K2 Principal Fund

K2 Principal Fund as of March 31, 2024

Portfolio Holdings for K2 Principal Fund

K2 Principal Fund holds 218 positions in its portfolio as reported in the March 2024 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Tr 20 Yr Tr Bd Etf Put Option (TLT) 4.9 $29M 307k 94.62
Silverback Therapeutics Call Option (SPRY) 4.2 $24M 2.4M 10.22
Ishares Gold Tr Ishares New (IAU) 3.2 $19M 450k 42.01
Nutanix Note 0.25010/0 (Principal) 2.9 $17M 14k 1228.80
Atlantica Sustainable Infra Note 4.000 7/1 (Principal) 2.8 $17M 17k 963.70
Marathon Digital Holdings In Note 1.00012/0 (Principal) 2.6 $16M 18k 851.80
Dropbox Note 3/0 (Principal) 2.6 $15M 16k 951.10
Seritage Growth Pptys Cl A Call Option (SRG) 2.4 $14M 1.5M 9.65
Microstrategy Note 2/1 (Principal) 2.4 $14M 10k 1371.80
Spdr Gold Tr Gold Shs Call Option (GLD) 2.1 $12M 61k 205.72
Envestnet Note 0.750 8/1 (Principal) 2.1 $12M 13k 988.10
Digital World Acquisition Co Class A Put Option (DJT) 2.0 $12M 188k 61.96
Tripadvisor Note 0.250 4/0 (Principal) 1.8 $11M 12k 938.40
T. Rowe Price Call Option (TROW) 1.8 $10M 85k 121.92
Box Note 1/1 (Principal) 1.7 $10M 8.5k 1206.20
Vanguard Index Fds Sp 500 Etf Shs Call Option (VOO) 1.6 $9.6M 20k 480.70
Peloton Interactive Note 2/1 (Principal) 1.6 $9.3M 11k 845.00
Rapid7 Note 0.250 3/1 (Principal) 1.5 $8.8M 10k 877.30
Select Sector Spdr Tr Communication Put Option (XLC) 1.4 $8.2M 100k 81.66
Ishares Bitcoin Tr SHS (IBIT) 1.4 $8.1M 200k 40.47
Martin Marietta Materials (MLM) 1.4 $8.0M 13k 613.94
Spirit Airls Note 1.000 5/1 (Principal) 1.3 $7.9M 16k 483.20
Wayfair Note 1.12511/0 (Principal) 1.3 $7.9M 8.0k 982.80
Wisdomtree Note 3.250 6/1 (Principal) 1.3 $7.5M 7.3k 1020.30
Everbridge Note 0.12512/1 (Principal) 1.3 $7.5M 7.7k 971.90
Akamai Technologies Note 0.375 9/0 (Principal) 1.3 $7.4M 7.0k 1057.10
Ringcentral Note 3/0 (Principal) 1.3 $7.4M 7.8k 946.40
Intel Corporation (INTC) 1.2 $7.1M 160k 44.17
Mr Cooper Group (COOP) 1.2 $7.1M 91k 77.95
Spdr Ser Tr Sp Metals Mng (XME) 1.1 $6.6M 109k 60.28
Redwood Trust Note 5.625 7/1 (Principal) 1.1 $6.6M 6.6k 997.80
PNM Resources Call Option (TXNM) 1.1 $6.4M 170k 37.64
Pioneer Natural Resources 1.1 $6.3M 24k 262.50
Vistra Energy Call Option (VST) 1.1 $6.3M 90k 69.65
Nuvasive Note 0.375 3/1 (Principal) 1.0 $5.7M 6.0k 955.00
Franco-Nevada Corporation Call Option (FNV) 0.9 $5.5M 46k 119.16
Blackline Note 3/1 (Principal) 0.9 $5.4M 6.0k 905.90
Vaneck Etf Trust Semiconductr Etf Call Option (SMH) 0.9 $5.1M 23k 224.99
MDU Resources Call Option (MDU) 0.9 $5.0M 200k 25.20
Albertsons Cos Common Stock (ACI) 0.8 $4.8M 223k 21.44
Techtarget Note 12/1 (Principal) 0.8 $4.8M 5.0k 951.10
