K2 Principal Fund

Latest statistics and disclosures from K2 Principal Fund's latest quarterly 13F-HR filing:

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Positions held by K2 Principal Fund consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for K2 Principal Fund

K2 Principal Fund holds 201 positions in its portfolio as reported in the December 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr Sp 500 Etf Tr Tr Unit Call Option (SPY) 21.2 $166M +600% 350k 475.31
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Ishares Gold Tr Ishares New Call Option (IAU) 3.1 $24M +190% 618k 39.03
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Silverback Therapeutics Call Option (SPRY) 2.6 $20M +14% 3.7M 5.48
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Atlantica Sustainable Infra Note 4.000 7/1 (Principal) 2.4 $19M 19k 959.00
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Mr Cooper Group (COOP) 2.3 $18M +97% 280k 65.12
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Intel Corporation Call Option (INTC) 2.0 $16M +77% 310k 50.25
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Dropbox Note 3/0 (Principal) 2.0 $16M 16k 980.60
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Marathon Digital Holdings In Note 1.00012/0 (Principal) 2.0 $16M +19% 18k 850.00
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Franco-Nevada Corporation Call Option (FNV) 1.9 $15M +2552% 133k 110.81
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Nutanix Note 0.25010/0 (Principal) 1.9 $15M 14k 1040.60
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Seritage Growth Pptys Cl A Call Option (SRG) 1.7 $13M +41% 1.4M 9.35
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Zscaler Note 0.125 7/0 (Principal) 1.5 $12M 8.0k 1518.20
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Envestnet Note 0.750 8/1 (Principal) 1.5 $12M 13k 934.50
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Microstrategy Note 0.75012/1 (Principal) 1.5 $12M +40% 7.0k 1652.70
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Spotify Usa Note 3/1 (Principal) 1.5 $12M 13k 883.10
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Vanguard Index Fds Sp 500 Etf Shs Call Option (VOO) 1.4 $11M NEW 25k 436.80
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Freeport-mcmoran CL B Call Option (FCX) 1.4 $11M +1182% 256k 42.57
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Alteryx Note 0.500 8/0 (Principal) 1.3 $11M 11k 972.40
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Ishares Tr 20 Yr Tr Bd Etf Call Option (TLT) 1.3 $10M NEW 103k 98.88
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Pebblebrook Hotel Tr Note 1.75012/1 (Principal) 1.3 $10M 11k 894.40
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Summit Hotel Pptys Note 1.500 2/1 (Principal) 1.3 $10M 11k 887.60
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Tripadvisor Note 0.250 4/0 (Principal) 1.3 $10M 12k 876.70
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Box Note 1/1 (Principal) 1.2 $9.5M 8.5k 1120.90
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Select Sector Spdr Tr Sbi Int-utils Call Option (XLU) 1.2 $9.5M NEW 150k 63.33
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Splunk Note 1.125 6/1 (Principal) 1.2 $9.1M +26% 9.4k 970.20
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Rapid7 Note 0.250 3/1 (Principal) 1.1 $9.0M 10k 900.70
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Lennar Corp Cl A Call Option (LEN) 1.1 $8.8M +370% 59k 149.04
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Ishares Tr Russell 2000 Etf Call Option (IWM) 1.1 $8.6M NEW 43k 200.71
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Peloton Interactive Note 2/1 (Principal) 1.1 $8.5M NEW 11k 776.30
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Wayfair Note 1.12511/0 (Principal) 1.0 $7.9M +60% 8.0k 991.00
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D.R. Horton Call Option (DHI) 1.0 $7.7M +1924% 51k 151.98
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Toll Brothers (TOL) 1.0 $7.5M +217% 73k 102.79
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Ishares Silver Tr Ishares Call Option (SLV) 0.9 $7.4M NEW 341k 21.78
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Ringcentral Note 3/0 (Principal) 0.9 $7.3M 7.8k 933.60
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Arcelormittal Sa Luxembourg Ny Registry Sh Call Option (MT) 0.9 $7.0M NEW 245k 28.39
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Alteryx Note 1.000 8/0 (Principal) 0.9 $6.8M +250% 7.0k 973.60
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Royal Gold Call Option (RGLD) 0.9 $6.7M +641% 56k 120.96
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United Sts Oil Units Call Option (USO) 0.8 $6.7M -77% 100k 66.65
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Redwood Trust Note 5.625 7/1 (Principal) 0.8 $6.5M 6.6k 987.40
