Global Consumer Acquisitn Unit 05/21/2026 (GACQU) 1.0 $12M NEW 1.2M 9.99

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Southwest Airls Note 1.250 5/0 (Principal) 1.0 $12M 7.8k 1514.93
Twitter Note 0.250 6/1 (Principal) 0.9 $11M +72% 8.3k 1376.63
Avaya Hldgs Corp Note 2.250 6/1 (Principal) 0.9 $11M 9.5k 1181.16
Twitter Note 1.000 9/1 (Principal) 0.9 $11M +38% 11k 1019.84
Natural Order Acquisition (NOAC) 0.9 $10M +40% 1.1M 9.78
Brookfield Ppty Reit Cl A 0.9 $10M +135% 541k 18.89
Gores Metropoulos Ii Cl A (GMII) 0.8 $10M +396% 1.0M 9.89
Luminex Corp Del Note 3.000 5/1 (Principal) 0.8 $10M NEW 10k 1007.09
Ironwood Pharmaceuticals DBCV 2.250 6/1 (Principal) 0.8 $10M +350% 9.0k 1105.89
Rambus Inc Del Note 1.375 2/0 (Principal) 0.8 $9.9M +150% 7.5k 1318.80
Ishares Tr Iboxx Hi Yd Etf Put Option (HYG) 0.8 $9.7M +57% 110k 88.04
Pure Storage Note 0.125 4/1 (Principal) 0.8 $9.7M +3% 9.2k 1050.65
Knowles Corp Note 3.250 11/0 (Principal) 0.8 $9.5M NEW 8.5k 1116.91
Ringcentral Cl A Call Option (RNG) 0.8 $9.5M -48% 33k 290.64
Louisiana-Pacific Corporation Call Option (LPX) 0.8 $9.5M NEW 158k 60.29
Dycom Inds Note 0.750 9/1 (Principal) 0.8 $9.1M +19% 9.2k 997.05
Imperial Oil Com New Put Option (IMO) 0.8 $9.1M NEW 300k 30.40
Ishares Tr Us Home Cons Etf Put Option (ITB) 0.7 $9.0M NEW 130k 69.22
Splunk Note 0.500 9/1 (Principal) 0.7 $9.0M NEW 7.7k 1164.92
Seven Oaks Acquisition Corp Com Cl A (SVOK) 0.7 $8.8M 888k 9.89
Bluescape Opportunities Acqu SH (BOAC) 0.7 $8.7M +100% 891k 9.81
Marriott Vacations Worldwide Note 1.500 9/1 (Principal) 0.7 $8.7M +3% 7.3k 1200.36
Cree Note 0.875 9/0 (Principal) 0.7 $8.6M 5.2k 1672.23
Magellan Health Com New (MGLN) 0.7 $8.4M +46% 89k 94.20
Liberty Media Corp Del Note 1.000 1/3 (Principal) 0.7 $8.2M NEW 6.0k 1362.67
SSR MNG Note 2.500 4/0 (Principal) 0.7 $8.1M 6.8k 1193.64
Northern Lights Acquisitn Unit 11/01/2027 (NLITU) 0.7 $8.1M NEW 800k 10.13
PennyMac Mortgage Investment Trust (PMT) 0.7 $8.1M NEW 383k 21.06
Ihs Markit SH (INFO) 0.7 $8.0M +53% 71k 112.66
Maxim Integrated Products 0.7 $7.9M +88% 75k 105.36
KBR Note 2.500 11/0 (Principal) 0.7 $7.9M NEW 5.0k 1570.20
Horizon Acquisition Corporat Shs Cl A (HZON) 0.7 $7.8M NEW 802k 9.77
Pagerduty Note 1.250 7/0 (Principal) 0.6 $7.8M NEW 6.0k 1300.83
Atlas Air Worldwide Hldgs In Note 2.250 6/0 (Principal) 0.6 $7.8M +38% 7.2k 1084.88
Winnebago Inds Note 1.500 4/0 (Principal) 0.6 $7.7M 6.0k 1286.17
The Beauty Health Company W Exp 05/04/202 Call Option (SKINW) 0.6 $7.6M NEW 1.2M 6.40
Aries I Acquisition Corp Unit 03/18/2026 (RAMMU) 0.6 $7.3M NEW 726k 10.05
Zillow Group Note 1.500 7/0 (Principal) 0.6 $7.3M +27% 4.6k 1563.36
Atlas Air Worldwide Hldgs In Note 1.875 6/0 (Principal) 0.6 $7.1M 5.6k 1280.36
Corsair Gaming Call Option (CRSR) 0.6 $7.0M NEW 210k 33.29
Kansas City Southern Com New (KSU) 0.6 $6.8M NEW 24k 283.36
