Linden Advisors

Linden Advisors as of Dec. 31, 2019

Portfolio Holdings for Linden Advisors

Linden Advisors holds 236 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Microchip Technology Inc note 1.625% 2/1 7.2 $608M 283M 2.15
Sea Ltd bond 6.2 $528M 247M 2.14
Microchip Technology Inc sdcv 2.125%12/1 5.7 $484M 338M 1.43
Mercadolibre Inc convertible security 4.7 $394M 264M 1.49
Mongodb Inc convertible security 3.7 $312M 154M 2.03
Teladoc Inc note 3.000%12/1 3.6 $304M 151M 2.01
Splunk Inc note 1.125% 9/1 3.0 $250M 202M 1.24
Exact Sciences Corp convertible/ 2.4 $203M 140M 1.45
Sarepta Therapeutics note 1.500% 11/1 2.3 $198M 102M 1.95
Twilio Inc Note 0.250 6/0 bnd 2.2 $185M 121M 1.53
Huazhu Group Ltd convertible security 2.2 $183M 163M 1.12
Splunk Inc note 0.500% 9/1 2.1 $182M 150M 1.21
Dexcom Inc convertible security 2.1 $178M 120M 1.48
Chegg Inc note 0.250% 5/1 1.9 $165M 108M 1.52
Exact Sciences convertible/ 1.9 $161M 142M 1.13
Teladoc note 1.375 5/1 1.8 $153M 88M 1.74
Apollo Commercial Real Estate Finance Inc note 4.750% 8/2 1.7 $146M 144M 1.01
Cree Inc note 0.875% 9/0 1.7 $144M 136M 1.06
Insulet Corp note 1.375%11/1 1.4 $121M 64M 1.90
Rapid7 Inc convertible security 1.3 $107M 72M 1.49
Herbalife Ltd convertible security 1.2 $102M 98M 1.04
Iqiyi Inc convertible security 1.2 $98M 88M 1.11
Fireeye Inc note 0.875% 6/0 1.1 $96M 95M 1.01
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.1 $89M 89M 0.99
Ari 5.375% 10/15/23 1.0 $88M 86M 1.02
Lumentum Holdings Inc convertible security 1.0 $84M 58M 1.46
Innoviva Inc note 2.500% 8/1 1.0 $82M 75M 1.09
Gds Hldgs Ltd note 0.9 $80M 67M 1.20
Momo Inc note 1.250% 7/0 0.9 $79M 85M 0.93
Five9 Inc note 0.125% 5/0 0.9 $74M 44M 1.69
Thrx 2 1/8 01/15/23 0.8 $69M 68M 1.01
Kkr Real Estate Fin Tr Inc note 6.125% 5/1 0.8 $69M 65M 1.05
Mfa Financial note 6.250 6/1 0.7 $60M 57M 1.05
Altair Engr Inc note 0.250% 6/0 0.7 $56M 55M 1.03
Golar Lng Ltd convertible security 0.7 $55M 62M 0.89
Ship Finance deb 0.6 $50M 45M 1.13
Tesla Inc note 2.000% 5/1 0.6 $50M 33M 1.51
iShares iBoxx $ High Yid Corp Bond (HYG) 0.6 $48M 550k 87.94
Q2 Holdings Inc convertible security 0.6 $47M 31M 1.51
Nutanix Inc convertible security 0.6 $47M 47M 1.00
Wayfair Inc convertible security 0.5 $46M 42M 1.09
First Majestic Silver Corp note 1.875% 3/0 0.5 $46M 32M 1.42
Plug Power Inc note 5.500% 3/1 0.5 $46M 30M 1.52
Mesa Labs Inc note 1.375% 8/1 0.5 $45M 41M 1.09
Helix Energy Solutions Group convertible security 0.5 $44M 34M 1.30
Intercept Pharmaceuticals In Note 2.000 5/1 bnd 0.5 $41M 31M 1.33
Churchill Cap Corp Ii cl a 0.5 $39M 3.8M 10.33
