K2 Principal Fund

K2 Principal Fund as of Sept. 30, 2024

Portfolio Holdings for K2 Principal Fund

K2 Principal Fund holds 248 positions in its portfolio as reported in the September 2024 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr Gold Tr Gold Shs Put Option (GLD) 4.1 $28M 116k 243.06
Opendoor Technol 0.25 8/15/2026 (Principal) 2.4 $17M 19k 853.58
Dropbox Note 3/0 (Principal) 2.2 $15M 16k 967.80
Atlantica Sustainable Infra Note 4.000 7/1 (Principal) 2.2 $15M 15k 988.00
Peloton Interactive Note 2/1 (Principal) 2.1 $15M 16k 907.00
Nutanix Note 0.25010/0 (Principal) 2.1 $14M 12k 1196.70
Microstrategy Note 2/1 (Principal) 2.0 $14M 10k 1363.40
Kar Auction 5.125 6/1/2025 (Principal) 1.8 $13M 13k 1005.22
Ishares Gold Tr Ishares New (IAU) 1.8 $12M 250k 49.70
Sphere Entm T 3.50 01/12/2028 (Principal) 1.8 $12M 8.5k 1455.09
Envestnet Note 0.750 8/1 (Principal) 1.7 $12M 12k 985.60
Mara Holdings Note 1.00012/0 (Principal) 1.7 $12M 13k 887.30
Air Canada 4.00 7/1/2025 (Principal) 1.7 $12M 11k 1024.30
Vermilion Energy Trust 5.625 15/03/2025 144a (Principal) 1.7 $12M 12k 998.50
Tripadvisor Note 0.250 4/0 (Principal) 1.5 $11M 12k 925.40
Voyager Acquisition Corp Unit 99/99/9999 1.5 $10M 1.0M 10.00
Lendingtree Note 0.500 7/1 (Principal) 1.4 $9.8M 10k 955.60
Iteos Therapeutics Call Option (ITOS) 1.4 $9.6M 939k 10.21
Jetblue Airways Corp Note 0.500 4/0 (Principal) 1.3 $9.3M 10k 926.10
Rapid7 Note 0.250 3/1 (Principal) 1.3 $9.2M 10k 916.10
Virgin Galactic 2.50 01/02/2027 (Principal) 1.3 $9.1M 29k 320.42
Nice Note 9/1 (Principal) 1.3 $8.9M 9.3k 956.00
Upstart Hldgs Note 0.250 8/1 (Principal) 1.3 $8.9M 10k 890.00
Western Digital 3.00 15/11/2028 (Principal) 1.3 $8.9M 6.0k 1482.36
Iip Op Prtnrshp 5.50 25/05/2026 (Principal) 1.3 $8.9M 9.1k 974.60
Ishares Bitcoin Trust Etf Shs Ben Int (IBIT) 1.2 $8.7M 240k 36.13
First Majestic Silver Corp Note 0.375 1/1 (Principal) 1.2 $8.4M 9.5k 881.00
Marathon Digital 2.125 01/09/2031 (Principal) 1.1 $8.0M 7.0k 1140.73
Wisdomtree Note 3.250 6/1 (Principal) 1.1 $8.0M 7.3k 1086.40
Hcm Ii Acquisition Corp Unit 99/99/9999 1.1 $7.8M 775k 10.01
Ringcentral Note 3/0 (Principal) 1.1 $7.6M 7.8k 974.10
Vine Hill Cap Invt Corp. Unit 09/06/2026 1.0 $7.3M 725k 10.00
Akamai Technologies Note 0.375 9/0 (Principal) 1.0 $7.2M 7.0k 1033.50
Blackberry 3.00 15/02/2029 (Principal) 1.0 $7.1M 7.0k 1015.90
Core Scientific 3.00 01/09/2029 (Principal) 1.0 $7.0M 5.0k 1394.41
Lumentum Hldgs Note 1.50012/1 (Principal) 1.0 $6.9M 6.0k 1155.60
