Linden Advisors

Linden Advisors as of Sept. 30, 2016

Portfolio Holdings for Linden Advisors

Linden Advisors holds 88 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Micron Technology Inc bond 5.8 $127M 67M 1.90
Spdr S&p 500 Etf (SPY) 5.3 $115M 532k 216.30
Alere 5.1 $111M 326k 341.50
Ctrip Com Intl Ltd note 1.990% 7/0 4.2 $91M 81M 1.13
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 3.7 $82M 79M 1.03
Starwood Ppty Tr Inc 3.750 oct 15 17 c 3.5 $78M 75M 1.03
Depomed Inc conv 3.2 $70M 49M 1.43
Ctrip.com International Ltd conv bnd 3.2 $70M 69M 1.01
Starwood Waypoint Residentl note 3.000% 7/0 3.2 $69M 64M 1.09
Micron Technology Inc note 2.125% 2/1 3.0 $66M 37M 1.77
Yahoo Inc note 12/0 2.9 $63M 61M 1.03
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 2.8 $61M 62M 0.98
Oasis Pete Inc New Note 2.625% 9/1 bond 2.6 $58M 51M 1.13
American Residential Propertie conv bnd 2.5 $56M 44M 1.27
Vector Group Ltd note 1.75% 4/15 2.5 $55M 48M 1.14
Apple (AAPL) 2.4 $52M 460k 113.05
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 2.2 $48M 40M 1.19
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 2.0 $43M 45M 0.96
American Rlty Cap Pptys Inc note 3.000% 8/0 1.9 $41M 41M 1.00
Incyte Corp. note 1.250 11/1 1.8 $40M 20M 1.94
Quidel Corp note 3.250%12/1 1.7 $38M 38M 1.01
Energy Select Sector SPDR (XLE) 1.6 $35M 500k 70.61
Horizon Pharma Plc convertible security 1.5 $33M 34M 0.97
Biomarin Pharmaceutical Inc note 1.500%10/1 1.5 $33M 26M 1.25
Emergent Biosolutions Inc conv 1.5 $32M 26M 1.23
Alibaba Group Holding (BABA) 1.4 $32M 300k 105.79
51job Inc note 3.250% 4/1 1.4 $32M 30M 1.06
Fireeye Series A convertible security 1.4 $31M 34M 0.92
Microsoft Corporation (MSFT) 1.3 $29M 500k 57.60
Ligand Pharmaceuticals Inc note 0.750% 8/1 1.3 $29M 20M 1.46
Alphabet Inc Class C cs (GOOG) 1.3 $28M 36k 777.28
Intercept Pharmas conv 1.2 $26M 23M 1.12
Sm Energy Co note 1.500% 7/0 1.1 $24M 20M 1.20
Micron Technology Inc note 1.625% 2/1 1.0 $22M 13M 1.69
Allegheny Technologies Inc note 4.750% 7/0 1.0 $22M 16M 1.41
Workday Inc corporate bonds 1.0 $22M 17M 1.30
1,000% Sina 01.12.2018 note 1.0 $22M 22M 1.00
Consolidated Tomoka Ld Co note 4.500% 3/1 0.9 $19M 20M 0.98
Vipshop Holdings Ltd - Ads bond 0.9 $19M 18M 1.08
Stillwater Mng Co note 1.750%10/1 0.9 $19M 16M 1.21
Terraform Global 0.9 $19M 4.6M 4.11
Colony Finl Inc note 5.00% 0.8 $18M 18M 1.00
Timkensteel Corp note 6.000% 6/0 0.7 $15M 14M 1.11
Royal Bk Scotland Group Plc note 8.625%12/3 0.7 $15M 15M 0.99
Yy Inc note 2.25% 0.6 $13M 13M 0.99
Endologix, Inc. 3.25% 11/01/2020 0.6 $12M 9.3M 1.33
Repligen Corp note 2.125% 6/0 0.5 $11M 9.5M 1.14
Dominion Resource p 0.4 $8.5M 169k 50.42
Amag Pharmaceuticals Inc note 2.500% 2/1 0.4 $7.9M 7.0M 1.13
Cheniere Energy Inc note 4.250% 3/1 0.3 $7.6M 12M 0.64
Illumina Inc. 0.00% June 15, 2019 ccb 0.3 $7.6M 7.3M 1.04
Double Eagle Acquisition Cor unit 99/99/9999 0.3 $7.7M 750k 10.29
Wright Med Group Inc note 2.000% 2/1 0.3 $7.5M 7.0M 1.07
Advanced Micro Devices (AMD) 0.3 $7.1M 1.0M 6.91
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.3 $6.8M 6.0M 1.13
iShares MSCI Emerging Markets Indx (EEM) 0.3 $6.7M 178k 37.45
Starwood Property Trust note 0.3 $6.4M 5.8M 1.10
Nevro Corp note 1.750% 6/0 0.3 $6.0M 4.6M 1.30
51job 0.3 $5.6M 169k 33.38
Holx 2 12/15/43 0.2 $5.5M 4.5M 1.23
B2gold Corp conv 0.2 $5.5M 5.3M 1.03
Nutanix Inc cl a (NTNX) 0.2 $5.6M 150k 37.00
Global Partner Acquisition C unit 07/01/2020 0.2 $5.0M 500k 10.05
Molina Healthcare Inc. conv 0.2 $4.8M 3.2M 1.52
Gogo (GOGO) 0.2 $4.3M 388k 11.04
Medidata Solutions Inc conv 0.2 $3.5M 3.0M 1.17
Medicines Company conv 0.1 $3.3M 2.5M 1.30
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.1 $3.2M 3.4M 0.93
Pattern Energy Group Inc. 4.00% July 15, 2020 ccb 0.1 $2.9M 2.9M 1.01
Array Biopharma Inc note 3.000% 6/0 0.1 $2.4M 2.0M 1.19
New Mountain Finance Corp conv 0.1 $2.3M 2.3M 1.03
Trina Solar 0.1 $2.2M 211k 10.24
Dht Holdings Inc cv acrd nt4.5%19 0.1 $1.9M 2.1M 0.90
General Motors Company (GM) 0.1 $1.6M 50k 31.76
Saban Cap Acquisition Corp unit 99/99/9999 0.1 $1.5M 150k 10.09
On Semiconductor Corp note 2.625%12/1 0.1 $1.2M 1.0M 1.20
Soufun Holdings Limited conv bd us 0.0 $891k 900k 0.99
Mu Us conv 0.0 $570k 300k 1.90
Fireeye 0.0 $737k 50k 14.74
Sunpower Corp dbcv 0.750% 6/0 0.0 $592k 650k 0.91
Tetralogic Pharmaceuticals c note 8.000% 6/1 0.0 $675k 7.5M 0.09
Pace Holdings Corp. equities 0.0 $559k 54k 10.40
Atlantica Yield (AY) 0.0 $554k 29k 19.04
Dynegy Inc unit 07/01/20191 0.0 $738k 9.0k 82.00
69327r Ad 3 Pdc Energy Inc Note 1.125% 9/1 pdc energy 0.0 $535k 500k 1.07
Novellus Systems, Inc. note 2.625% 5/1 0.0 $167k 60k 2.78
Workday Inc conv 0.0 $37k 30k 1.23
Starwood Waypoint Residentl note 4.500%10/1 0.0 $33k 31k 1.06