Nuance Communications (NUAN) 0.6 $6.7M NEW 123k 54.44
Priceline Grp Note 0.900 9/1 (Principal) 0.5 $6.5M 6.0k 1091.50
Navistar International Corporation 0.5 $6.5M NEW 147k 44.50
Alexion Pharmaceuticals 0.5 $6.4M -13% 35k 183.71
Ishares Tr 20 Yr Tr Bd Etf Put Option (TLT) 0.5 $6.4M -96% 44k 144.34
Redball Acquisition Corp Com Cl A (RBAC) 0.5 $6.3M +34% 645k 9.77
Willis Towers Watson SH (WLTW) 0.5 $6.3M -14% 27k 230.02
Pra Health Sciences 0.5 $6.3M +373% 38k 165.22
B Riley Principal 150 Merger Com Cl A (BRPM) 0.5 $6.1M NEW 622k 9.75
Ivanhoe Capital Acquistin Com Cl A (IVAN) 0.5 $6.0M NEW 594k 10.17
Pennymac Financial Services (PFSI) 0.5 $6.0M -77% 97k 61.72
Luminex Corporation 0.5 $6.0M NEW 163k 36.80
Rmg Acquisition Corp Ii Cl A Shs 0.5 $6.0M +165% 599k 9.95
Vereit (VER) 0.5 $5.9M NEW 129k 45.93
Ppd (PPD) 0.5 $5.9M NEW 128k 46.09
Aerojet Rocketdyne Hldgs Note 2.250 12/1 (Principal) 0.5 $5.7M 3.1k 1853.69
890 5th Ave Partners Com Cl A (ENFA) 0.5 $5.7M NEW 574k 9.86
Ii-vi Note 0.250 9/0 (Principal) 0.5 $5.6M NEW 3.5k 1586.04
Fg New Amer Acquisition Corp 0.5 $5.5M NEW 538k 10.21
Maquia Capital Acquisition C Unit 99/99/9999 (MAQCU) 0.5 $5.5M NEW 540k 10.13
Patrick Inds DBCV 1.000 2/0 (Principal) 0.5 $5.5M NEW 5.0k 1092.40
Sportsmans Whse Hldgs (SPWH) 0.4 $5.4M +216% 301k 17.77
Rotor Acquisition Corp (ROT) 0.4 $5.3M NEW 535k 9.98
Slack Technologies Com Cl A 0.4 $5.3M 120k 44.30
Healthcare Services Acqu Cor Com Cl A (HCAR) 0.4 $5.3M 545k 9.68
Carriage Services (CSV) 0.4 $5.2M +96% 142k 36.97
African Gold Acquisition Cor Unit 99/99/9999 (AGAC.U) 0.4 $5.1M 500k 10.11
PNM Resources (PNM) 0.4 $4.9M +38% 101k 48.77
Ptk Acquisition Corp (PTK) 0.4 $4.8M 484k 9.91
Mallard Acquisition Corp (MACU) 0.4 $4.8M 482k 9.91
Horizon Acquisition Corp Com Cl A (HZAC) 0.4 $4.8M +4% 479k 9.95
Palo Alto Networks Call Option (PANW) 0.4 $4.6M NEW 13k 371.04
Peloton Interactive Cl A Com Put Option (PTON) 0.4 $4.6M -74% 37k 124.03
Capitol Investment Corp V Com Cl A 0.4 $4.5M +49% 456k 9.97
Dpcm Cap Com Cl A (XPOA) 0.4 $4.5M +19% 458k 9.88
Suncor Energy Call Option (SU) 0.4 $4.5M NEW 188k 23.97
Royal Dutch Shell Spons Adr A Call Option (RDS.A) 0.4 $4.4M NEW 110k 40.40
Chp Merger Corp Com Cl A (CHPM) 0.4 $4.4M +14% 442k 9.95
Global Spac Partners Unit 03/12/2026 (GLSPT) 0.4 $4.4M NEW 441k 9.89
Nocturne Acquisition Corp Ordinary Shares (MBTC) 0.4 $4.3M NEW 441k 9.86
Xilinx (XLNX) 0.4 $4.3M +36% 30k 144.63
Roth Ch Acquisition Ii 0.4 $4.3M +98% 437k 9.93
Focus Finl Partners Com Cl A Call Option (FOCS) 0.4 $4.3M +78% 88k 48.51
7gc & Co Holdings Com Cl A (VII) 0.3 $4.2M NEW 434k 9.68
Lifesci Acquisition Ii Corp (LSAQ) 0.3 $4.2M NEW 419k 10.00
D And Z Media Acquisition Com Cl A (DNZ) 0.3 $4.1M NEW 427k 9.71
Hennessy Capital Invs Corp V Com Cl A (HCIC) 0.3 $4.1M +44% 405k 10.11