Prft 2 3/8 9/15/23 convertible bond 0.5 $40M 29M 1.36
Helix Energy Solutions Grp I note 4.250% 5/0 0.5 $39M 36M 1.07
New Mtn Fin Corp note 5.750% 8/1 0.5 $38M 36M 1.05
Envestnet Inc note 1.750% 6/0 0.4 $37M 31M 1.20
Synaptics Inc note 0.500% 6/1 0.4 $36M 32M 1.11
Docusign Inc convertible security 0.4 $36M 29M 1.25
Ezcorp Inc note 2.875% 7/0 0.4 $35M 37M 0.95
Ringcentral Inc convertible security 0.4 $35M 17M 2.10
Rh convertible security 0.4 $34M 27M 1.27
Encore Cap Europe Fin Ltd note 4.500% 9/0 0.4 $32M 30M 1.07
Haymaker Acquisition Corp Ii 0.4 $32M 3.1M 10.06
Tesla Inc convertible security 0.3 $30M 21M 1.42
At&t (T) 0.3 $28M 725k 39.08
Seacor Holdings Inc convertible security 0.3 $28M 30M 0.92
Prospect Capital Corporation note 0.3 $28M 27M 1.06
Evolent Health Inc convertible security 0.3 $28M 41M 0.69
Opko Health Inc convertible security 0.3 $27M 35M 0.78
Ezcorp Inc note 2.375% 5/0 0.3 $27M 33M 0.82
Aramark Hldgs (ARMK) 0.3 $26M 600k 43.40
Gx Acquisition Corp 0.3 $26M 2.6M 10.01
Thunder Brdg Acquistion Ii L Cl A 0.3 $26M 2.6M 9.95
Apex Technology Acquisitn 0.3 $26M 2.6M 9.91
Viavi Solutions Inc convertible security 0.3 $25M 19M 1.29
Etsy Inc convertible security 0.3 $24M 17M 1.41
Act Ii Global Acquisition Co Cl A (ACTT) 0.3 $25M 2.4M 10.11
Granite Pt Mtg Tr Inc note 6.375%10/0 0.3 $24M 23M 1.05
Replay Acquisition Corp 0.3 $23M 2.3M 10.03
Redwood Tr Inc note 4.750% 8/1 0.3 $22M 22M 1.02
Chaserg Technlgy Acquisitn C class a 0.3 $22M 2.1M 10.81
Chp Merger Corp unit 11/22/2024 0.2 $21M 2.1M 10.17
Sunpower Corp dbcv 4.000% 1/1 0.2 $20M 25M 0.83
Spartan Energy Acquisition Cl A Ord 0.2 $21M 2.0M 10.17
Omeros Corp note 6.250%11/1 0.2 $21M 21M 0.97
Karyopharm Therapeutics Inc note 3.000%10/1 0.2 $20M 14M 1.43
Colony Finl Inc note 5.00% 0.2 $19M 19M 1.00
Gores Holdings Iii 0.2 $19M 1.8M 10.34
Teekay note 5.000 1/1 0.2 $18M 20M 0.88
Healthcare Merger Corp unit 12/17/2021 0.2 $18M 1.7M 10.35
iShares Russell 2000 Index (IWM) 0.2 $17M 100k 165.67
Microchip Technology Inc sdcv 2.125%12/1 0.2 $16M 11M 1.45
Flexion Therapeutics convertible security 0.2 $16M 15M 1.07
Pivotal Acq Corp Ii 0.2 $15M 1.5M 9.94
Netfin Acquisition Corp shs cl a 0.2 $15M 1.5M 9.95
Union Acquisition Corp Ii 0.2 $15M 1.5M 9.85
Dexcom Inc dbcv 0.750% 5/1 0.2 $14M 6.3M 2.23
Finserv Acquisition Corp unit 12/31/2026 0.2 $14M 1.4M 10.19
Osprey Technlgy Aquistion Co unit 10/30/2024 0.2 $15M 1.4M 10.18
Blackstone Mtg Tr Inc Note 4.750 3/1 bond 0.2 $14M 13M 1.07
Tiberius Acquisition Corp 0.2 $13M 1.3M 10.43
Redfin Corp convertible security 0.2 $14M 14M 0.99
Blackstone Group Inc Com Cl A (BX) 0.2 $14M 244k 55.94