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Spdr Ser Tr Sp Metals Mng Call Option (XME) 0.8 $6.2M NEW 104k 59.83
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Wisdomtree Note 3.250 6/1 (Principal) 0.8 $6.1M 6.3k 961.30
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Wayfair Cl A Call Option (W) 0.7 $5.8M NEW 95k 61.70
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Nabors Inds Note 0.750 1/1 (Principal) 0.7 $5.6M 5.6k 996.50
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Nuvasive Note 0.375 3/1 (Principal) 0.7 $5.6M +100% 6.0k 932.80
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Everbridge Note 0.12512/1 (Principal) 0.7 $5.4M +714% 5.7k 941.10
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Blackline Note 3/1 (Principal) 0.7 $5.3M +100% 6.0k 890.40
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Ssr Mining In Note 2.500 4/0 (Principal) 0.6 $4.8M 5.0k 961.20
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Kinross Gold Corp Call Option (KGC) 0.6 $4.8M +293% 788k 6.05
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Spirit Airls Note 1.000 5/1 (Principal) 0.6 $4.5M -38% 6.5k 693.00
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Wayfair Note 1.000 8/1 (Principal) 0.6 $4.4M NEW 5.0k 882.40
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Albertsons Cos Common Stock (ACI) 0.6 $4.4M -23% 190k 23.00
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Apartment Invt Mgmt Cl A Call Option (AIV) 0.5 $4.2M 542k 7.83
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Microstrategy Cl A New Put Option (MSTR) 0.5 $4.2M NEW 6.6k 631.62
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Grab Holdings Class A Ord Put Option (GRAB) 0.5 $3.7M +15% 1.1M 3.37
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Investcorp Europe Acquisitio Class A Ord Shs (IVCB) 0.5 $3.6M NEW 329k 11.02
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Royal Caribbean Cruises Put Option (RCL) 0.4 $3.4M +160% 26k 129.49
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PNM Resources (PNM) 0.4 $3.3M NEW 80k 41.60
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Steel Dynamics Call Option (STLD) 0.4 $3.3M +166% 28k 118.10
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Tc Energy Corp (TRP) 0.4 $3.1M NEW 80k 39.09
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Blackberry Call Option (BB) 0.4 $3.0M NEW 850k 3.54
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Pioneer Natural Resources (PXD) 0.4 $3.0M NEW 13k 224.88
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Global Star Acquisition Class A Com (GLST) 0.4 $2.9M NEW 272k 10.57
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Dmy Squared Technology Group Cl A Com (DMYY) 0.4 $2.8M NEW 260k 10.60
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Direct Selling Acquisitin Cl A Com (DSAQ) 0.3 $2.7M NEW 250k 10.89
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Burtech Acquisition Corp Class A Com (BRKH) 0.3 $2.7M NEW 253k 10.71
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Marathon Petroleum Corp Call Option (MPC) 0.3 $2.6M -42% 18k 148.36
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Gores Holdings Ix Class A Com (GHIX) 0.3 $2.6M NEW 250k 10.50
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Hess (HES) 0.3 $2.6M NEW 18k 144.16
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Tristar Acquisition I Corp Cl A Ord Shs (TRIS) 0.3 $2.6M NEW 241k 10.78
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Triple Flag Precious Metals (TFPM) 0.3 $2.4M 136k 17.64
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Investcorp India Acquistn Class A Ord Shs (IVCA) 0.3 $2.2M NEW 200k 10.99
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Caesars Entertainment Call Option (CZR) 0.3 $2.1M NEW 45k 46.88
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Splunk Note 1.125 9/1 (Principal) 0.3 $2.1M NEW 1.9k 1103.30
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Palantir Technologies Cl A Call Option (PLTR) 0.3 $2.1M NEW 122k 17.17
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Rigel Resource Acq Corp Cl A Ord Shs (RRAC) 0.3 $2.1M NEW 189k 10.96
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Brookfield Business Partners Unit Ltd L P (BBU) 0.3 $2.0M NEW 99k 20.58
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Colombier Acquisition Corp I Unit 99/99/9999 0.3 $2.0M NEW 197k 10.08
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First Majestic Silver Corp Note 0.375 1/1 (Principal) 0.3 $2.0M 2.5k 786.80
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Zalatoris Ii Acquisition Cor Class A Ord (ZLS) 0.2 $1.9M NEW 178k 10.69
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Vaneck Etf Trust Junior Gold Mine Put Option (GDXJ) 0.2 $1.9M 50k 37.91