Perficient Note 0.12511/1 (Principal) 1.0 $6.9M 7.0k 985.60
Snap Note 0.250 5/0 (Principal) 1.0 $6.9M 7.1k 964.90
Wisdomtree 3.25 15/08/2029 (Principal) 0.9 $6.3M 6.0k 1041.88
Sabre Glbl Note 4.000 4/1 (Principal) 0.9 $6.2M 6.3k 985.10
Kkr Real Estate Finance Trust Call Option (KREF) 0.9 $6.2M 500k 12.35
Spirit Airls Note 1.000 5/1 (Principal) 0.9 $5.9M 19k 304.90
PennyMac Mortgage Investment Trust (PMT) 0.8 $5.8M 410k 14.26
Groupon Note 1.125 3/1 (Principal) 0.8 $5.8M 6.5k 893.70
Blackline Note 3/1 (Principal) 0.8 $5.6M 6.0k 936.40
Muvico 6.00 30/04/2030 (Principal) 0.8 $5.4M 5.0k 1089.65
Andretti Acquisition Corp Ii Unit 99/99/9999 0.8 $5.4M 540k 10.00
Petiq Note 4.000 6/0 (Principal) 0.8 $5.3M 4.5k 1165.80
Talen Energy Corp (TLN) 0.8 $5.2M 29k 178.24
Freeport-mcmoran CL B Call Option (FCX) 0.7 $5.1M 103k 49.92
Albertsons Cos Common Stock (ACI) 0.7 $5.0M 271k 18.48
Michael Kors Usa 4.25 01/11/2024 (Principal) 0.7 $5.0M 5.0k 999.75
Techtarget Note 12/1 (Principal) 0.7 $4.9M 5.0k 977.80
Invesco Qqq Tr Unit Ser 1 Put Option (QQQ) 0.7 $4.9M 10k 488.07
Inspire Med Sys Call Option (INSP) 0.7 $4.6M 22k 211.05
Hess (HES) 0.7 $4.6M 34k 135.80
Gopro Note 1.25011/1 (Principal) 0.6 $4.5M 5.0k 897.10
NET Lease Office Properties Call Option (NLOP) 0.6 $4.5M 146k 30.62
Eqv Ventures Acquisition Cor Cl A Ord Shs 0.6 $4.3M 436k 9.92
PAR Technology Corporation (PAR) 0.6 $4.3M 83k 52.08
Cleveland-cliffs Call Option (CLF) 0.6 $4.2M 330k 12.77
Alphabet Cap Stk Cl C (GOOG) 0.6 $4.2M 25k 167.19
Amazon (AMZN) 0.6 $4.1M 22k 186.33
Ishares Silver Tr Ishares Call Option (SLV) 0.6 $4.1M 145k 28.41
Hashicorp Com Cl A (HCP) 0.6 $4.0M 118k 33.86
Lithium Americas Argentina C Note 1.750 1/1 (Principal) 0.6 $3.9M 5.1k 766.30
Black Spade Acquisition Ii C Unit 02/15/2029 0.6 $3.9M 391k 9.96
Upwork Note 0.250 8/1 (Principal) 0.5 $3.7M 4.0k 912.60
V.F. Corporation (VFC) 0.5 $3.6M 180k 19.95
Agnico Call Option (AEM) 0.5 $3.5M 44k 80.56
Vanguard Index Fds Sp 500 Etf Shs Call Option (VOO) 0.5 $3.4M 6.5k 527.67
Silverback Therapeutics (SPRY) 0.5 $3.3M 226k 14.50
Intel Corporation Call Option (INTC) 0.5 $3.2M 135k 23.46
Core Scientific W Exp 01/23/202 (CORZW) 0.4 $3.0M 453k 6.72
Sable Offshore Corp Com Shs Call Option (SOC) 0.4 $2.9M 123k 23.63
Cf Acquisition Corp Vii Class A Com (CFFS) 0.4 $2.9M 260k 11.10
Infinera Corp Note 3.750 8/0 (Principal) 0.4 $2.8M 2.5k 1131.70
Tfii Cn (TFII) 0.4 $2.7M 20k 136.89
Peabody Energy Call Option (BTU) 0.4 $2.7M 102k 26.54
