David M. Knott

Knott David M as of Sept. 30, 2021

Portfolio Holdings for Knott David M

Knott David M holds 150 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Calumet Specialty Products Partners Common 10.3 $28M 3.6M 7.91
Apollo Global Management Common 5.6 $15M 250k 61.59
Alphabet Inc-Cl C Common (GOOG) 5.4 $15M 5.6k 2665.36
Fortress Trans & Infrastructure Inv Common 4.6 $13M 498k 25.38
Greenidge Generation Holdings Common Put Option 4.2 $12M 449k 25.54
Ligand Pharmaceuticals Incorporated Common (LGND) 3.8 $10M 75k 139.32
Upland Software Common (UPLD) 3.6 $10M 300k 33.44
Coliseum Acquisition Corp Common (MITA) 3.5 $9.6M 985k 9.71
Kadmon Holdings Common 3.1 $8.6M 990k 8.71
Midwest Holding Common 2.4 $6.6M 170k 38.90
Greenidge Generation Holdings Common 2.1 $5.7M 224k 25.54
Coliseum Acquisition Corp. Wts Common (MITAW) 2.1 $5.7M 495k 11.50
African Gold Acquistion Corp. Warrants Common 1.9 $5.3M 464k 11.50
Twelve Seas Investment Company II Common (TWLV) 1.8 $5.0M 515k 9.72
Pfizer Common (PFE) 1.8 $4.9M 115k 43.01
Glass Houses Acquisition Corp. Common 1.8 $4.9M 500k 9.78
FS KKR Capital Corp. Common (FSK) 1.6 $4.4M 200k 22.04
Kennedy-Wilson Holdings Common (KW) 1.6 $4.4M 210k 20.92
Eastern Bankshares Common (EBC) 1.4 $3.9M 190k 20.30
Regeneron Pharmaceuticals Common (REGN) 1.3 $3.6M 6.0k 605.17
Trillium Therapeutics Common 1.3 $3.5M 199k 17.56
Live Oak Mobility Aquisition Corp. Common 1.3 $3.5M 360k 9.67
B.Riley Principal 250 Merger Corp. Common 1.2 $3.4M 350k 9.70
Kairos Acquisition Corp. Common 1.2 $3.3M 346k 9.67
Danimer Scientific Common (DNMR) 1.2 $3.3M 200k 16.34
KKR & Co Common (KKR) 1.1 $3.0M 50k 60.88
Avadel Pharmaceuticals Common 1.1 $3.0M 302k 9.80
Glass Houses Acquisition Corp. Warrants Common 1.0 $2.9M 250k 11.50
United Therapeutics Corporation Common (UTHR) 1.0 $2.8M 15k 184.58
JP Morgan Chase Common (JPM) 1.0 $2.7M 17k 163.67
Bristol-Myers Squibb Company Common (BMY) 0.9 $2.5M 42k 59.16
AllianceBernstein Holdings PL Unit Common (AB) 0.9 $2.5M 51k 49.33
Horizon Therapeutics Public Ltd. Company Common 0.8 $2.2M 20k 109.55
Horizon Acquistion Corporation Common 0.8 $2.1M 210k 9.98
Eiger BioPharmaceuticals Common 0.8 $2.1M 313k 6.68
Twelve Seas Investment Company II Warrants Common (TWLVW) 0.7 $2.0M 172k 11.50
Tastemaker Acquisition Corp. Common 0.7 $2.0M 200k 9.86
Medicus Science Acquisition, Corp. Common 0.7 $2.0M 200k 9.75
Innoviva Common (INVA) 0.7 $1.9M 115k 16.71
Zogenix Common 0.7 $1.9M 125k 15.19
Incyte Corporation Common (INCY) 0.7 $1.8M 27k 68.78
B. Riley Principal 150 Merger Corp. Common 0.6 $1.7M 177k 9.67
Kairos Acquisition Corp. Warrants Common 0.6 $1.7M 147k 11.50
TG Therapeutics Common (TGTX) 0.6 $1.7M 50k 33.27
Coherus Biosciences Common (CHRS) 0.6 $1.6M 103k 16.07