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Microstrategy Note 2/1 (Principal) 0.2 $1.8M 2.0k 876.20
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Pennymac Financial Services (PFSI) 0.2 $1.7M -20% 20k 88.37
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Lithium Americas Argentina C Note 1.750 1/1 (Principal) 0.2 $1.6M NEW 2.5k 644.50
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Chenghe Acquisition I Class A Ord Shs (LATG) 0.2 $1.6M NEW 145k 11.02
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Alphavest Acquisition Corp Ordinary Shares (ATMV) 0.2 $1.6M NEW 148k 10.71
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Agriculture Nat Sol Acq Unit 99/99/9999 0.2 $1.5M NEW 151k 10.15
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Embrace Change Acquisitn Cor Ordinary Shares (EMCG) 0.2 $1.5M +258% 135k 10.95
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Cnh Indl N V SH (CNHI) 0.2 $1.4M NEW 114k 12.18
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Fortuna Silver Mines Call Option (FSM) 0.2 $1.4M +329% 351k 3.86
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Everest Consolidator Acq Cor Cl A Com (MNTN) 0.2 $1.3M +144% 119k 10.94
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Constellation Acquisitn Corp Shs Cl A (CSTA) 0.2 $1.3M NEW 116k 11.05
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Inspire Med Sys Put Option (INSP) 0.2 $1.3M NEW 6.2k 203.43
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Israel Acquisitions Corp Class A Ord (ISRL) 0.2 $1.3M NEW 117k 10.74
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Capri Holdings SH (CPRI) 0.2 $1.3M 25k 50.24
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Concord Acquisition Corp Iii Com Cl A (CNDB) 0.2 $1.2M NEW 118k 10.56
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Spark I Acquisition Corp Ord Shs 0.2 $1.2M NEW 118k 10.14
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Ares Acquisition Corp Ii Shs Class A (AACT) 0.1 $1.2M NEW 113k 10.44
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Nevro Call Option (NVRO) 0.1 $1.2M NEW 54k 21.52
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iRobot Corporation Put Option (IRBT) 0.1 $1.2M 30k 38.70
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Blockchain Coinvstrs Acq Crp Class A Ord (BCSA) 0.1 $1.1M NEW 104k 10.88
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Kernel Group Holdings Cl A Shs (KRNL) 0.1 $1.1M NEW 104k 10.74
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Mountain Co I Acquisitn Class A Ord (MCAA) 0.1 $1.1M +456% 99k 11.30
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Globalink Invt (GLLI) 0.1 $1.1M NEW 103k 10.84
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Catcha Investment Corp Shs Cl A (CHAA) 0.1 $1.1M NEW 99k 11.13
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Pearl Holdings Acquisitn Cor Class A Ord Shs (PRLH) 0.1 $1.1M NEW 100k 10.71
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Lendingclub Corp Com New (LC) 0.1 $1.0M NEW 116k 8.74
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Hertz Global Hldgs Com New Call Option (HTZ) 0.1 $947k -31% 91k 10.39
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Spirit Airlines Put Option (SAVE) 0.1 $947k -78% 58k 16.39
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Open Text Corp (OTEX) 0.1 $937k NEW 22k 42.02
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Plutonian Acquisition Corp (PLTN) 0.1 $932k NEW 88k 10.64
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Redwood Trust Note 7.750 6/1 (Principal) 0.1 $927k 1.0k 927.20
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Focus Impact Bh3 Acquisition Class A Com (BHAC) 0.1 $861k NEW 82k 10.46
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Pharmacyte Biotech Com New (PMCB) 0.1 $655k +17% 305k 2.15
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Peloton Interactive Cl A Com Call Option (PTON) 0.1 $625k NEW 103k 6.09
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A Spac I Acquisition Corp Class A Ord Shs (ASCA) 0.1 $623k -28% 57k 10.90
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U Haul Holding Company Com Ser N (UHAL.B) 0.1 $622k -82% 8.8k 70.44
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Grindr Put Option (GRND) 0.1 $616k NEW 70k 8.78
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Magnum Opus Acquisition Shs Cl A (OPA) 0.1 $604k NEW 56k 10.79
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Pegasus Digital Mobility Acq Cl A Ord Shs (PGSS) 0.1 $586k NEW 53k 11.05
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Rf Acquisition Corp Class A Com (RFAC) 0.1 $557k NEW 52k 10.73
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Excelfin Acquisition Corp Com Cl A (XFIN) 0.1 $551k NEW 52k 10.70
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Hub Cyber Security W Exp 08/22/202 (HUBCZ) 0.1 $539k 2.2M 0.25