Southwestern Energy Company 0.4 $2.7M 378k 7.11
Lumentum Hldgs Note 0.500 6/1 (Principal) 0.4 $2.6M 3.0k 866.90
NVIDIA Corporation Put Option (NVDA) 0.3 $2.4M 20k 121.44
Nuvasive Note 0.375 3/1 (Principal) 0.3 $2.3M 2.4k 977.00
Modivcare (MODV) 0.3 $2.3M 159k 14.28
Select Sector Spdr Tr Energy Call Option (XLE) 0.3 $2.2M 25k 87.80
Lib Trip Adv Hol 0.50 30/06/2051 (Principal) 0.3 $2.1M 2.3k 931.83
Gatos Silver (GATO) 0.3 $2.0M 135k 15.08
Porch Group 6.75 01/10/2028 (Principal) 0.3 $1.9M 3.5k 551.69
Nxp Semiconductors N V (NXPI) 0.3 $1.9M 8.0k 240.01
Vistra Energy (VST) 0.3 $1.9M 16k 118.54
Uber Technologies (UBER) 0.3 $1.9M 25k 75.16
Walt Disney Company (DIS) 0.3 $1.9M 20k 96.19
United States Steel Corporation Call Option (X) 0.3 $1.9M 53k 35.33
Tlgy Acquisition Corporation Class A Ord Shs (TLGY) 0.3 $1.8M 159k 11.54
Battery Future Acquisition C Cl A Ord Shs (BFAC) 0.3 $1.8M 164k 11.07
Canadian Natl Ry Call Option (CNI) 0.3 $1.8M 15k 117.15
Taiwan Semiconductor Mfg Sponsored Ads (TSM) 0.3 $1.7M 10k 173.67
Target Global Acquisi I Corp Class A Ord Shs (TGAA) 0.2 $1.7M 152k 11.26
Steel Dynamics Call Option (STLD) 0.2 $1.7M 13k 126.08
Pyrophyte Acquisition Corp Cl A Ord Shs (PHYT) 0.2 $1.6M 142k 11.53
Martin Marietta Materials Call Option (MLM) 0.2 $1.6M 3.0k 538.25
Ciena Corp Com New (CIEN) 0.2 $1.6M 26k 61.59
Canadian Pacific Kansas City (CP) 0.2 $1.6M 18k 85.54
Marvell Technology (MRVL) 0.2 $1.5M 22k 72.12
Technology Telecom Acq Cor Class A Ord Shs (TETE) 0.2 $1.5M 125k 12.18
Seritage Growth Pptys Cl A Call Option (SRG) 0.2 $1.5M 326k 4.65
Broadcom (AVGO) 0.2 $1.4M 8.1k 172.50
Colombier Acquisition Corp I Com Shs Cl A (CLBR) 0.2 $1.4M 137k 10.26
MKS Instruments (MKSI) 0.2 $1.4M 13k 108.71
Sl Green Realty Corp Put Option (SLG) 0.2 $1.4M 20k 69.61
Patria Latin Amrcn Opprnty A Class A Ord Shs (PLAO) 0.2 $1.4M 117k 11.61
Newmont Mining Corporation Call Option (NEM) 0.2 $1.3M 25k 53.45
Catalent (CTLT) 0.2 $1.3M 22k 60.57
PROS Holdings (PRO) 0.2 $1.3M 68k 18.52
Modivcare 5.00 01/10/2029 (Principal) 0.2 $1.3M 2.0k 626.90
ON Semiconductor (ON) 0.2 $1.2M 17k 72.61
Plum Acquisition Corp Iii Class A Ord Shs (PLMJ) 0.2 $1.2M 110k 10.88
Quetta Acquisition Corp (QETA) 0.2 $1.2M 112k 10.40
Brookfield Business Partners Unit Ltd L P (BBU) 0.2 $1.2M 50k 23.30
Globalink Invt (GLLI) 0.2 $1.1M 100k 11.34
Ero Copper Corp Put Option (ERO) 0.2 $1.1M 50k 22.27
Ares Acquisition Corp Ii Shs Class A (AACT) 0.2 $1.1M 102k 10.83
MDU Resources Call Option (MDU) 0.2 $1.1M 40k 27.41