Ace Convergence Acqu Corp Cl A (ACEV) 0.3 $4.1M +723% 410k 9.95
Talend S A Ads 0.3 $4.0M +183% 62k 65.59
B Riley Prin 250 Merger Corp Unit 04/06/2026 (BRIVU) 0.3 $4.0M NEW 400k 9.95
W.R. Grace & Co. 0.3 $3.7M +106% 54k 69.12
Sprott Com New (SII) 0.3 $3.4M NEW 86k 39.33
Ishares Msci Jpn Etf New Call Option (EWJ) 0.3 $3.4M 50k 67.54
The Lion Electric Company Common Stock (LEV) 0.3 $3.4M NEW 182k 18.47
Ignyte Acquisition Corp (IGNY) 0.3 $3.3M +140% 344k 9.68
Gcm Grosvenor W Exp 11/17/202 Call Option (GCMGW) 0.3 $3.3M 2.2M 1.54
Data Knights Acquisition Cor Class A Com (DKDCA) 0.3 $3.3M NEW 335k 9.89
Health Sciences Acq Corp 2 Ord Shs (HSAQ) 0.3 $3.3M +393% 320k 10.20
Mr Cooper Group Call Option (COOP) 0.3 $3.3M -57% 99k 33.06
Adverum Biotechnologies (ADVM) 0.3 $3.1M NEW 898k 3.50
Tuscan Holdings Ii Acq Corp (THCA) 0.3 $3.1M 312k 10.05
Kingswood Acquisition Corp Com Cl A (KWAC) 0.3 $3.1M NEW 312k 10.03
Lakeshore Acquisition I Corp Unit 06/04/2026 (LAAAU) 0.3 $3.1M NEW 300k 10.22
Planet Fitness Cl A Call Option (PLNT) 0.3 $3.0M -69% 41k 75.30
Fintech Acquisition Corp Vi Unit 06/24/2026 (FTVIU) 0.3 $3.0M NEW 300k 10.09
Athene Holding Cl A (ATH) 0.3 $3.0M +29% 45k 67.49
Oceantech Acquisitions I Cor Unit 05/12/2026 (OTECU) 0.2 $3.0M NEW 300k 10.00
Cloudera (CLDR) 0.2 $3.0M NEW 188k 15.86
Af Acquisition Corp Class A Com (AFAQ) 0.2 $2.9M NEW 300k 9.76
Cit Group Com New (CIT) 0.2 $2.9M +26% 57k 51.60
Esm Acquisition Corporation Shs Cl A (ESM) 0.2 $2.9M NEW 300k 9.66
Atlas Crest Invt Corp 0.2 $2.9M NEW 290k 9.96
Cincinnati Bell Com New 0.2 $2.9M 187k 15.42
Monmouth Real Estate Invt Cl A (MNR) 0.2 $2.9M -25% 153k 18.72
Galileo Acquisition Corp SH (GLEO) 0.2 $2.8M +40% 284k 10.00
Spdr Ser Tr BLMBRG BRC CNVRT Put Option (CWB) 0.2 $2.8M -35% 33k 86.74
Insu Acquisition Corp Iii Com Cl A (IIII) 0.2 $2.8M 287k 9.71
Montes Archimedes Acquisitio Com Cl A (MAAC) 0.2 $2.8M NEW 280k 9.89
Ishares Tr Msci Emg Mkt Etf Call Option (EEM) 0.2 $2.8M 50k 55.16
Spk Aquisition Corp Unit 05/13/2026 (SPKAU) 0.2 $2.8M NEW 275k 10.01
Dragoneer Growth Oppty Corp Shs Cl A (DGNS) 0.2 $2.7M NEW 267k 10.10
Alkuri Global Acquisition Com Cl A (KURI) 0.2 $2.6M NEW 267k 9.89
Tower Semiconductor Shs New Call Option (TSEM) 0.2 $2.6M -78% 88k 29.43
Jaws Juggernaut Acquisitn Unit 06/17/2026 (JUGGU) 0.2 $2.6M NEW 256k 10.06
Spartan Acquisition Cl A Ord 0.2 $2.5M NEW 250k 9.99
Cova Acquisition Corp Cl A Shs (COVA) 0.2 $2.5M NEW 256k 9.69
Amplitude Hlthcre Aqustin Com Cl A (AMHC) 0.2 $2.5M +421% 248k 9.94
Welbilt (WBT) 0.2 $2.4M NEW 106k 23.15
Ftac Parnassus Acquisitn Cor Class A Com (FTPA) 0.2 $2.4M NEW 250k 9.76
Mountain Crest Acqusitn Crp Unit 06/29/2026 (MCAFU) 0.2 $2.4M NEW 245k 9.93
Sandbridge Acquisition Corp Com Cl A 0.2 $2.4M +8% 242k 9.98
Ishares Msci Mexico Etf Call Option (EWW) 0.2 $2.4M 50k 48.00
