Linden Advisors

Linden Advisors as of Sept. 30, 2013

Portfolio Holdings for Linden Advisors

Linden Advisors holds 49 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 25.6 $155M 930k 166.30
Alere Inc 3% 31dec49 Ser B P CVPFD 13.5 $82M 343k 238.05
Dell 7.2 $43M 3.2M 13.69
Molycorp Inc 5.5% 1feb18 SDBCV (Principal) 6.5 $39M 41M 0.95
Pdl Bio Pharma 3.75% 01may15 SDBCV (Principal) 4.0 $24M 21M 1.17
Web.com Group Inc 1% 15aug18 SDBCV (Principal) 3.8 $23M 24M 0.95
Vector Group Frn 15jun2026 SDBCV (Principal) 3.6 $22M 21M 1.04
Forestar Group Inc 3.75%1mar20 SDBCV (Principal) 3.6 $22M 22M 1.00
Archer Daniels .875% 15feb14 SDBCV (Principal) 3.4 $21M 29M 0.73
Sunpower Corp 4.75% 15apr14 SDBCV (Principal) 3.0 $18M 20M 0.90
iShares MSCI Brazil Index (EWZ) 2.4 $14M 300k 47.75
Sunpower Corp 4.5% 15mar15 SDBCV (Principal) 1.7 $10M 11M 0.95
Gen Motors Cv Sr B 01dec13 CVPFD 1.6 $9.9M 250k 39.65
Take-two Interactive 1% 1jul18 SDBCV (Principal) 1.4 $8.7M 11M 0.81
Omnicare Inc Cv 3.25% 15dec203 SDBCV (Principal) 1.4 $8.4M 9.0M 0.93
Ipath S&p 500 Vix Short Term F Put Option 1.2 $7.3M 500k 14.56
General Motors-cw19 RT 1.2 $7.2M 406k 17.65
Micron Technology Call Option (MU) 1.1 $6.7M 384k 17.41
SPDR S&P Homebuilders Call Option (XHB) 1.0 $6.1M 200k 30.27
Tibco Software Inc 2.25%1may32 SDBCV (Principal) 1.0 $6.0M 7.5M 0.81
Mgic Investment Co 2% 1apr20 SDBCV (Principal) 0.9 $5.7M 5.6M 1.01
L-3 Comms Hldgs Inc 3 1aug2035 SDBCV (Principal) 0.9 $5.5M 5.9M 0.93
Morgan Stanley Call Option (MS) 0.9 $5.4M 200k 26.88
Caci Inter Cv 2.125% 01may14 SDBCV (Principal) 0.9 $5.1M 5.0M 1.03
Live Nation Ent 2.875% 15jul27 SDBCV (Principal) 0.8 $4.9M 5.6M 0.89
Citigroup Call Option (C) 0.8 $4.8M 100k 48.37
Sterlite Industrie 4%30oct14 SDBCV (Principal) 0.8 $4.8M 5.4M 0.88
United States Oil Fund Put Option 0.6 $3.7M 101k 36.50
Moly 0.6 $3.4M 516k 6.56
Radian Group Cv 2.25% 01mar19 SDBCV (Principal) 0.5 $3.3M 2.9M 1.15
Starwood Property 4.55% 1mar18 SDBCV (Principal) 0.5 $3.3M 4.5M 0.73
Starwood Property 4% 15jan19 SDBCV (Principal) 0.4 $2.7M 3.8M 0.71
General Motors-cw15 RT 0.4 $2.6M 750k 3.41
Bank of America Corporation Call Option (BAC) 0.3 $2.1M 151k 13.77
Alon USA Energy 0.3 $2.0M 249k 8.16
Intel Corporation (INTC) 0.3 $1.7M 89k 19.19
Avis Budget Group SDBCV (Principal) 0.2 $1.4M 1.0M 1.45
Priceline.com Inc 1.25 15mar15 SDBCV (Principal) 0.2 $1.4M 550k 2.62
Alcoa Inc 5.25% 15mar14 SDBCV (Principal) 0.2 $1.2M 1.2M 1.02
Weyerhaeuser Co 6.375 1jul16 A CVPFD 0.2 $1.0M 25k 41.76
Bottomline Tech 1.5% 01dec17 SDBCV (Principal) 0.2 $1.0M 1.0M 1.00
Arris Grp Cv 2% 15nov2026 SDBCV (Principal) 0.1 $860k 1.0M 0.86
Genco Shipping & Trading Put Option 0.1 $779k 200k 3.90
Integra Lifescie 1.625 15dec16 SDBCV (Principal) 0.1 $600k 700k 0.86
Dryships/drys 0.1 $305k 100k 3.05
Ocean Rig Udw 0.1 $303k 17k 18.01
Atlanticus Holdings (ATLC) 0.0 $293k 79k 3.69
Interdigital Inc 2.5% 15mar16 SDBCV (Principal) 0.0 $285k 300k 0.95
Take-two Inte 1.75% 01dec16 A SDBCV (Principal) 0.0 $89k 108k 0.82