Brookfield Asset Managmt Cl A Lmt Vtg Shs (BAM) 0.2 $1.1M 17k 63.91
Golden Star Acquisition Corp Usd Ord Shs (GODN) 0.2 $1.1M 100k 10.92
Blue Ocean Acquisition Corp Class A Ord Shs (BOCN) 0.1 $1.0M 90k 11.33
Spdr Ser Tr Sp Homebuild (XHB) 0.1 $997k 8.0k 124.56
Warrior Met Coal Call Option (HCC) 0.1 $959k 15k 63.90
Valkyrie Etf Trust Ii Bitcoin Miners Put Option (WGMI) 0.1 $951k 50k 19.01
Albemarle Corporation Call Option (ALB) 0.1 $947k 10k 94.71
Polaris Industries Put Option (PII) 0.1 $932k 11k 83.24
Stronghold Digital Mining In Class A Com (SDIG) 0.1 $882k 175k 5.05
Cannabist 6.00 29/06/2025 Corp (Principal) 0.1 $870k 1.0k 870.00
Cannabist 6.00 29/06/2025 (Principal) 0.1 $868k 1.0k 867.50
Nuvei Corporation Sub Vtg Shs (NVEI) 0.1 $858k 26k 33.35
Integrated Wellness Acq Corp Ord Shs Cl A (WEL) 0.1 $849k 72k 11.79
Royal Caribbean Cruises (RCL) 0.1 $843k 4.8k 177.36
Playags (AGS) 0.1 $796k 70k 11.39
Micron Technology (MU) 0.1 $778k 7.5k 103.71
Atlantica Sustainable Infr P SHS (AY) 0.1 $758k 35k 21.98
Noble Corp Ord Shs A Call Option (NE) 0.1 $755k 21k 36.14
Bitdeer Technologies Group Cl A Ord Shs Put Option (BTDR) 0.1 $744k 95k 7.83
Gold Royalty Corp Common Shares (GROY) 0.1 $731k 537k 1.36
Old Dominion Freight Line Call Option (ODFL) 0.1 $715k 3.6k 198.64
Cameco Corporation Call Option (CCJ) 0.1 $683k 14k 47.76
Lucid Group 1.25 12/15/2026 (Principal) 0.1 $675k 1.0k 675.00
Sphere Entertainment Cl A Call Option (SPHR) 0.1 $663k 15k 44.18
Imperial Oil Com New (IMO) 0.1 $634k 9.0k 70.45
Dt Cloud Acquisition Corp Ord Shs (DYCQ) 0.1 $629k 61k 10.31
Equinox Gold Corp equities Put Option (EQX) 0.1 $609k 100k 6.09
Futuretech Ii Acquisition Class A Com (FTII) 0.1 $551k 50k 11.01
Marathon Oil Corporation (MRO) 0.1 $538k 20k 26.63
Dmy Squared Technology Group Cl A Com (DMYY) 0.1 $537k 50k 10.73
Canada Goose Hldgs Shs Sub Vtg (GOOS) 0.1 $501k 40k 12.53
Future Vision Ii Acquisition Unit 06/20/2029 0.1 $501k 50k 10.01
Kratos Defense Sec Solutio Com New (KTOS) 0.1 $473k 20k 23.30
Ferroglobe SHS (GSM) 0.1 $464k 100k 4.64
Chain Bridge I Class A Ord (CBRG) 0.1 $452k 40k 11.29
Rezolve Ai Ord Shs 0.1 $441k 131k 3.36
Canadian Natural Resources (CNQ) 0.1 $409k 12k 33.21
Distoken Acquisition Corp Ordinary Shares (DIST) 0.1 $408k 38k 10.87
Pharmacyte Biotech Com New (PMCB) 0.1 $400k 209k 1.91
Profound Med Corp Com New (PROF) 0.1 $398k 50k 7.96
Focus Impact Bh3 Acquisition Class A Com (BHAC) 0.1 $389k 37k 10.52
Gores Holdings Ix Class A Com (GHIX) 0.1 $386k 37k 10.59