Wayfair Note 1.000 8/1 (Principal) 0.8 $4.6M 5.0k 929.70
Core Scientific Note 10.000 1/2 (Principal) 0.8 $4.5M 5.0k 893.90
Nice Note 9/1 (Principal) 0.8 $4.5M 4.3k 1043.80
United Sts Nat Gas Unit Par Call Option (UNG) 0.7 $4.4M 300k 14.57
Proshares Tr Bitcoin Strate (BITO) 0.7 $4.2M 130k 32.30
Sanmina Call Option (SANM) 0.6 $3.7M 60k 62.18
Triple Flag Precious Metals (TFPM) 0.6 $3.6M 182k 19.57
Freeport-mcmoran CL B Call Option (FCX) 0.6 $3.5M 75k 47.02
Brookfield Business Partners Unit Ltd L P (BBU) 0.6 $3.5M 156k 22.09
Grab Holdings Class A Ord (GRAB) 0.5 $3.2M 1.0M 3.14
Wisdomtree Note 5.750 8/1 (Principal) 0.5 $3.2M 2.7k 1167.50
Hess (HES) 0.5 $3.1M 20k 152.64
Enerplus Corp 0.5 $3.0M 155k 19.66
Kinross Gold Corp (KGC) 0.5 $3.0M 485k 6.13
Vaneck Etf Trust Junior Gold Mine Put Option (GDXJ) 0.5 $2.9M 75k 38.74
Southwestern Energy Company 0.5 $2.9M 378k 7.58
Lithium Americas Argentina C Note 1.750 1/1 (Principal) 0.5 $2.8M 3.5k 789.20
Advisorshares Tr Pure Us Cannabis Call Option (MSOS) 0.5 $2.8M 275k 10.01
McGrath Rent (MGRC) 0.4 $2.6M 21k 123.37
NET Lease Office Properties (NLOP) 0.4 $2.6M 109k 23.80
Dell Technologies CL C Put Option (DELL) 0.4 $2.6M 23k 114.11
Churchill Capital Corp Vii Com Cl A (CVII) 0.4 $2.5M 237k 10.70
Tfii Cn (TFII) 0.4 $2.5M 16k 159.46
Royal Gold Call Option (RGLD) 0.4 $2.4M 20k 121.81
Lumentum Hldgs Note 0.500 6/1 (Principal) 0.4 $2.3M 3.0k 776.50
Steel Dynamics (STLD) 0.4 $2.3M 16k 148.23
Eagle Bulk Shipping 0.4 $2.3M 36k 62.47
Zeo Energy Corp Cl A (ZEO) 0.4 $2.3M 395k 5.70
Finnovate Acquisition Corp Class A Ord Shs (FNVTF) 0.4 $2.2M 200k 11.24
Generation Asia I Acquisitio Cl A Ord Shs (GAQ) 0.4 $2.2M 200k 11.02
Capitalworks Emng Mkts Acqst Class A Ord Shs (CMCAF) 0.4 $2.1M 195k 10.95
Mountain Co I Acquisitn Class A Ord (MCAA) 0.4 $2.1M 181k 11.49
Apartment Invt Mgmt Cl A (AIV) 0.4 $2.1M 253k 8.19
Target Global Acquisi I Corp Class A Ord Shs 0.3 $2.0M 177k 11.16
First Majestic Silver Corp Note 0.375 1/1 (Principal) 0.3 $2.0M 2.5k 790.20
Broadcom (AVGO) 0.3 $1.9M 1.5k 1325.41
Valuence Merger Corp I Class A Ord Shs (VMCA) 0.3 $1.7M 148k 11.32
Snowflake Cl A Put Option (SNOW) 0.3 $1.6M 10k 161.60
Lendingtree Note 0.500 7/1 (Principal) 0.3 $1.6M 1.7k 933.90
Investcorp India Acquistn Class A Ord Shs (IVCA) 0.3 $1.5M 138k 11.19
Ib Acquisition Corp Unit 03/26/2029 0.3 $1.5M 150k 10.01
PAR Technology Corporation (PAR) 0.3 $1.5M 33k 45.36
Aquaron Acquisition Corp Common Stock (AQU) 0.2 $1.4M 132k 10.82
Infint Acquisition Corp Cl A Ord Shs (CURR) 0.2 $1.4M 121k 11.45
D.R. Horton (DHI) 0.2 $1.4M 8.4k 164.55
Pulte (PHM) 0.2 $1.3M 11k 120.62