Trine Acquisition Cl A Ord 0.1 $12M 1.2M 9.98
Insurance Acquisition Corp cl a 0.1 $13M 1.3M 10.02
Stable Rd Acquisition Corp unit 05/15/2026 0.1 $13M 1.3M 10.29
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.1 $12M 10M 1.17
Gores Metropoulos 0.1 $12M 1.2M 10.16
Acamar Partners Acqsition Co cl a 0.1 $12M 1.2M 10.02
Diamondpeak Hldgs Cor 0.1 $12M 1.2M 9.95
Silver Standard Resources Inc note 2.875 2/0 0.1 $11M 11M 1.02
Blackstone Mtg Tr Inc note 4.375% 5/0 0.1 $11M 10M 1.06
Fintech Acquisition Corp Iii 0.1 $11M 1.1M 10.13
Accelerate Diagnostics Inc bond 0.1 $11M 15M 0.78
Theratechnologies Inc note 5.750% 6/3 0.1 $11M 14M 0.82
Proptech Acquisition Corpora unit 10/01/2026 0.1 $11M 1.1M 10.32
Silver Spike Acquisition Cor cl a 0.1 $11M 1.1M 9.92
Legacy Acquisition Corp 0.1 $10M 995k 10.27
Veoneer Incorporated Note note 4.000% 6/0 0.1 $10M 10M 1.03
Tuscan Holdings Ii Acq Corp 0.1 $10M 1.0M 9.86
Vishay Intertechnology convertible security 0.1 $9.7M 9.7M 1.00
Merida Merger Corp I 0.1 $11M 1.1M 9.73
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.1 $9.7M 9.8M 0.99
Tortoise Acquisition Corp cl a 0.1 $9.2M 923k 9.98
Nebula Acquisition Corp 0.1 $8.3M 783k 10.54
Gs Acquisition Holdings Cl A Ord 0.1 $8.6M 777k 11.03
Lgl Sys Acquisition Corp unit 10/24/2024 0.1 $8.8M 864k 10.19
Canopy Gro 0.1 $7.7M 365k 21.09
Redwood Trust Inc convertible security 0.1 $7.8M 7.6M 1.02
Rmg Acquisition Corp cl a 0.1 $7.3M 729k 9.98
Proficient Alpha Acqustn Cor 0.1 $7.3M 721k 10.07
Diamond Eagle Acquisition Corp diamond eagle acq cl a 0.1 $8.0M 748k 10.70
New Providence Acquisitin Co unit 09/01/2024 0.1 $7.7M 750k 10.27
Galileo Acquisition Corp 0.1 $7.9M 801k 9.80
Baozun (BZUN) 0.1 $6.6M 199k 33.12
Nio Inc spon ads (NIO) 0.1 $6.4M 1.6M 4.02
Zendesk Inc convertible security 0.1 $7.0M 5.1M 1.37
Gigcapital2 Acq Corp 0.1 $7.0M 701k 9.99
South Mtn Merger Corp 0.1 $6.7M 675k 9.87
Switchback Energy Acquisitio 0.1 $6.9M 700k 9.83
Sc Health Corp 0.1 $7.0M 705k 9.94
Software Acquisition Group I unit 10/01/2026 0.1 $6.3M 625k 10.15
Theravance Biopharma Inc note 3.250%11/0 0.1 $5.7M 5.5M 1.04
Appollo Global Mgmt Inc Cl A 0.1 $5.9M 124k 47.72
Virgin Galactic Holdings Inc virgin galactic holding-cw22 0.1 $5.7M 1.7M 3.37
Alussa Energy Acquisition Co unit 10/31/2026 0.1 $6.3M 625k 10.08
Financial Select Sector SPDR (XLF) 0.1 $5.4M 175k 30.77
Braemar Hotels & Res 5.5 cum cv pfd b (BHR.PB) 0.1 $5.3M 277k 19.00
Crescent Acquisition Corp 0.1 $5.0M 500k 10.01
Trulia Inc. 2.750% December 15, 2020 ccb 0.1 $4.1M 2.1M 1.98
Hannon Armstrong Sust Infr C note 4.125% 9/0 0.1 $3.9M 3.2M 1.21