BRP Com Sun Vtg Put Option (DOOO) 0.1 $369k 6.2k 59.54
Arch Resources Cl A (ARCH) 0.0 $345k 2.5k 138.16
Algoma Stl Group W Exp 10/19/202 (ASTLW) 0.0 $344k 200k 1.72
Wayfair Cl A Call Option (W) 0.0 $337k 6.0k 56.18
Cantor Equity Partners Shs Cl A 0.0 $325k 32k 10.03
Gold Royalty Corp W Exp 05/31/202 (GROY.WS) 0.0 $297k 988k 0.30
Jeld-wen Hldg (JELD) 0.0 $278k 18k 15.81
Biote Corp Class A Com (BTMD) 0.0 $277k 50k 5.58
Evergreen Corporation Class A Ord Shs (EVGR) 0.0 $275k 24k 11.67
Squarespace Class A (SQSP) 0.0 $269k 5.8k 46.43
Solitario Expl & Rty Corp (XPL) 0.0 $267k 382k 0.70
Haynes Intl Com New (HAYN) 0.0 $250k 4.2k 59.54
Symbotic Class A Com (SYM) 0.0 $244k 10k 24.39
Spirit Airlines Put Option (SAVE) 0.0 $240k 100k 2.40
Terawulf Put Option (WULF) 0.0 $234k 50k 4.68
Ast Spacemobile Com Cl A (ASTS) 0.0 $232k 8.9k 26.15
Net Power Com Cl A (NPWR) 0.0 $232k 33k 7.01
Kinross Gold Corp (KGC) 0.0 $219k 23k 9.36
Versabank (VBNK) 0.0 $211k 16k 13.28
Royce Value Trust (RVT) 0.0 $210k 13k 15.70
Integral Acquisition Corp 1 Class A Com (INTE) 0.0 $206k 19k 11.11
Nuscale Pwr Corp W Exp 05/02/202 (SMR.WS) 0.0 $201k 63k 3.18
Zeo Energy Corp Cl A (ZEO) 0.0 $195k 116k 1.69
Core Scientific W Exp 01/23/202 (CORZZ) 0.0 $188k 16k 11.76
Mbia (MBI) 0.0 $173k 48k 3.57
Saba Capital Income Opport Com New (SABA) 0.0 $170k 20k 8.51
Blackrock Health Sciences Te Com Shs (BMEZ) 0.0 $158k 10k 15.84
M3brigade Acquisition V Corp W Exp 99/99/999 0.0 $122k 811k 0.15
Global Lights Acquisition Ord Shs (GLAC) 0.0 $113k 11k 10.46
Heramba Elec Ord Shs 0.0 $109k 64k 1.72
Inflection Pt Acquisitn Crp W Exp 08/31/202 (IPXXW) 0.0 $103k 430k 0.24
Ares Acquisition Corp Ii W Exp 99/99/999 (AACT.WS) 0.0 $87k 544k 0.16
Helport Ai Ord Shs 0.0 $72k 29k 2.46
Eqv Ventures Acquisition Cor W Exp 07/01/203 0.0 $70k 538k 0.13
Bitfarms (BITF) 0.0 $65k 31k 2.11
Zeo Energy Corp W Exp 03/13/202 (ZEOWW) 0.0 $63k 1.3M 0.05
X4 Pharmaceuticals (XFOR) 0.0 $60k 89k 0.67
Veea W Exp 03/18/202 0.0 $56k 235k 0.24
Launch One Acquisition Corp W Exp 06/01/203 0.0 $41k 509k 0.08
Sk Growth Opportunities Corp W Exp 06/28/202 (SKGRW) 0.0 $39k 184k 0.21
Legato Merger Corp Iii W Exp 05/08/203 (LEGT.WS) 0.0 $38k 256k 0.15
Sim Acquisition Corp. I W Exp 06/01/203 0.0 $37k 407k 0.09
Spark I Acquisition Corp W Exp 10/01/203 (SPKLW) 0.0 $35k 266k 0.13
Melar Acquisition Corp. I W Exp 06/01/203 0.0 $32k 359k 0.09
Murano Global Invts W Exp 03/19/202 (MRNOW) 0.0 $28k 187k 0.15