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JetBlue Airways Corporation Call Option (JBLU) 0.1 $532k NEW 96k 5.55
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Solitario Expl & Rty Corp (XPL) 0.1 $476k 850k 0.56
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Jaws Mustang Acquisition Cor Shs Cl A (JWSM) 0.1 $467k NEW 43k 10.90
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Bowlero Corp Cl A Com Put Option (BOWL) 0.1 $425k NEW 30k 14.16
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Metal Sky Star Acquisition C Ordinary Shares (MSSA) 0.1 $424k NEW 39k 10.94
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Valero Energy Corporation (VLO) 0.1 $416k NEW 3.2k 130.00
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Fortune Rise Acquisition Cor Cl A (FRLA) 0.0 $299k -16% 27k 10.96
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Amer (UHAL) 0.0 $294k -52% 4.1k 71.80
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Arisz Acquisition Corp Common Stock (ARIZ) 0.0 $278k NEW 26k 10.91
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Enovix Corp (ENVX) 0.0 $271k +41% 22k 12.52
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Apx Acquisition Corp I Class A Ord Shs (APXI) 0.0 $253k NEW 23k 11.16
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Braemar Hotels And Resorts Put Option (BHR) 0.0 $250k 100k 2.50
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Pono Cap Two Com Cl A (PTWO) 0.0 $225k NEW 21k 10.67
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Greenfire Res Com Shs (GFR) 0.0 $207k -6% 43k 4.86
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Iron Horse Acquisitions Corp Unit 10/15/2028 0.0 $201k NEW 20k 10.04
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Verde Clean Fuels Class A Com (VGAS) 0.0 $146k -21% 62k 2.36
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Crown Proptech Acquisitions Shs Cl A (CPTK) 0.0 $144k NEW 14k 10.65
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Lifezone Metals W Exp 07/05/202 (LZM.WS) 0.0 $136k +51% 253k 0.54
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Global Lights Acquisition Ord Shs 0.0 $136k NEW 14k 10.08
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Akerna Corp Com New (KERN) 0.0 $130k +534% 294k 0.44
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Investcorp Europe Acquisitio W Exp 12/15/202 (IVCBW) 0.0 $117k +134% 510k 0.23
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Churchill Capital Corp Vii W Exp 02/29/202 (CVII.WS) 0.0 $117k +336% 730k 0.16
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Welsbach Tech Metals Acqu (WTMA) 0.0 $112k NEW 11k 10.70
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Everest Consolidator Acq Cor W Exp 99/99/999 (MNTN.WS) 0.0 $104k +296% 800k 0.13
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Tortoiseecofin Acquisition C W Exp 07/22/202 (TRTL.WS) 0.0 $83k +107% 926k 0.09
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Complete Solaria (CSLR) 0.0 $67k +107% 42k 1.60
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Lucy Scientific Discovery In (LSDI) 0.0 $65k 250k 0.26
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Deep Medicine Acquisition Right 10/22/2026 (DMAQR) 0.0 $40k -52% 135k 0.30
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Ares Acquisition Corp Ii W Exp 99/99/999 (AACT.WS) 0.0 $40k NEW 264k 0.15
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Concord Acquisition Corp Iii W Exp 99/99/999 (CNDB.WS) 0.0 $35k NEW 350k 0.10
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Hnr Acquisition Corp Com Cl A (HNRA) 0.0 $34k NEW 17k 2.02
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Rmg Acquisition Corp Iii W Exp 02/08/202 (RMGCW) 0.0 $32k NEW 541k 0.06
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Arisz Acquisition Corp Right 99/99/9999 (ARIZR) 0.0 $25k -69% 121k 0.21
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Marti Technologies Shs Cl A (MRT) 0.0 $25k NEW 38k 0.65
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Selina Hospitality Ordinary Shares (SLNA) 0.0 $24k NEW 133k 0.18
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Vast Renewables W Exp 07/01/202 0.0 $23k NEW 226k 0.10
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Esgen Acquisition Corp W Exp 10/18/202 (ESACW) 0.0 $21k +346% 517k 0.04
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Nova Vision Acquisition Corp Right 12/23/2023 (NOVVR) 0.0 $16k 79k 0.20
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Spring Valley Acquistn Corp W Exp 02/25/202 (SVIIW) 0.0 $16k 261k 0.06
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Oak Woods Acquisition Corp W Exp 03/23/202 (OAKUW) 0.0 $15k 501k 0.03
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Inflection Pt Acquisitn Crp W Exp 08/31/202 (IPXXW) 0.0 $13k +207% 142k 0.09