Aon Shs Cl A Call Option (AON) 0.2 $2.4M NEW 10k 238.80
Alaska Communications Systems 0.2 $2.4M 709k 3.33
Chardan Healthcr Acqstn 2 0.2 $2.4M -24% 238k 9.92
Ishares Tr China Lg-cap Etf Call Option (FXI) 0.2 $2.3M 50k 46.34
Cc Neuberger Principal Holdn Shs Cl A (PRPC) 0.2 $2.3M NEW 232k 9.78
Cf Acquisition Corp V Cl A (CFV) 0.2 $2.3M NEW 229k 9.87
Roman Dbdr Tech Acquisition Com Cl A (DBDR) 0.2 $2.2M NEW 219k 10.11
Mountain Crest Acqstn Corp I Common Stock (MCAE) 0.2 $2.2M NEW 223k 9.82
Under Armour CL C (UA) 0.2 $2.2M -41% 116k 18.57
Direxion Shs Etf Tr Daily Gold Miner (DUST) 0.2 $2.2M +8% 113k 19.16
Weingarten Rlty Invs Sh Ben Int 0.2 $2.1M NEW 67k 32.08
Proptech Investment Corp Ii Com Cl A (PTIC) 0.2 $2.1M 216k 9.74
Newmark Group Cl A (NMRK) 0.2 $2.1M -57% 175k 12.01
Ishares Msci Brazil Etf Call Option (EWZ) 0.2 $2.0M 50k 40.54
Scorpio Tankers Note 3.000 5/1 (Principal) 0.2 $2.0M -31% 2.0k 1004.50
Zanite Acquisition Corp Com Cl A (ZNTE) 0.2 $2.0M +236% 198k 10.06
Starboard Value Acquisitn Com Cl A 0.2 $2.0M NEW 199k 10.00
Thunder Brdg Cap Prtnrs Iv I Unit 06/30/2026 (THCPU) 0.2 $2.0M NEW 200k 9.93
Watford Hldgs SH 0.2 $2.0M 57k 34.99
Mdh Acquisition Corp Com Cl A (MDH) 0.2 $2.0M NEW 205k 9.64
Model Performance Acqu Corp Class A Ord Shs (MPAC) 0.2 $2.0M NEW 198k 9.86
East Res Acquisition Com Cl A (ERES) 0.2 $2.0M 200k 9.76
Knoll Com New 0.2 $1.9M NEW 73k 25.98
Fly Leasing Sponsored Adr 0.2 $1.9M NEW 112k 16.94
Dila Capital Acquisition Cor Unit 99/99/9999 (DILAU) 0.2 $1.9M NEW 189k 10.07
Select Sector Spdr Tr Sbi Int-utils Call Option (XLU) 0.2 $1.9M NEW 30k 63.23
Rocket Cos Com Cl A Put Option (RKT) 0.2 $1.9M NEW 97k 19.35
Andina Acquisition Corp Iii SH 0.2 $1.8M 179k 10.31
Aurinia Pharmaceuticals (AUPH) 0.2 $1.8M NEW 140k 12.96
Mongodb Cl A Call Option (MDB) 0.2 $1.8M -50% 5.0k 361.60
Bausch Health Companies (BHC) 0.1 $1.8M NEW 61k 29.29
Alussa Energy Acquisition Shs Cl A 0.1 $1.6M NEW 165k 9.91
Ace Global Business Acqu Ordinary Shares (ACBA) 0.1 $1.6M NEW 160k 10.05
Soliton (SOLY) 0.1 $1.6M NEW 71k 22.49
Lionheart Acquisition Corp I Com Cl A (LCAP) 0.1 $1.6M 161k 9.87
Atai Life Sciences Nv SH (ATAI) 0.1 $1.6M NEW 107k 14.80
Better World Acquisition Unt (BWAC) 0.1 $1.5M 154k 9.98
Social Cap Suvretta Hlds Crp Class A Ord Shs (DNAB) 0.1 $1.5M NEW 150k 10.12
Social Cap Suvretta Hlds Crp Class A Ord Shs (DNAA) 0.1 $1.5M NEW 150k 10.11
Social Cap Suvretta Hld Crpi Class A Ord Shs (DNAC) 0.1 $1.5M NEW 150k 10.11
Social Cap Suvretta Hlds Cp Class A Ord Shs (DNAD) 0.1 $1.5M NEW 150k 10.10
Ackrell Spac Partners I Unit 99/99/9999 (ACKIT) 0.1 $1.5M -3% 151k 9.94
Agba Acquisition SH (AGBA) 0.1 $1.5M +1205% 139k 10.73
Colombier Acquisition Corp Unit 99/99/9999 (CLBR.U) 0.1 $1.5M NEW 150k 9.92
Marquee Raine Acquisition Cl A Shs (MRAC) 0.1 $1.5M NEW 150k 9.90