Nabors Energy Transition Cor W Exp 09/01/202 (NETDW) 0.0 $27k 295k 0.09
Centurion Acquisition Corp W Exp 05/31/203 0.0 $26k 291k 0.09
Gct Semiconductor Hldg W Exp 03/01/202 (GCTS.WS) 0.0 $24k 183k 0.13
Focus Impact Bh3 Acquisition W Exp 99/99/999 (BHACW) 0.0 $23k 581k 0.04
Lionheart Holdings W Exp 06/07/203 0.0 $22k 363k 0.06
Heramba Elec W Exp 07/26/202 0.0 $21k 214k 0.10
Rezolve Ai W Exp 08/15/202 0.0 $19k 104k 0.18
Spring Valley Acquistn Corp Right 02/25/2026 (SVIIR) 0.0 $18k 200k 0.09
Gigcapital7 Corp W Exp 08/29/202 0.0 $16k 262k 0.06
Oak Woods Acquisition Corp W Exp 99/99/999 (OAKUW) 0.0 $15k 501k 0.03
Spring Valley Acquistn Corp W Exp 02/25/202 (SVIIW) 0.0 $14k 361k 0.04
Integral Acquisition Corp 1 W Exp 05/31/202 (INTEW) 0.0 $14k 351k 0.04
Cslm Acquisition Corp W Exp 99/99/999 (CSLMW) 0.0 $13k 134k 0.10
Ib Acquisition Corp Right 09/28/2025 (IBACR) 0.0 $12k 150k 0.08
Dt Cloud Star Acquisition Right 07/09/2029 0.0 $12k 99k 0.12
Keen Vision Acquisition Corp W Exp 03/15/202 (KVACW) 0.0 $11k 225k 0.05
Tlgy Acquisition Corporation W Exp 11/09/202 (TLGYW) 0.0 $11k 361k 0.03
Everest Consolidator Acq Cor W Exp 99/99/999 (MNTN.WS) 0.0 $11k 360k 0.03
Perception Capital Corp Iii W Exp 99/99/999 (PFTAW) 0.0 $11k 350k 0.03
Bolt Projs Hldgs W Exp 08/13/202 0.0 $9.0k 300k 0.03
Aa Mission Acquisition Corp W Exp 08/01/203 0.0 $7.5k 125k 0.06
Esh Acquisition Corp Right 99/99/9999 (ESHAR) 0.0 $7.4k 93k 0.08
Chenghe Acquisition Ii W Exp 05/30/203 0.0 $7.4k 105k 0.07
Plum Acquisition Corp Iii W Exp 03/31/202 (PLMJW) 0.0 $7.0k 141k 0.05
Battery Future Acquisition C W Exp 99/99/999 (BFAC.WS) 0.0 $6.7k 670k 0.01
Bowen Acquisition Corp Right 99/99/9999 (BOWNR) 0.0 $5.6k 30k 0.19
Blue Ocean Acquisition Corp W Exp 99/99/999 (BOCNW) 0.0 $5.6k 281k 0.02
Graf Global Corp W Exp 05/31/203 0.0 $4.9k 33k 0.15
Four Leaf Acquisition Corp W Exp 03/15/202 (FORLW) 0.0 $4.4k 88k 0.05
Bynordic Acquisition Corp W Exp 07/01/202 (BYNOW) 0.0 $3.9k 55k 0.07
Investcorp Europe Acquisitio W Exp 12/15/202 (IVCBW) 0.0 $3.3k 334k 0.01
Rf Acquisition Corp Ii Right 05/01/2026 0.0 $3.0k 50k 0.06
Bannix Acquisition Corp W Exp 07/31/202 (BNIXW) 0.0 $3.0k 148k 0.02
Winvest Acquisition Corp W Exp 08/09/202 (WINVW) 0.0 $2.6k 258k 0.01
Haymaker Acquisition Corp Iv W Exp 05/31/202 (HYAC.WS) 0.0 $2.0k 13k 0.16
Alphatime Acquisition Corp W Exp 03/01/202 (ATMCW) 0.0 $1.4k 142k 0.01
Mountain Co I Acquisitn W Exp 09/30/202 (MCAAW) 0.0 $1.1k 109k 0.01
Hub Cyber Security W Exp 08/22/202 (HUBCZ) 0.0 $0 2.0M 0.00