Plutonian Acquisition Corp 0.2 $1.3M 124k 10.73
Callon Petroleum 0.2 $1.3M 35k 35.76
Hudson Acquisition I Corp Common Stock (HUDA) 0.2 $1.2M 117k 10.60
Inception Growth Acqustn Common Stock (IGTA) 0.2 $1.2M 107k 10.86
Tmt Acquisition Corp SHS (TMTC) 0.2 $1.2M 108k 10.69
Cleveland-cliffs Call Option (CLF) 0.2 $1.1M 50k 22.74
Marvell Technology (MRVL) 0.2 $1.1M 16k 70.88
Fortune Rise Acquisition Cor Cl A (FRLA) 0.2 $1.1M 100k 11.11
Braze Com Cl A Put Option (BRZE) 0.2 $1.1M 25k 44.30
Feutune Light Acquisition Cl A Com (AIEV) 0.2 $1.1M 101k 10.88
New Providence Acqsitn Corp Class A Com (NPAB) 0.2 $1.1M 100k 10.78
Equitrans Midstream Corp (ETRN) 0.2 $1.1M 86k 12.49
Dp Cap Acquisition Corp I Class A Ord 0.2 $1.1M 97k 10.96
Golden Star Acquisition Corp Usd Ord Shs (GODN) 0.2 $1.1M 100k 10.64
Royal Caribbean Cruises (RCL) 0.2 $1.1M 7.6k 139.01
10x Capital Venture Acq Iii Cl A Ord Shs (VCXB) 0.2 $1.0M 95k 10.78
Cetus Cap Acquisition Corp Class A Com (CETU) 0.2 $1.0M 96k 10.60
Legato Merger Corp Iii Unit 99/99/9999 (LEGT.U) 0.2 $1.0M 100k 10.14
Newmont Mining Corporation Put Option (NEM) 0.2 $986k 28k 35.84
Juniper Networks (JNPR) 0.2 $978k 26k 37.06
Gryphon Digital Mng (GRYP) 0.2 $971k 651k 1.49
Montana Technologies Corp Cl A (AIRJ) 0.2 $948k 84k 11.29
MKS Instruments (MKSI) 0.2 $944k 7.1k 133.00
Smartsheet Com Cl A Put Option (SMAR) 0.2 $943k 25k 38.50
Piedmont Lithium Call Option (PLL) 0.2 $932k 70k 13.32
Excelfin Acquisition Corp Com Cl A (XFIN) 0.2 $918k 84k 10.93
U Haul Holding Company Com Ser N (UHAL.B) 0.2 $916k 14k 66.68
Fintech Ecosystem Deve Class A Com (FEXD) 0.2 $915k 83k 11.00
Pearl Holdings Acquisitn Cor Class A Ord Shs (PRLH) 0.1 $881k 82k 10.79
Warrior Met Coal Call Option (HCC) 0.1 $868k 14k 60.70
Blue World Acquisition Corp Class A Ord Shs (BWAQ) 0.1 $839k 75k 11.18
Horizon Space Acqustn I Corp Ordinary Shares (HSPO) 0.1 $816k 75k 10.88
Arogo Capital Acquisition Class A Com (AOGO) 0.1 $788k 73k 10.75
Pharmacyte Biotech Com New (PMCB) 0.1 $776k 328k 2.37
Aura Fat Projs Acquisition C Class A Ord 0.1 $761k 69k 11.08
Equinox Gold Corp equities Put Option (EQX) 0.1 $753k 125k 6.02
Zoom Video Communications In Cl A (ZM) 0.1 $743k 11k 65.37
Blueriver Acquisition Corp Cl A Ord Shs (BLUAF) 0.1 $715k 66k 10.85
Iteos Therapeutics (ITOS) 0.1 $701k 51k 13.64
Lennar Corp Cl A (LEN) 0.1 $688k 4.0k 171.98
Iris Energy Ordinary Shares (IREN) 0.1 $675k 125k 5.40
Albemarle Corporation Call Option (ALB) 0.1 $659k 5.0k 131.74
Quadro Acquisition One Corp Cl A Shs 0.1 $631k 58k 10.97
Macy's (M) 0.1 $620k 31k 19.99
PROS Holdings (PRO) 0.1 $610k 17k 36.33
Focus Impact Bh3 Acquisition Class A Com (BHAC) 0.1 $606k 58k 10.50