Freeport-mcmoran CL B Put Option (FCX) 0.1 $1.5M NEW 40k 37.10
Iamgold Corp (IAG) 0.1 $1.5M NEW 501k 2.95
U.s. Concrete Inc Cmn 0.1 $1.5M NEW 20k 73.80
Cf Fin Acquisition Corp Iii Cl A 0.1 $1.5M +164% 145k 10.03
stock Call Option (SPLK) 0.1 $1.4M NEW 10k 144.60
Discovery Com Ser C (DISCK) 0.1 $1.4M NEW 49k 28.98
Cf Acquisition Corp Iv Com Cl A (CFIV) 0.1 $1.4M NEW 144k 9.69
Altabancorp (ALTA) 0.1 $1.4M NEW 32k 43.31
Diamond S Shipping 0.1 $1.4M NEW 137k 9.96
Orbcomm 0.1 $1.3M NEW 119k 11.24
Ambev Sa Sponsored Adr (ABEV) 0.1 $1.3M +15% 374k 3.44
Spartacus Acquisition Corp Cl A (TMTS) 0.1 $1.3M 125k 10.05
Tiga Acquisition Corp Shs Cl A (TINV) 0.1 $1.2M +25% 119k 10.03
Gogo (GOGO) 0.1 $1.2M +4% 104k 11.38
Pivotal Investment Corp Iii Com Cl A (PICC) 0.1 $1.2M NEW 121k 9.75
Cf Acquisition Corp Viii Class A Com (CFFE) 0.1 $1.2M NEW 119k 9.86
Maquia Capital Acquisition C Class A Com (MAQC) 0.1 $1.2M NEW 119k 9.84
Alberton Acquisition Corp Ord Shs (ALAC) 0.1 $1.2M +158% 103k 11.18
Barclays Bank Ipth Sr B S&p (VXX) 0.1 $1.1M NEW 38k 29.46
Legato Merger Corp (LEGO) 0.1 $1.1M +2% 113k 10.02
Accelerate Acquisition Corp Com Cl A (AAQC) 0.1 $1.1M NEW 116k 9.69
Ares Acquisition Corporation Com Cl A (AAC) 0.1 $1.1M +13% 115k 9.75
Meridian Ban (EBSB) 0.1 $1.1M NEW 55k 20.46
Flagstar Bancorp Com Par .001 (FBC) 0.1 $1.1M NEW 26k 42.26
Forum Merger Iv Corp Class A Com (FMIV) 0.1 $1.1M NEW 110k 9.77
Fusion Acquisition Corp Ii Com Cl A (FSNB) 0.1 $1.0M NEW 108k 9.66
People's United Financial (PBCT) 0.1 $1.0M +35% 61k 17.13
Seaport Global Acquisitn Cor Com Cl A (SGAM) 0.1 $1.0M 102k 9.96
Extraction Oil & Gas (XOG) 0.1 $1.0M NEW 18k 54.89
Progress Acquisition Corp Com Cl A (PGRW) 0.1 $977k 100k 9.73
African Gold Acquisition Cor Shs Cl A (AGAC) 0.1 $966k NEW 100k 9.65
Edify Acquisition Corp Cl A (EAC) 0.1 $966k 100k 9.66
Mcap Acquisition Corp Com Cl A (MACQ) 0.1 $962k NEW 100k 9.62
Macquarie Infrastructure Company Call Option (MIC) 0.1 $957k -50% 25k 38.28
Goal Acquisitions Corp (PUCK) 0.1 $929k NEW 96k 9.64
Zimmer Holdings (ZBH) 0.1 $901k +100% 5.6k 160.89
Osprey Technlgy Aquistion Com Cl A 0.1 $880k NEW 88k 9.99
At Home Group 0.1 $877k NEW 24k 36.83
Exfo Sub Vtg Shs 0.1 $857k NEW 144k 5.95
Domtar Corp Com New (UFS) 0.1 $846k NEW 15k 54.94
Genesis Pk Acquisition Corp Shs Cl A 0.1 $840k NEW 81k 10.32
Twitter Call Option (TWTR) 0.1 $826k NEW 12k 68.83
Fusion Acquisition Corp Cl A 0.1 $811k NEW 82k 9.95
Marriott Vacations Wrldwde Cp Call Option (VAC) 0.1 $797k NEW 5.0k 159.40
Vanguard Index Fds S&p 500 Etf Shs Call Option (VOO) 0.1 $788k -96% 2.0k 394.00
Austerlitz Acquisition Corp Shs Cl A (AUS) 0.1 $742k NEW 75k 9.92
Magnachip Semiconductor Corp Call Option (MX) 0.1 $717k NEW 30k 23.90
New Senior Inv Grp 0.1 $703k NEW 80k 8.78
Select Sector Spdr Tr Sbi Healthcare Put Option (XLV) 0.1 $693k NEW 5.5k 126.00