General Electric Company 0.0 $3.4M 301k 11.16
Gol Linhas Aereas Intlg S A spon adr p (GOLLQ) 0.0 $3.0M 166k 18.07
Collier Creek Holdings 0.0 $3.1M 300k 10.26
Amci Acquisition Corp class a 0.0 $3.3M 326k 10.13
Cf Fin Acquisition Corp 0.0 $3.2M 317k 10.26
Liv Cap Acquisition Corp unit 99/99/9999 0.0 $3.5M 350k 10.04
Barclays Bk Plc cmn 0.0 $2.3M 149k 15.12
Ctacw Us 30 Sep 23 C11.5 w exp 04/10/202 0.0 $2.1M 1.1M 1.90
Hennessy Cap Acqustion Corp Cl A 0.0 $2.5M 250k 10.16
Us Ecology Incorporated Warrant Exp 101723 *w exp 10/17/202 0.0 $2.6M 227k 11.32
Orisun Acquisition Corp 0.0 $2.1M 215k 9.95
Intrexon Corp note 3.500% 7/0 0.0 $1.8M 3.0M 0.61
Landcadia Hldgs Ii Inc cl a 0.0 $2.0M 200k 9.94
Act Ii Global Acquisiti-cw24 warrants (ACTTW) 0.0 $1.3M 1.3M 1.00
Haymaker Acquisition Corp Ii *w exp 10/31/202 0.0 $2.0M 1.4M 1.44
Churchill Cap Corp Ii *w exp 07/02/202 0.0 $1.8M 1.3M 1.43
Apex Technology Acquisitn Co *w exp 09/18/202 0.0 $1.4M 1.3M 1.15
Amplitude Hlthcre Aqustin Co unit 12/01/2026 0.0 $1.3M 131k 10.07
Accel Entmt Inc *w exp 11/20/202 (ACEL.WS) 0.0 $2.0M 675k 2.89
Thunder Brdg Acquistion Ii L *w exp 11/30/202 0.0 $1.9M 2.1M 0.91
Intrexon 0.0 $494k 90k 5.48
Impinj (PI) 0.0 $1.3M 49k 25.86
Pensare Acquisition Corp right 0.0 $739k 2.7M 0.27
Evolent Health Inc bond 0.0 $450k 500k 0.90
Legacy Acquisition Corp wt 0.0 $1.1M 2.1M 0.51
Tiberius Acquisition Corp w exp 02/28/202 0.0 $721k 686k 1.05
Gs Acquisition Hldgs Corp *w exp 06/12/202 0.0 $927k 405k 2.29
Grshw Us 11 Sep 23 C11.5 w exp 09/11/202 0.0 $943k 642k 1.47
Spaq/ws Us 01 Oct 23 C11.5 w exp 08/27/202 0.0 $486k 992k 0.49
Fintech Acquisition Corp Iii *w exp 12/01/202 0.0 $988k 732k 1.35
Gores Metropoulos Inc *w exp 01/28/202 0.0 $505k 344k 1.47
Hennessy Cap Acqustion Corp *w exp 09/05/202 0.0 $504k 600k 0.84
Ranpak Hldgs Corp *w exp 06/03/202 0.0 $1.2M 1.1M 1.10
Trine Acquisition Corp *w exp 03/31/202 0.0 $669k 712k 0.94
Insurance Acquisition Corp *w exp 03/31/202 0.0 $709k 633k 1.12
Diamondpeak Hldgs Cor *w exp 02/22/202 0.0 $427k 533k 0.80
Replay Acquisition -cw20 warrants 0.0 $1.1M 1.3M 0.83
Diamond Eagle Acquisit-cl A diamond eagle acq cw26 0.0 $555k 233k 2.38
South Mtn Merger Corp *w exp 06/20/202 0.0 $619k 745k 0.83
Gx Acquisition Corp *w exp 05/24/202 0.0 $1.1M 1.4M 0.79
Netfin Acquisition Corp *w exp 08/01/202 0.0 $559k 1.8M 0.31
Gigcapital2 Inc *w exp 02/28/202 0.0 $436k 1.3M 0.33
Gigcapital2 Inc right 02/28/2026 0.0 $787k 3.1M 0.25
Pivotal Invt Corp Ii *w exp 06/01/202 0.0 $496k 605k 0.82
Oaktree Acquisition Corp shs cl a 0.0 $741k 75k 9.88
Adapthealth Corp -a (AHCO) 0.0 $545k 50k 10.98