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Keen Vision Acquisition Corp W Exp 03/15/202 (KVACW) 0.0 $9.9k +57% 247k 0.04
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Golden Arrow Merger Corp W Exp 07/31/202 (GAMCW) 0.0 $9.7k NEW 69k 0.14
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Esh Acquisition Corp Right 99/99/9999 (ESHAR) 0.0 $9.3k 93k 0.10
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Roth Ch Acquisition V W Exp 12/10/202 (ROCLW) 0.0 $8.4k 210k 0.04
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Mobix Labs W Exp 12/21/202 0.0 $7.6k NEW 109k 0.07
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Tlgy Acquisition Corporation W Exp 11/09/202 (TLGYW) 0.0 $7.2k 361k 0.02
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Israel Acquisitions Corp W Exp 99/99/999 (ISRLW) 0.0 $7.1k -13% 119k 0.06
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Spark I Acquisition Corp W Exp 10/01/203 0.0 $6.5k NEW 59k 0.11
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Winvest Acquisition Corp Right 99/99/9999 (WINVR) 0.0 $6.3k -43% 210k 0.03
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Alphavest Acquisition Corp Right 06/19/2024 (ATMVR) 0.0 $6.1k -56% 51k 0.12
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Winvest Acquisition Corp W Exp 08/09/202 (WINVW) 0.0 $5.7k 566k 0.01
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Energem Corp W Exp 11/15/202 (ENCPW) 0.0 $5.3k 528k 0.01
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Xbp Europe Holdings W Exp 11/30/202 0.0 $4.7k NEW 94k 0.05
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Four Leaf Acquisition Corp W Exp 03/15/202 (FORLW) 0.0 $4.5k 223k 0.02
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Alphatime Acquisition Corp W Exp 03/01/202 (ATMCW) 0.0 $4.2k +1302% 142k 0.03
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Hub Cyber Security W Exp 02/27/202 (HUBCW) 0.0 $4.0k 405k 0.01
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Bellevue Life Scncs Aqstn W Exp 02/09/202 (BLACW) 0.0 $3.9k 197k 0.02
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Tristar Acquisition I Corp W Exp 99/99/999 (TRIS.WS) 0.0 $3.6k -2% 180k 0.02
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Mountain Co I Acquisitn W Exp 09/30/202 (MCAAW) 0.0 $3.3k 109k 0.03
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Plutonian Acquisition Corp W Exp 10/26/202 (PLTNW) 0.0 $3.2k -37% 105k 0.03
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Bowen Acquisition Corp Right 99/99/9999 (BOWNR) 0.0 $3.0k 30k 0.10
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Enphys Acquisition Corp W Exp 99/99/999 (NFYS.WS) 0.0 $2.8k 57k 0.05
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Fintech Ecosystem Deve W Exp 04/01/202 (FEXDW) 0.0 $2.8k 275k 0.01
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Project Energy Reimagined Ac W Exp 10/28/202 (PEGRW) 0.0 $2.6k NEW 256k 0.01
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Oxus Acquisition Corp W Exp 99/99/999 (OXUSW) 0.0 $2.4k +36% 48k 0.05
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Armada Acquisition Corp I W Exp 08/13/202 (AACIW) 0.0 $2.2k +27% 108k 0.02
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Keyarch Acquisition Corp W Exp 01/24/202 (KYCHW) 0.0 $2.0k 100k 0.02
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Spectaire Hldgs W Exp 10/17/202 0.0 $2.0k NEW 200k 0.01
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Bannix Acquisition Corp W Exp 07/31/202 (BNIXW) 0.0 $2.0k -14% 195k 0.01
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African Agriculture Holdings W Exp 12/06/202 0.0 $1.9k NEW 94k 0.02
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Nova Vision Acquisition Corp W Exp 12/31/202 (NOVVW) 0.0 $1.5k 152k 0.01
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Monterey Cap Acquisition Cor W Exp 01/01/202 (MCACW) 0.0 $1.5k 149k 0.01
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Noco Noco W Exp 08/25/202 (NCNCW) 0.0 $1.1k -52% 111k 0.01
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Fortune Rise Acquisition Cor W Exp 12/06/202 (FRLAW) 0.0 $1.1k -45% 55k 0.02
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Power Digital Infrastructu W Exp 12/09/202 (XPDBW) 0.0 $929.460000 47k 0.02
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Vision Sensing Acquisition C W Exp 10/21/202 (VSACW) 0.0 $338.750000 34k 0.01
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Global Systems Dynamics W Exp 04/01/202 (GSDWW) 0.0 $0 -39% 361k 0.00
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Globalink Invt W Exp 12/03/202 (GLLIW) 0.0 $0 320k 0.00
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Past Filings by K2 Principal Fund

SEC 13F filings are viewable for K2 Principal Fund going back to 2014

View all past filings