Rf Acquisition Corp Class A Com (RFAC) 0.1 $565k 52k 10.81
Cadence Design Systems (CDNS) 0.1 $557k 1.8k 311.28
Peloton Interactive Cl A Com Call Option (PTON) 0.1 $553k 129k 4.28
Amer (UHAL) 0.1 $551k 8.2k 67.54
Integral Acquisition Corp 1 Class A Com (INTE) 0.1 $540k 50k 10.80
Daseke 0.1 $491k 59k 8.30
Ciena Corp Com New (CIEN) 0.1 $485k 9.8k 49.45
Duet Acquisition Corp Class A Com 0.1 $456k 42k 10.98
Cartica Acquisition Corp Class A Ord Shs (CITE) 0.1 $452k 41k 11.09
Emcor (EME) 0.1 $449k 1.3k 350.20
Arya Sciences Acqu Corp Iv Cl A (ARYD) 0.1 $441k 39k 11.23
Solitario Expl & Rty Corp (XPL) 0.1 $399k 665k 0.60
Acri Capital Acquisition Cor Com Cl A 0.1 $396k 35k 11.19
NVIDIA Corporation (NVDA) 0.1 $361k 400.00 903.56
Taiwan Semiconductor Mfg Sponsored Ads (TSM) 0.1 $361k 2.7k 136.05
Bellevue Life Scncs Aqstn (BLAC) 0.1 $358k 34k 10.66
Global Star Acquisition Class A Com (GLST) 0.1 $343k 32k 10.71
Cannae Holdings (CNNE) 0.1 $335k 15k 22.24
Tortoiseecofin Acquisition C Shs Cl A (TRTL) 0.1 $322k 30k 10.77
Sable Offshore Corp Com Shs (SOC) 0.1 $312k 29k 10.96
V.F. Corporation (VFC) 0.1 $307k 20k 15.34
Advanced Micro Devices (AMD) 0.1 $298k 1.7k 180.49
Core Scientific (CORZ) 0.1 $295k 83k 3.54
Goldenstone Acq Crp; Tnt Acq Dt: 12/21/2023; Cash: $10.15 (GDST) 0.0 $276k 25k 11.00
Meta Platforms Cl A (META) 0.0 $243k 500.00 485.58
Screaming Eagle Acquisitn Class A Ord Shs 0.0 $241k 23k 10.70
Vertiv Holdings Com Cl A (VRT) 0.0 $235k 2.9k 81.67
Alphabet Cap Stk Cl C (GOOG) 0.0 $228k 1.5k 152.26
Symbotic Class A Com (SYM) 0.0 $225k 5.0k 45.00
Zalatoris Ii Acquisition Cor Class A Ord (ZLSSF) 0.0 $150k 14k 10.84
Net Power Com Cl A (NPWR) 0.0 $148k 13k 11.39
Hennessy Capital Invst Corp Class A Com (HCVI) 0.0 $135k 13k 10.41
Lifezone Metals W Exp 07/05/202 (LZM.WS) 0.0 $131k 202k 0.65
Burtech Acquisition Corp Class A Com (BRKH) 0.0 $122k 11k 11.09
Greenfire Res Com Shs (GFR) 0.0 $121k 20k 5.97
Churchill Capital Corp Vii W Exp 02/29/202 (CVIIW) 0.0 $121k 378k 0.32
Welsbach Tech Metals Acqu (WTMA) 0.0 $115k 11k 10.92
Hub Cyber Security W Exp 08/22/202 (HUBCZ) 0.0 $108k 2.2M 0.05
Sable Offshore Corp W Exp 99/99/999 (SOC.WS) 0.0 $96k 37k 2.58
Tortoiseecofin Acquisition C W Exp 07/22/202 (TRTL.WS) 0.0 $93k 927k 0.10
Zeo Energy Corp W Exp 03/13/202 (ZEOWW) 0.0 $80k 668k 0.12
Everest Consolidator Acq Cor W Exp 99/99/999 0.0 $79k 606k 0.13
Gct Semiconductor Hldg W Exp 03/01/202 (GCTS.WS) 0.0 $70k 184k 0.38
Ares Acquisition Corp Ii W Exp 99/99/999 (AACT.WS) 0.0 $53k 294k 0.18
Lotus Technology W Exp 02/21/202 (LOTWW) 0.0 $51k 106k 0.48
Marti Technologies Shs Cl A (MRT) 0.0 $48k 58k 0.82