Winnebago Industries Call Option (WGO) 0.1 $680k NEW 10k 68.00
Globis Acquisition Corp W Exp 11/01/202 Call Option (GLAQW) 0.1 $675k +50% 979k 0.69
Better Choice (BTTR) 0.1 $645k NEW 150k 4.30
Andina Acquisition Corp Iii W Exp 07/31/202 Call Option 0.1 $637k -22% 510k 1.25
Old National Ban (ONB) 0.1 $634k NEW 36k 17.60
Arcelormittal Sa Luxembourg Ny Registry Sh Call Option (MT) 0.1 $621k NEW 20k 31.05
Cc Neuberger Prin Hldgs Ii W Exp 07/29/202 Call Option (PRPB.WS) 0.0 $578k NEW 425k 1.36
Boston Private Financial Holdings 0.0 $578k NEW 39k 14.76
Class Acceleration Corp (CLAS) 0.0 $568k NEW 59k 9.69
Bgc Partners Cl A (BGCP) 0.0 $553k -64% 98k 5.67
PG&E Corporation (PCG) 0.0 $548k NEW 54k 10.17
East Stone Acquisition Corp SH (ESSC) 0.0 $545k 54k 10.09
Seven Oaks Acquisition Corp W Exp 12/22/202 Call Option (SVOKW) 0.0 $524k 444k 1.18
Select Sector Spdr Tr Technology Put Option (XLK) 0.0 $517k NEW 3.5k 147.71
Bridgetown Holdings Com Cl A (BTWN) 0.0 $506k NEW 50k 10.12
CAI International (CAI) 0.0 $504k NEW 9.0k 56.00
Sc Health Corp Com Cl A 0.0 $504k NEW 50k 10.08
Breeze Holdings Acqistn Ord (BREZ) 0.0 $502k 50k 10.04
Ross Acquisition Corp Ii Shs Cl A (ROSS) 0.0 $485k NEW 50k 9.70
B Riley Principal 150 Merger W Exp 03/01/202 Call Option (BRPMW) 0.0 $479k NEW 400k 1.20
Deep Lake Capital Acqustn Cl A Shs (DLCA) 0.0 $475k +11% 49k 9.68
Condor Hospitality Tr Com New (CDOR) 0.0 $469k -34% 77k 6.07
Select Sector Spdr Tr Financial Put Option (XLF) 0.0 $459k NEW 13k 36.72
Nebula Caravel Acquisition C Com Cl A 0.0 $458k NEW 46k 9.98
Healthcare Services Acqu Cor W Exp 99/99/999 Call Option (HCARW) 0.0 $453k +298% 509k 0.89
Ptk Acquisition Corp W Exp 12/12/202 Call Option (PTK.WS) 0.0 $434k 836k 0.52
Andina Acquisition Corp Iii Right 10/01/2025 Call Option 0.0 $425k 518k 0.82
Goal Acquisitions Corp W Exp 02/11/202 Call Option (PUCKW) 0.0 $424k NEW 662k 0.64
African Gold Acquisition Cor W Exp 03/31/202 Call Option (AGAC.WS) 0.0 $409k NEW 650k 0.63
Seaport Global Acquisitn Cor W Exp 12/15/202 Call Option (SGAMW) 0.0 $391k NEW 455k 0.86
Brooge Energy W Exp 12/20/202 Call Option (BROGW) 0.0 $390k -16% 779k 0.50
Benessere Capital Acqustn Right 99/99/9999 Call Option (BENER) 0.0 $386k +38% 990k 0.39
Plum Acquisition Corp I Class A Ord Shs (PLMI) 0.0 $364k NEW 38k 9.70
Alberton Acquisition Corp Right 10/26/2021 Call Option (ALACR) 0.0 $362k 646k 0.56
Cc Neuberger Principal Holdn W Exp 99/99/999 Call Option (PRPC.WS) 0.0 $345k NEW 272k 1.27
Chesapeake Energy Corp W Exp 09/02/202 Call Option (CHKEL) 0.0 $326k 16k 20.85
Pershing Square Tontine Hldg Com Cl A (PSTH) 0.0 $325k -81% 14k 22.78
Nextgen Acquisition Corp Cl A 0.0 $324k NEW 33k 9.93
Greenvision Acquisition Corp Right 06/01/2021 Call Option 0.0 $324k 594k 0.55
Vivos Therapeutics (VVOS) 0.0 $320k NEW 65k 4.94