uniQure Common (QURE) 0.5 $1.5M 47k 32.01
Xenon Pharmaceuticals Common (XENE) 0.5 $1.4M 95k 15.28
Aurinia Pharmaceuticals Common (AUPH) 0.5 $1.4M 63k 22.13
B.Riley Principal 250 Merger Corp. Wts. Common 0.5 $1.3M 117k 11.50
Viking Therapeutics Common (VKTX) 0.5 $1.3M 208k 6.28
Tastemaker Acquisition Corp. Warrants Common 0.4 $1.2M 100k 11.50
Gilead Sciences Common (GILD) 0.4 $1.1M 16k 69.83
Ryman Hospitality Ppty Common (RHP) 0.4 $1.0M 12k 82.50
Roth CH Acquisition III Common 0.4 $994k 100k 9.94
Verizon Communications Common (VZ) 0.4 $972k 18k 54.00
Doma Holdings, Inc. - Warrants Common 0.3 $958k 83k 11.50
Mondelez Int'l Common (MDLZ) 0.3 $933k 16k 58.33
Cidara Therapeutics Common 0.3 $930k 415k 2.24
Marinus Pharmaceuticals Common (MRNS) 0.3 $924k 81k 11.38
AbbVie Common (ABBV) 0.3 $864k 8.0k 108.00
ASLAN Pharmaceuticals Common 0.3 $851k 478k 1.78
Johnson & Johnson Common (JNJ) 0.3 $840k 5.2k 161.54
Live Oak Mobility Aquisition Corp. Wts Common 0.3 $828k 72k 11.50
Dupont De Nemours Common (DD) 0.3 $823k 12k 67.71
Kimberly Clark Corporation Common (KMB) 0.3 $795k 6.0k 132.50
Colombier Acquisition Corp. Common 0.3 $774k 80k 9.68
Quotient Technology Common 0.3 $728k 125k 5.82
Coca Cola Common (KO) 0.3 $702k 13k 52.41
Dow Common (DOW) 0.3 $697k 12k 57.29
Canadian Natural Resources Common (CNQ) 0.3 $690k 19k 36.54
B. Riley Principal 150 Merger Corp. Wts Common 0.2 $678k 59k 11.50
Longview Acquisition Corp II Common 0.2 $632k 64k 9.89
Macquire Infrastructure Corp Common 0.2 $542k 13k 40.57
Corteva Common (CTVA) 0.2 $507k 12k 41.99
At&t Common (T) 0.2 $483k 20k 24.00
Butterfly Network Common (BFLY) 0.2 $478k 46k 10.45
WP Carey Common (WPC) 0.2 $438k 6.0k 73.00
Microsoft Corporation Common (MSFT) 0.1 $396k 1.4k 282.50
Immunovant Common (IMVT) 0.1 $370k 43k 8.69
Globus Medical Common (GMED) 0.1 $355k 4.6k 76.66
Ibere Pharmaceuticals Common 0.1 $349k 36k 9.69
Conagra Brands Common (CAG) 0.1 $339k 10k 33.90
Facebook Common (META) 0.1 $336k 990.00 339.39
Colombier Acquisition Corp. Wts. Common 0.1 $307k 27k 11.51
Apple Common (AAPL) 0.1 $297k 2.1k 141.43
Roth CH Acquisition III Co. Warrants Common 0.1 $288k 25k 11.52
Interantional Gaming Technologies Common (IGT) 0.1 $277k 11k 26.33
Medicus Science Acquisition, Corp. Wts Common 0.1 $256k 22k 11.52
FS Bancorp Common (FSBW) 0.1 $253k 7.3k 34.70
Protara Therapeutics Common (TARA) 0.1 $252k 37k 6.91
Warrior Technologies Acquisition Company Common 0.1 $245k 25k 9.80
ALX Oncology Holdings Common 0.1 $236k 3.2k 73.75
Codexis Common (CDXS) 0.1 $233k 10k 23.30
CRISPR Therapeutics Common (CRSP) 0.1 $224k 2.0k 112.00
Poseida Therapeutics Common (PSTX) 0.1 $216k 30k 7.31
Ibere Pharmaceuticals Warrants Common 0.1 $207k 18k 11.50
Jumia Technologies Common (JMIA) 0.1 $182k 9.8k 18.57