Golden Arrow Merger Corp W Exp 07/31/202 (GAMCW) 0.0 $45k 300k 0.15
Spring Valley Acquistn Corp W Exp 02/25/202 (SVIIW) 0.0 $40k 361k 0.11
Rmg Acquisition Corp Iii W Exp 99/99/999 (RMGWF) 0.0 $32k 541k 0.06
Project Energy Reimagined Ac W Exp 99/99/999 (PEGRW) 0.0 $31k 206k 0.15
Inflection Pt Acquisitn Crp W Exp 08/31/202 (IPXXW) 0.0 $27k 192k 0.14
Nabors Energy Transition Cor W Exp 09/01/202 (NETDW) 0.0 $24k 198k 0.12
Verde Clean Fuels W Exp 02/15/202 (VGASW) 0.0 $23k 97k 0.24
Integral Acquisition Corp 1 W Exp 05/31/202 (INTEW) 0.0 $22k 223k 0.10
Investcorp Europe Acquisitio W Exp 12/15/202 0.0 $20k 509k 0.04
Selina Hospitality Ordinary Shares (SLNAF) 0.0 $20k 133k 0.15
Pagaya Technologies W Exp 99/99/999 (PGYWW) 0.0 $14k 155k 0.09
Agriculture Nat Sol Acq W Exp 10/01/202 (ANSCW) 0.0 $14k 76k 0.18
Nova Vision Acquisition Corp Right 12/23/2023 (NOVVR) 0.0 $13k 79k 0.16
Keen Vision Acquisition Corp W Exp 03/15/202 (KVACW) 0.0 $12k 247k 0.05
Complete Solaria (CSLR) 0.0 $12k 20k 0.60
Spark I Acquisition Corp W Exp 10/01/203 (SPKLW) 0.0 $12k 59k 0.20
Oak Woods Acquisition Corp W Exp 99/99/999 (OAKUW) 0.0 $10k 501k 0.02
Four Leaf Acquisition Corp W Exp 03/15/202 (FORLW) 0.0 $8.9k 223k 0.04
Armada Acquisition Corp I W Exp 99/99/999 (AACIW) 0.0 $8.6k 108k 0.08
Hub Cyber Security W Exp 02/27/202 (HUBCW) 0.0 $8.1k 405k 0.02
Mountain Co I Acquisitn W Exp 09/30/202 (MCAAW) 0.0 $7.6k 109k 0.07
Esh Acquisition Corp Right 99/99/9999 (ESHAR) 0.0 $7.4k 93k 0.08
Tlgy Acquisition Corporation W Exp 99/99/999 0.0 $7.2k 361k 0.02
Cslm Acquisition Corp W Exp 99/99/999 (CSLMW) 0.0 $6.4k 58k 0.11
Quadro Acquisition One Corp W Exp 06/30/202 0.0 $6.0k 150k 0.04
Keyarch Acquisition Corp W Exp 99/99/999 0.0 $5.0k 100k 0.05
Winvest Acquisition Corp Right 99/99/9999 (WINVR) 0.0 $4.7k 118k 0.04
Nova Vision Acquisition Corp W Exp 12/31/202 (NOVVW) 0.0 $4.6k 152k 0.03
Bannix Acquisition Corp W Exp 07/31/202 (BNIXW) 0.0 $4.5k 149k 0.03
Alphavest Acquisition Corp Right 06/19/2024 (ATMVR) 0.0 $4.0k 50k 0.08
Bowen Acquisition Corp Right 99/99/9999 (BOWNR) 0.0 $3.3k 30k 0.11
Monterey Cap Acquisition Cor W Exp 01/01/202 (MCACW) 0.0 $3.0k 149k 0.02
Bellevue Life Scncs Aqstn W Exp 02/09/202 (BLACW) 0.0 $2.9k 147k 0.02
Winvest Acquisition Corp W Exp 08/09/202 (WINVW) 0.0 $2.8k 281k 0.01
Fintech Ecosystem Deve W Exp 04/01/202 (FEXDW) 0.0 $2.8k 275k 0.01
Enphys Acquisition Corp W Exp 99/99/999 0.0 $2.7k 54k 0.05
Xbp Europe Holdings W Exp 11/30/202 (XBPEW) 0.0 $2.5k 63k 0.04
Haymaker Acquisition Corp Iv W Exp 05/31/202 (HYAC.WS) 0.0 $2.5k 13k 0.20
Alphatime Acquisition Corp W Exp 03/01/202 (ATMCW) 0.0 $1.4k 142k 0.01