Linden Advisors

Linden Advisors as of Dec. 31, 2013

Portfolio Holdings for Linden Advisors

Linden Advisors holds 46 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Alere Inc 3% 31dec49 Ser B P CVPFD 16.0 $90M 316k 286.30
Spdr S&p 500 Etf Call Option (SPY) 8.1 $46M 250k 184.67
Covanta Hold Cv 3.25% 01jun14 SDBCV (Principal) 6.3 $36M 31M 1.17
Pdl Bio Pharma 3.75% 01may15 SDBCV (Principal) 6.0 $34M 25M 1.36
Sunpower Corp 4.75% 15apr14 SDBCV (Principal) 5.6 $32M 27M 1.19
iShares MSCI Brazil Index Put Option (EWZ) 5.5 $31M 700k 44.68
American Realty 3% 1aug18 SDBCV (Principal) 5.1 $29M 29M 1.00
Moly 3.9 $22M 3.9M 5.62
Omnicare Inc Cv 3.25% 15dec203 SDBCV (Principal) 3.8 $21M 20M 1.07
Linear Technol Cv 3% 01may27 SDBCV (Principal) 3.1 $18M 16M 1.14
PowerShares QQQ Trust, Series 1 Put Option 3.1 $18M 200k 87.95
Rait Financial 4 1oct33 SDBCV (Principal) 2.8 $16M 16M 1.00
Sunpower Corp 4.5% 15mar15 SDBCV (Principal) 2.8 $16M 11M 1.40
Gt Adv Technologies 3 15dec20 SDBCV (Principal) 2.5 $14M 14M 1.02
Forestar Group Inc 3.75%1mar20 SDBCV (Principal) 2.5 $14M 12M 1.15
Bottomline Tech 1.5% 01dec17 SDBCV (Principal) 2.2 $12M 9.1M 1.35
General Motors-cw19 RT 1.7 $9.4M 406k 23.15
Endologix Inc 2.25 15dec18 SDBCV (Principal) 1.6 $8.8M 8.8M 1.01
Live Nation Ent 2.875% 15jul27 SDBCV (Principal) 1.5 $8.7M 8.6M 1.02
Micron Technology Call Option (MU) 1.5 $8.4M 384k 21.76
L-3 Comms Hldgs Inc 3 1aug2035 SDBCV (Principal) 1.4 $7.8M 6.4M 1.21
Gain Capital Ho 4.125% 01dec18 SDBCV (Principal) 1.3 $7.5M 8.0M 0.93
Priceline.com Inc 1.25 15mar15 SDBCV (Principal) 1.2 $6.9M 1.8M 3.82
Home Inns Htl 2% 15dec15 SDBCV (Principal) 1.1 $6.5M 6.2M 1.05
Morgan Stanley Call Option (MS) 1.1 $6.3M 200k 31.36
salesforce Call Option (CRM) 1.0 $5.5M 100k 55.18
Radian Group Cv 2.25% 01mar19 SDBCV (Principal) 1.0 $5.5M 3.8M 1.47
Citigroup Call Option (C) 0.9 $5.2M 100k 52.11
Cardtronics 0.8 $4.4M 101k 43.45
Rayonier (RYN) 0.7 $3.9M 93k 42.10
Invensense 0.7 $3.8M 184k 20.78
National Bank Of Greece- Adr Call Option 0.5 $2.8M 500k 5.60
Dryships Inc 5% 01dec14 SDBCV (Principal) 0.4 $2.4M 2.4M 1.01
Bank of America Corporation Call Option (BAC) 0.4 $2.4M 151k 15.57
NVIDIA Corporation (NVDA) 0.4 $2.0M 125k 16.02
TTM Technologies (TTMI) 0.3 $1.8M 209k 8.58
Sunedison 0.3 $1.8M 135k 13.05
Take-two Interactive 1% 1jul18 SDBCV (Principal) 0.3 $1.6M 1.5M 1.07
Airtran Holdings 5.25% 01nov16 SDBCV (Principal) 0.2 $1.1M 674k 1.70
Biomarin Pharma 0.75 15oct18 SDBCV (Principal) 0.2 $907k 852k 1.06
Rait Financial Trust 0.1 $777k 87k 8.96
Dryships/drys 0.1 $470k 100k 4.70
Atlanticus Holdings (ATLC) 0.0 $282k 79k 3.56
Take-two Inte 1.75% 01dec16 A SDBCV (Principal) 0.0 $126k 108k 1.17
Molycorp Inc 5.5% 1feb18 SDBCV (Principal) 0.0 $65k 70k 0.93
iStar Financial 0.0 $16k 1.1k 14.56