Viveon Health Acquisition W Exp 99/99/999 Call Option (VHAQ.WS) 0.0 $306k +2% 870k 0.35
Nocturne Acquisition Corp Right 12/26/2025 Call Option (MBTCR) 0.0 $305k NEW 802k 0.38
Kludein I Acquisition Corp W Exp 07/08/202 Call Option (INKAW) 0.0 $300k NEW 406k 0.74
Horizon Acquisition Corporat W Exp 10/19/202 Call Option (HZON.WS) 0.0 $293k NEW 251k 1.17
Brookfield Asset Mgmt Reins Cl A Exch Lt Vtg (BAMR) 0.0 $290k NEW 5.6k 52.01
Cadence Bancorporation Cl A (CADE) 0.0 $283k NEW 14k 20.87
Viveon Health Acquisition Right 12/31/2025 Call Option (VHAQ.R) 0.0 $281k +5% 1.0M 0.27
Horizon Acquisition Corp W Exp 08/19/202 Call Option (HZAC.WS) 0.0 $278k 156k 1.78
Scion Tech Growth I Cl A Shs (SCOA) 0.0 $268k NEW 27k 9.77
Petra Acquisition (PAIC) 0.0 $267k 27k 10.04
Healthcare Capital Corp Com Cl A (HCCC) 0.0 $240k +6% 25k 9.64
Wendy's/arby's Group Call Option (WEN) 0.0 $234k NEW 10k 23.40
Global Synergy Acquisit Corp W Exp 99/99/999 Call Option (GSAQW) 0.0 $210k NEW 265k 0.79
Yunhong Intl W Exp 01/31/202 Call Option (ZGYHW) 0.0 $207k +13% 376k 0.55
Mallard Acquisition Corp W Exp 06/30/202 Call Option (MACUW) 0.0 $207k 437k 0.47
Ci Financial Corp (CIXX) 0.0 $204k 11k 18.35
Benessere Capital Acqustn W Exp 99/99/999 Call Option (BENEW) 0.0 $200k NEW 365k 0.55
Ironwood Pharmaceuticals Com Cl A Put Option (IRWD) 0.0 $193k NEW 15k 12.87
Yunhong Intl Right 01/31/2027 Call Option (ZGYHR) 0.0 $193k +42% 552k 0.35
Senior Connect Acquisitn Cor W Exp 12/31/202 Call Option (SNRHW) 0.0 $192k +62% 226k 0.85
Alberton Acquisition Corp W Exp 04/26/202 Call Option (ALACW) 0.0 $190k 464k 0.41
Falcon Capital Acquisitn Cor Com Cl A 0.0 $189k NEW 19k 10.02
Union Acquisition Corp Ii W Exp 04/01/202 Call Option (LATNW) 0.0 $176k +93% 193k 0.91
Tuscan Hldgs Corp Ii W Exp 04/01/202 Call Option (THCAW) 0.0 $175k 173k 1.01
Maquia Capital Acquisition C W Exp 05/05/202 Call Option (MAQCW) 0.0 $167k NEW 315k 0.53
Mountain Crest Acqustn Corp Right 04/07/2022 Call Option (MCADR) 0.0 $166k NEW 195k 0.85
Data Knights Acquisition Cor W Exp 11/11/202 Call Option (DKDCW) 0.0 $163k NEW 335k 0.49
Clarim Acquisition Corp W Exp 01/05/202 Call Option (CLRMW) 0.0 $160k NEW 193k 0.83
American Acquisition Oppt In W Exp 05/28/202 Call Option (AMAOW) 0.0 $157k NEW 238k 0.66
Tekkorp Digital Acquisitn W Exp 10/26/202 Call Option (TEKKW) 0.0 $152k NEW 145k 1.05
Kindred Biosciences 0.0 $133k NEW 15k 9.20
Mdh Acquisition Corp W Exp 02/02/202 Call Option (MDH.WS) 0.0 $133k NEW 190k 0.70
WisdomTree Investments Call Option (WETF) 0.0 $124k NEW 20k 6.20
Mountain Crest Acqstn Corp I Right 05/14/2026 Call Option (MCAER) 0.0 $123k NEW 223k 0.55
Ftac Hera Acquisition Corp W Exp 02/28/202 Call Option (HERAW) 0.0 $121k NEW 92k 1.32
Global Spac Partners W Exp 11/30/202 Call Option (GLSPW) 0.0 $121k NEW 221k 0.55