Greenvision Acquisition Corp 0.0 $983k 100k 9.83
Broadmark Rlty Cap Inc *w exp 11/15/202 0.0 $531k 1.4M 0.39
Brooge Hldgs Ltd *w exp 12/20/202 (BROGW) 0.0 $894k 1.3M 0.71
Tracon Pharmaceuticals (TCON) 0.0 $665k 284k 2.34
Union Acquisition Corp Ii *w exp 04/01/202 0.0 $916k 1.5M 0.61
Galileo Acquisition Corp *w exp 10/31/202 0.0 $540k 1.1M 0.48
Pensare Acquisition Corp *w exp 07/27/202 0.0 $289k 931k 0.31
Big Rock Partners Acquisi Co right 12/01/2022 0.0 $41k 147k 0.28
Gordon Pointe Acquisition Co w exp 07/30/202 0.0 $358k 1.1M 0.34
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $377k 785k 0.48
Nebula Acquisition Corp *w exp 03/12/202 0.0 $345k 261k 1.32
Pure Acquisition Corp *w exp 04/17/202 0.0 $134k 137k 0.98
Far Pt Acquisition Corp w exp 06/01/202 0.0 $132k 100k 1.32
Allegro Merger Corp *w exp 01/06/202 0.0 $200k 1.0M 0.20
Tkk Symphony Acquisition Cor right 02/20/2020 0.0 $283k 1.0M 0.27
Allegro Merger Corp right 12/31/2023 0.0 $235k 759k 0.31
Mosaic Acquisition Corp *w exp 10/23/202 0.0 $349k 367k 0.95
Collier Creek Holdings *w exp 99/99/999 0.0 $130k 100k 1.30
Schultze Spl Purp Acqustn Co *w exp 12/31/202 0.0 $102k 231k 0.44
Tuscan Holdings Corp tuscan holdings corp-cw26 0.0 $336k 600k 0.56
Cf Finance Acquisition Corp cf finance acquisition -cw25 0.0 $294k 338k 0.87
Rmg Acquisition Corp *w exp 02/21/202 0.0 $310k 500k 0.62
Tortoise Acquisition Corp *w exp 03/04/202 0.0 $225k 500k 0.45
Crescent Acquisition Corp *w exp 03/08/202 0.0 $170k 250k 0.68
Acamar Partners Acquisi-cw26 warrants 0.0 $197k 418k 0.47
Proficient Alpha Acqustn Cor *w exp 04/30/202 (PAACW) 0.0 $105k 700k 0.15
Proficient Alpha Acqustn Cor right 04/30/2026 0.0 $161k 803k 0.20
Repay Hldgs Corp (RPAY) 0.0 $146k 10k 14.60
Nesco Holdings In 25 Wts *w exp 01/01/202 0.0 $239k 520k 0.46
Switchback Energy Acquisitio *w exp 07/25/202 0.0 $140k 233k 0.60
Tuscan Hldgs Corp Ii *w exp 04/01/202 0.0 $232k 515k 0.45
Sc Health Corp *w exp 99/99/999 0.0 $361k 350k 1.03
Oaktree Acquisition Corp *w exp 99/99/999 0.0 $23k 25k 0.92
Merida Merger Corp I *w exp 11/07/202 0.0 $263k 538k 0.49
Brooge Hldgs (BROG) 0.0 $127k 15k 8.76
New Frontier Health Corp *w exp 11/30/202 0.0 $262k 169k 1.55
Fellazo 0.0 $171k 17k 10.00
Fellazo Inc *w exp 05/15/202 0.0 $1.0k 17k 0.06
Orisun Acquisition Corp *w exp 05/31/202 0.0 $15k 215k 0.07
Fellazo Inc right 05/26/2026 0.0 $3.1k 17k 0.18
Greenvision Acquisition Corp right 06/01/2021 0.0 $20k 100k 0.20
Orisun Acquisition Corp right 05/31/2024 0.0 $101k 215k 0.47
Silver Spike Acquisition Cor *w exp 08/02/202 0.0 $253k 550k 0.46
Greenvision Acquisition Corp *w exp 10/28/202 0.0 $13k 100k 0.13