CTI BioPharma Corp. Common 0.1 $177k 60k 2.95
African Gold Acquistion Corp. Common 0.1 $175k 18k 9.72
Sio Gene Therapies Common 0.1 $174k 80k 2.17
Seelos Therapeutics Common 0.1 $174k 72k 2.40
Acceleron Pharma Common 0.1 $172k 1.0k 172.00
Valley National Bancorp Common (VLY) 0.1 $171k 13k 13.33
Alimera Sciences Common 0.1 $162k 38k 4.24
Legacy Housing Corporation Common (LEGH) 0.1 $162k 9.0k 18.00
South Street Corporation Common (SSB) 0.1 $160k 2.1k 74.95
Relmada Therapeutics Common (RLMD) 0.1 $157k 6.0k 26.17
Longview Acquisition Corp II Warrants Common 0.1 $147k 13k 11.50
UP Fintech Holdings Common (TIGR) 0.1 $145k 14k 10.56
Warrior Technologies Acquisition Comp Wt Common 0.1 $144k 13k 11.52
Heritiage NOLA Bancorp Common (HRGG) 0.1 $139k 9.0k 15.44
Medtronics Common (MDT) 0.0 $132k 1.1k 125.71
Total SA Common (TTE) 0.0 $120k 2.5k 48.00
Zymeworks Common 0.0 $116k 4.0k 29.00
Merck & Co Common (MRK) 0.0 $110k 1.5k 74.87
Galapagos NV Common (GLPG) 0.0 $105k 2.0k 52.50
FNB Bancorp Common (FNB) 0.0 $103k 8.9k 11.57
Kraft Company Common (KHC) 0.0 $101k 2.7k 36.97
SPDR S&P Biotech ETF Common (XBI) 0.0 $101k 800.00 126.25
Iovance Biotherapeutics Common (IOVA) 0.0 $99k 4.0k 24.75
Independence Holdings Common 0.0 $93k 9.5k 9.79
T-Mobil US Common (TMUS) 0.0 $89k 700.00 127.14
Smith & Wesson Brands Common (SWBI) 0.0 $85k 4.1k 20.75
Tempest Therapeutics Common 0.0 $78k 5.4k 14.55
Curis Common 0.0 $78k 10k 7.80
Digital Bridge Group Common 0.0 $75k 13k 6.00
Sailpoint Technologies Common 0.0 $73k 1.7k 42.94
Eli Lilly Common (LLY) 0.0 $69k 300.00 230.00
Carparts.com Common (PRTS) 0.0 $58k 3.7k 15.68
Occidental Pete Corp Common (OXY) 0.0 $53k 1.8k 29.62
General Electric Common 0.0 $47k 450.00 103.33
Capitol Federal Common (CFFN) 0.0 $46k 4.0k 11.50
HealthCor Catalio Acquisition Corp. Common 0.0 $40k 4.0k 10.00
Brookline Capital Acquisition Corp. Common 0.0 $40k 4.0k 10.00
Eagle Materials Common (EXP) 0.0 $30k 228.00 131.58
Chemours Common (CC) 0.0 $27k 920.00 29.17
Peoples United Financial Common 0.0 $26k 1.5k 17.33
American Outdoor Brands Common 0.0 $25k 1.0k 24.41
Bank Nova Scotia Halifax Common (BNS) 0.0 $25k 400.00 62.50
Brookline Capital Acq Corp. Warrants Common 0.0 $23k 2.0k 11.50
Independence Holdings Warrants Common 0.0 $22k 1.9k 11.58
Schmitt Industries Common (SMIT) 0.0 $11k 2.5k 4.40
Service Ppty Trust Common (SVC) 0.0 $11k 1.0k 11.00
Starwood Ppty Common (STWD) 0.0 $10k 400.00 25.00
Occidental Pete Corp Wts exp 8/3/27 Common (OXY.WS) 0.0 $7.0k 297.00 23.58
Sculptor Capital Management Common 0.0 $6.0k 200.00 30.00
Organon & Co. Common (OGN) 0.0 $4.5k 147.00 30.93
Alerian M Common (AMLP) 0.0 $4.0k 120.00 33.33
Wabtec Common (WAB) 0.0 $1.5k 17.00 90.91
RMR Group Common (RMR) 0.0 $1.0k 16.00 62.50