Class Acceleration Corp W Exp 03/31/202 Call Option (CLAS.WS) 0.0 $119k NEW 151k 0.79
Scvx Corp Class A (SCVX) 0.0 $112k 11k 9.93
Model Performance Acqu Corp Right 04/29/2026 Call Option (MPACR) 0.0 $107k NEW 300k 0.36
Ace Global Business Acqu W Exp 02/20/202 Call Option (ACBAW) 0.0 $104k NEW 211k 0.49
Redball Acquisition Corp Unit 99/99/9999 (RBAC.U) 0.0 $101k 10k 10.10
Esm Acquisition Corporation W Exp 02/02/202 Call Option (ESM.WS) 0.0 $101k NEW 100k 1.01
Hennessy Capital Invs Corp V W Exp 01/20/202 Call Option (HCICW) 0.0 $100k NEW 41k 2.45
Chardan Healthcr Acqstn 2 W Exp 03/05/202 Call Option 0.0 $96k 150k 0.64
Lionheart Acquisition Corp I W Exp 02/14/202 Call Option (LCAPW) 0.0 $95k 100k 0.95
Poema Global Holdings Corp W Exp 01/08/202 Call Option (PPGHW) 0.0 $90k NEW 118k 0.76
Af Acquisition Corp W Exp 03/23/202 Call Option (AFAQW) 0.0 $88k NEW 100k 0.88
Epiphany Technology Acquisit W Exp 01/12/202 Call Option (EPHYW) 0.0 $81k 73k 1.12
Cf Acquisition Corp V W Exp 01/25/202 Call Option (CFFVW) 0.0 $78k NEW 77k 1.02
Quantum Fintech Acquistin W Exp 01/30/202 Call Option (QFTA.WS) 0.0 $75k NEW 226k 0.33
Natural Order Acquisition W Exp 09/15/202 Call Option (NOACW) 0.0 $71k 100k 0.71
North Atlantic Acquisitn Cor W Exp 10/20/202 Call Option (NAACW) 0.0 $69k NEW 67k 1.04
Ftac Parnassus Acquisitn Cor W Exp 03/10/202 Call Option (FTPAW) 0.0 $69k NEW 63k 1.10
Ackrell Spac Partners I W Exp 12/01/202 Call Option (ACKIW) 0.0 $53k 85k 0.62
Model Performance Acqu Corp W Exp 04/29/202 Call Option (MPACW) 0.0 $53k NEW 106k 0.50
Gaming & Hospitality Acqu W Exp 02/04/202 Call Option (GHACW) 0.0 $46k NEW 44k 1.05
Austerlitz Acquisition Corp W Exp 02/19/202 Call Option (ASZ.WS) 0.0 $44k NEW 35k 1.25
Cova Acquisition Corp W Exp 02/05/202 Call Option (COVAW) 0.0 $40k NEW 45k 0.89
Senseonics Hldgs Call Option (SENS) 0.0 $38k NEW 10k 3.80
Progress Acquisition Corp W Exp 11/11/202 Call Option (PGRWW) 0.0 $35k 50k 0.70
Fusion Acquisition Corp Ii W Exp 02/29/202 Call Option (FSNB.WS) 0.0 $35k NEW 36k 0.97
Mcap Acquisition Corp W Exp 03/02/202 Call Option (MACQW) 0.0 $35k NEW 33k 1.05
Pivotal Investment Corp Iii W Exp 01/28/202 Call Option (PICC.WS) 0.0 $35k NEW 29k 1.20
Cf Acquisition Corp Viii W Exp 03/31/202 Call Option (CFFEW) 0.0 $33k NEW 30k 1.11
Ares Acquisition Corporation W Exp 99/99/999 Call Option (AAC.WS) 0.0 $25k 20k 1.24
Plum Acquisition Corp I W Exp 03/15/202 Call Option (PLMIW) 0.0 $23k NEW 20k 1.15
Gores Holdings Vii W Exp 02/25/202 Call Option (GSEVW) 0.0 $22k NEW 16k 1.36
Ross Acquisition Corp Ii W Exp 02/01/202 Call Option (ROSS.WS) 0.0 $16k NEW 17k 0.96
Breeze Holdings Acquisitn Right 05/23/2022 Call Option (BREZR) 0.0 $10k NEW 41k 0.24

Past Filings by K2 Principal Fund

SEC 13F filings are viewable for K2 Principal Fund going back to 2014

View all past filings